Securities Brokerage Services, Inc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 119861
· Carnegie, PA
· SBSBROKERS.COM
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ADV data as of Oct 20, 2023
- Regulatory AUM
- $16.2M
- Discretionary
- $0
- Clients
- 42
- Avg AUM / client
- $386K
- Accounts
- 42
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 38 | $10.8M | 66.3% |
| High net worth individuals | 4 | $5.5M | 33.7% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ralph Thomas Servati | Registered representative | Apr 2011 (15y) | ||
| Barry Dean Fasenmyer | Registered representative | Jan 2017 (10y) | ||
| Henry Joseph Kasky | Registered representative | Jan 2020 (7y) | ||
| Theodore Francis Staats | Registered representative | Aug 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 10/20/2023 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 20, 2023.
View current Form ADV (SEC/IAPD) ↗