Capital Cities, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 15
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 10
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 15 | — | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employees' Thrift Plan Of Indianapolis Power & Light Company Indianapolis Power & Light Company | 2024 | |
| The Aes Corporation Retirement Savings Plan The Aes Corporation | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joe Bill Wiley | Founding Principal | Mar 1998 (28y) | 10% – 25% | |
| William Maxwell Mauger | Founding & Managing Principal/Chief Compliance Officer | Mar 1998 (28y) | 50% – 75% | |
| Tiffany Janea Spudich | Principal, Chief Investment Officer | Dec 2004 (22y) | 10% – 25% | |
| Amanda Jane Black | Principal, Chief Investment Officer | Jul 2006 (20y) | 10% – 25% | |
| Corey Stephen Waddell | Principal, Director Of Consulting | CFA | Jan 2024 (3y) | 5% – 10% |
| Robert Brian Pelkey | Principal, Director Of Operations | Jan 2024 (3y) | Less than 5% | |
| John Anthony Williams | Registered representative | Aug 2021 (5y) | ||
| Bethany Grace Herr | Registered representative | Aug 2021 (5y) | ||
| Susan R. Somers | Registered representative | Mar 2024 (2y) | ||
| Ryan Anthony Dattilo | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employees' Thrift Plan Of Indianapolis Power & Light Company | Indianapolis Power & Light Company | 904 | $204M | 01/01/2024 |
| The Aes Corporation Retirement Savings Plan | The Aes Corporation | 2,968 | $728M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 930 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗