AUMdb

Willis Johnson & Associates, Inc.

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 119759 · SEC file 801-66191 · Houston, TX · www.linkedin.com
☆ Save with Pro ADV data as of Apr 16, 2026
Regulatory AUM
$1.9B
Discretionary
$1.8B
Clients
578
Avg AUM / client
$3.2M
Accounts
2,742
Employees
41

AUM over time

$261M $1.9B
Mar 29, 2012 Apr 16, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 486 $1.1B 60.7%
High net worth individuals 92 $723M 39.1%
Charitable organizations Fewer than 5 clients $1.9M 0.1%
Corporations and other businesses Fewer than 5 clients $3.0M 0.16%

People (28)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Willis Anthony Johnson Chief Executive Officer CFP Jul 1996 (30y) 50% – 75%
Nicholas Johnson President And Chief Compliance Officer CFP CFA Nov 2011 (15y) Less than 5%
Alexis Cathryn Long Director Of Wealth Management CFP Mar 2015 (11y) 5% – 10%
Robert William Lowerre Registered representative Apr 2010 (16y)
John Kenneth Siegel Registered representative CFP Oct 2018 (8y)
Brandon Shane Young Registered representative CFP Jun 2019 (7y)
Hester Rebekah Broad Registered representative CFP Jul 2020 (6y)
Sarah Gilligan Sikorski Registered representative CFP Aug 2020 (6y)
Mitchell Le Roy Registered representative CFP Nov 2020 (6y)
Adrian Gomez Registered representative Sep 2022 (4y)
Lucille Elizabeth Gift Registered representative CFP Mar 2023 (3y)
Hunter Anguiano Registered representative Jan 2024 (3y)
Abigail Nicole Carrell Registered representative CFP Apr 2024 (2y)
Cameron Anthony Sauer Registered representative CFP May 2024 (2y)
Xianyuan Hoover Registered representative CFA Oct 2024 (2y)
Yerassyl Almatyli Sundetbayev Registered representative CFP Jan 2025 (2y)
Abrin Angelus Berkemeyer Registered representative CFP May 2025 (1y)
Jeffrey Earl Riley Registered representative CFP May 2025 (1y)
Jacob Wesley Hansink Registered representative Jul 2025 (1y)
Karlee Anna Davis Registered representative Jul 2025 (1y)
Cody Lowell Bangerter Registered representative Sep 2025 (1y)
Alicea Selene Hoffman Registered representative Oct 2025 (1y)
Makemma Cockrell Wolff Registered representative CFP Oct 2025 (1y)
Luke Wuthrich Registered representative CFP Mar 2026 (0y)
Tyler Garrett Leal Registered representative CFP Apr 2026 (0y)
Rudy Villa Registered representative CFP Jun 2026 (0y)
Mikelyn Marie Granato Registered representative Jun 2026 (0y)
Jonathan William Partridge Registered representative Jun 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Nicholas A. Johnson Qualified Subchapter S Trust Owner Jan 2020 A 25% – 50%
W&Pj Equity I Trust Owner Jan 2020 A 5% – 10%
W&Pj Equity Ii Trust Owner Jan 2020 A 5% – 10%

Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/16/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.

View current Form ADV (SEC/IAPD) ↗