Pacific Heights Asset Management, Llc
- Regulatory AUM
- $7.3B
- Discretionary
- $7.3B
- Clients
- 5
- Avg AUM / client
- $1.5B
- Accounts
- 4
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Feb 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 4 | $7.3B | 100.0% |
| Other investment advisers | 1 | — | — |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrews, James, Hanson | Director Of Finance | Apr 2006 (20y) | Less than 5% | |
| Freund, Susan, Kathryn | Chief Compliance Officer | Mar 2010 (16y) | Less than 5% | |
| Cuggino, Michael, Joseph | Trustee | Aug 2015 (11y) | 75% or more |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Michael J. Cuggino 2008 Revocable Trust | Trust | Aug 2015 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/17/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 17, 2026.
View current Form ADV (SEC/IAPD) ↗