Pks Advisory Services, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 125648
· SEC file 801-62147
· Albany, NY
· www.premierwealthadvisorygroup.com
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ADV data as of Jul 29, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $1.0B
- Clients
- 4,892
- Avg AUM / client
- $223K
- Accounts
- 4,892
- Employees
- 45
AUM over time
$376M
$1.1B
Nov 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4,696 | $753M | 68.9% |
| High net worth individuals | 178 | $326M | 29.8% |
| Corporations and other businesses | 18 | $14.2M | 1.3% |
People (46)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pamela Sue Young | President And Chief Compliance Officer | Apr 2021 (5y) | Less than 5% | |
| John Aaron Ramirez | Registered representative | Aug 2011 (15y) | ||
| Sharone Hakman | Registered representative | Aug 2012 (14y) | ||
| Harold Edward Jones | Registered representative | Oct 2012 (14y) | ||
| Roya Yeroshalmi | Registered representative | Jul 2016 (10y) | ||
| William John Miller | Registered representative | CFP | Jul 2019 (7y) | |
| Louis Joseph Czerwinski | Registered representative | Dec 2019 (7y) | ||
| Daniel John Mcwilliams | Registered representative | Jun 2020 (6y) | ||
| Steven Matthew Dolinski | Registered representative | Jun 2020 (6y) | ||
| Roger K Brinks | Registered representative | Jun 2020 (6y) | ||
| Gregory Allen Baldwin | Registered representative | Jan 2021 (6y) | ||
| Alex Youssef Jefferson | Registered representative | Apr 2021 (5y) | ||
| Brian Patrick Purcell | Registered representative | Apr 2021 (5y) | ||
| David Walsh Connors | Registered representative | Apr 2021 (5y) | ||
| Dennis Russell Colavito | Registered representative | Apr 2021 (5y) | ||
| Dino Joseph Macaluso | Registered representative | Apr 2021 (5y) | ||
| Elliott Timothy Stanley | Registered representative | Apr 2021 (5y) | ||
| James Knox Patrick | Registered representative | Apr 2021 (5y) | ||
| John Kevin Rooney | Registered representative | Apr 2021 (5y) | ||
| John Richard Goldman | Registered representative | Apr 2021 (5y) | ||
| Joseph Nicholas Macaluso | Registered representative | Apr 2021 (5y) | ||
| Keith Owen Flood | Registered representative | Apr 2021 (5y) | ||
| Lloyd Warren Church | Registered representative | Apr 2021 (5y) | ||
| Mary Erin Daoust | Registered representative | Apr 2021 (5y) | ||
| Michael James Dejulio | Registered representative | Apr 2021 (5y) | ||
| Scott Michael Cahill | Registered representative | Apr 2021 (5y) | ||
| Lawrence Michael Natale | Registered representative | Apr 2021 (5y) | ||
| Carl J Kipper | Registered representative | Jan 2022 (5y) | ||
| Jarrid Michael Wilkinson | Registered representative | Jul 2022 (4y) | ||
| Victoria Katherine Wabnig | Registered representative | May 2023 (3y) | ||
| Christopher B Soltis | Registered representative | CFP | Jul 2023 (3y) | |
| Francis Bernard Miller | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Andrew Karl Ferraro | Registered representative | Sep 2023 (3y) | ||
| Adam Denton Smith | Registered representative | Nov 2023 (3y) | ||
| Roy Leon Matlock | Registered representative | Nov 2023 (3y) | ||
| Joseph Osborne | Registered representative | Nov 2023 (3y) | ||
| Kristin Melanie Hicks Sanderson | Registered representative | Dec 2023 (3y) | ||
| William Jason Ogles | Registered representative | Dec 2023 (3y) | ||
| Kevin William Woehler | Registered representative | Jan 2024 (3y) | ||
| Mikayla Marie Gabriel | Registered representative | Jan 2025 (2y) | ||
| Joseph Anthony Natale | Registered representative | May 2025 (1y) | ||
| Wyatt T Yennard | Registered representative | Jul 2025 (1y) | ||
| Joseph Dylan Marsh | Registered representative | Nov 2025 (1y) | ||
| Douglas Antony Gibson | Registered representative | May 2026 (0y) | ||
| George Hoyt Abboud | Registered representative | May 2026 (0y) | ||
| Zachary Mann | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pks Holdings, Llc | Sole Member | Oct 2001 | A | 75% or more |
| Wentworth Management Services Llc | Owner | Nov 2017 | B | ≈ 56.25% – 100% via Pks Holdings, Llc |
| Binah Capital Group, Inc. | Owner | Mar 2024 | B | ≈ 42.19% – 100% via Wentworth Management Services Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Wentworth Management Services Llc: 75% – 100% of Pks Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Binah Capital Group, Inc.: 75% – 100% of Wentworth Management Services Llc × 75% – 100% of Pks Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $988M (90% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗