Baker Ellis Asset Management Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 343
- Avg AUM / client
- $3.1M
- Accounts
- 343
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 196 | $105M | 10.1% |
| High net worth individuals | 138 | $913M | 87.2% |
| Charitable organizations | 2 | $15.4M | 1.47% |
| Corporations and other businesses | 7 | $13.1M | 1.25% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Stoel Rives Retirement Plan Stoel Rives Llp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Christian Baker | Member | CFA | Feb 2002 (25y) | 50% – 75% |
| Patricia Anne Watson | Cco, Head Of Operations | Sep 2019 (7y) | Less than 5% | |
| Barnes Cleland Ellis | Member | Jan 2021 (6y) | 50% – 75% | |
| John Beckley Groh | Registered representative | CFP CFA | Aug 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Stoel Rives Retirement Plan | Stoel Rives Llp | 650 | $560M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $1.0B (98% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗