Private Client Services, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $562M
- Clients
- 8,765
- Avg AUM / client
- $158K
- Accounts
- 8,765
- Employees
- 60
AUM over time
Annual snapshots from Form ADV filings · as of Mar 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 8,529 | $1.0B | 73.1% |
| High net worth individuals | 194 | $365M | 26.4% |
| Pension and profit sharing plans | 35 | $751K | 0.05% |
| Corporations and other businesses | 7 | $7.2M | 0.52% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 | |
| Interapt Retirement Plan Interapt, Llc | 2024 |
People (68)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ernest Aubrey Sampson | Managing Member, Esop Trustee | Chartered Financial Consultant | Feb 2001 (26y) | ≈ 37.5% – 75% via Kfg Enterprises, Inc. |
| Taylor Jones, John Philip | Chief Compliance Officer | Aug 2013 (13y) | Less than 5% | |
| Wescott, Mary Elizabeth | Chief Administration Officer | Sep 2018 (8y) | Less than 5% | |
| Ironside, Julia Meyer | Finop | Nov 2020 (6y) | Less than 5% | |
| Timothy Daley Graham | President | May 2021 (5y) | Less than 5% | |
| Steven Richard Mills | Chief Operations Officer | Jan 2022 (5y) | Less than 5% | |
| Gacsy, Timothy David | Chief Financial Officer | Aug 2023 (3y) | Less than 5% | |
| Eric David Bunnell | Registered representative | CFP | Dec 2001 (25y) | |
| James Patrick Doll | Registered representative | Jun 2002 (24y) | ||
| Sammy Joseph Kudmani | Registered representative | Sep 2003 (23y) | ||
| Jason Garrick Langley | Registered representative | Mar 2005 (21y) | ||
| Alex P Lindle | Registered representative | Mar 2008 (18y) | ||
| Richard Joseph Robinson | Registered representative | Nov 2008 (18y) | ||
| Thomas Andrew Bryant | Registered representative | Mar 2009 (17y) | ||
| Charles Frederick Neal | Registered representative | Jan 2010 (17y) | ||
| Brittany Spiller Ammerman | Registered representative | Apr 2010 (16y) | ||
| Cindy Elizabeth Lindle | Registered representative | May 2010 (16y) | ||
| Gretchen Kay Mahaffey | Registered representative | CFP | May 2010 (16y) | |
| Michael George Dugan | Registered representative | CFP Chartered Financial Consultant | May 2010 (16y) | |
| Michael Robert Dugan | Registered representative | May 2010 (16y) | ||
| Ronald Frank Vanhorn | Registered representative | May 2010 (16y) | ||
| Mitchell Despinich | Registered representative | Jul 2010 (16y) | ||
| Robert Scott Sutherland | Registered representative | Jul 2010 (16y) | ||
| Thomas C Davy | Registered representative | CFP | Jul 2010 (16y) | |
| Sabine Kudmani Stovall | Registered representative | Aug 2011 (15y) | ||
| Mark Patrick Wenzl | Registered representative | Nov 2013 (13y) | ||
| Jane M Vande Voort | Registered representative | Mar 2018 (8y) | ||
| Shana Lynn Keil | Registered representative | Aug 2018 (8y) | ||
| Andrew Bert Fishman | Registered representative | CFP | Jul 2019 (7y) | |
| Steven Michael Lear | Registered representative | Chartered Financial Consultant | Jul 2019 (7y) | |
| Brendan William Halleron | Registered representative | Jul 2019 (7y) | ||
| Daniel Zavie Lear | Registered representative | CFP | Jul 2019 (7y) | |
| Eric Steven Unger | Registered representative | Jul 2019 (7y) | ||
| Kyle Scott Berg | Registered representative | CFP | Jul 2019 (7y) | |
| Marc Samuel Usem | Registered representative | Jul 2019 (7y) | ||
| Marguerita Maria Cheng | Registered representative | CFP | Nov 2019 (7y) | |
| Todd A Oberhausen | Registered representative | Nov 2019 (7y) | ||
| Jillian Fohr | Registered representative | Jan 2020 (7y) | ||
| Jeffrey D Smith | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Howard Friedman | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Sharon Ifrach | Registered representative | Jul 2020 (6y) | ||
| Leanne Ozaine Smith | Registered representative | Aug 2020 (6y) | ||
| Michael Vincent Frieda | Registered representative | Chartered Financial Consultant | Feb 2021 (6y) | |
| Peter Topping | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (6y) | |
| Peter Joseph Mclaughlin | Registered representative | Jul 2021 (5y) | ||
| Adam Boyd Morgan | Registered representative | Dec 2021 (5y) | ||
| Edward Mitchell Marion | Registered representative | Jan 2022 (5y) | ||
| Patrick Charles Homan | Registered representative | Jan 2022 (5y) | ||
| Cassondra Jo Dunning | Registered representative | Apr 2022 (4y) | ||
| Beth Ann Mengert | Registered representative | Jul 2022 (4y) | ||
| Gabriel Ethan Levy | Registered representative | CFA | Jan 2023 (4y) | |
| Paul Anthony Burke | Registered representative | Mar 2023 (3y) | ||
| Cynthia Louise Durst | Registered representative | Jun 2023 (3y) | ||
| Mitchell Joseph Oldewurtel | Registered representative | Sep 2023 (3y) | ||
| Theodore Edward Greggis | Registered representative | Oct 2023 (3y) | ||
| Karla Linn Elliott | Registered representative | Nov 2023 (3y) | ||
| Jeremy James Burton | Registered representative | Nov 2023 (3y) | ||
| Connor Low | Registered representative | Jan 2025 (2y) | ||
| Timothy Howard Ianni | Registered representative | Apr 2025 (1y) | ||
| Cortland Robert Bradbury | Registered representative | May 2025 (1y) | ||
| Stephen Andrew Mcbride | Registered representative | CFP | May 2025 (1y) | |
| Timothy Charles Bradbury | Registered representative | Jun 2025 (1y) | ||
| Lorraine Mekan Kirk | Registered representative | Aug 2025 (1y) | ||
| Esmeralda Quintero | Registered representative | CFP Chartered Financial Consultant | Aug 2025 (1y) | |
| Bruce Stephen Udell | Registered representative | Chartered Financial Consultant | Nov 2025 (1y) | |
| Jeremy Eric Udell | Registered representative | CFP | Jan 2026 (1y) | |
| David Bunnell | Registered representative | Apr 2026 (0y) | ||
| Robert Benedict Clements | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kfg Enterprises, Inc. | Shareholder | Feb 2001 | A | 50% – 75% |
| Private Client Services Emp Stock Ownership Plan & Trust | Esop Trust | Jan 2020 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ernest Aubrey Sampson: 75% – 100% of Kfg Enterprises, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Interapt Retirement Plan | Interapt, Llc | 129 | $705K | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/14/2026 | 1.62 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FIRM FAILED TO COMPLY WITH THE 5/19/10 CONDITIONAL REGISTRATION OF AGENT PAULA PARKERSON, VIS-A-VIS THE FIRM-ASSIGNED REGISTERED PRINCIPAL'S FAILURE TO MAINTAIN EVIDENCE OF PERIODIC CUSTOMER ACCOUNT REVIEWS AS REQUIRED. Status: Final Sanction Detail: $1,000.00 FINE WAS PAID ON 03/01/2011 Summary: THERE WAS A MISUNDERSTANDING ON WHAT CONSTITUTED 'ACCOUNT REVIEWS'....100% OF PARKERSON'S ACCOUNTS, TRADES, EMAILS,ETC WERE UNDER CONSTANT PRINCIPAL SURVEILLANCE (WELL DOCUMENTED)EVEN TO THE POINT OF SETTING IN ON CLIENT APPOINTMENTS AT TIMES,HOWEVER, NO WRITTEN 'FORMAL' REVIEW BREAKDOWN, BY ACCT, AS A PROCESS....
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 14, 2026.
View current Form ADV (SEC/IAPD) ↗