Consolidated Financial Management Corp.
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 6
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Neaton Auto Products Mfg., Incorporated Retirement And Savings Plan Neaton Auto Products Mfg., Incorporated | 2024 | |
| Cleveland Research Company, Llc Profit Sharing 401(k) Plan Cleveland Research Company, Llc | 2024 | |
| Rocking Horse Center 401(k) Plan Rocking Horse Center | 2024 | |
| Ada Technologies 401(k) Retirement Savings Plan Ada Technologies, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kari Marie Raglione Tissot | Registered representative | CFP | Jan 2009 (18y) | |
| Kristy Anne Motta | Registered representative | CFP | Jan 2009 (18y) | |
| Andrew James Smith | Registered representative | Aug 2020 (6y) | ||
| Kaitlyn Elizabeth Ott | Registered representative | CFP | Jun 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Neaton Auto Products Mfg., Incorporated Retirement And Savings Plan | Neaton Auto Products Mfg., Incorporated | 983 | $45.9M | 01/01/2024 |
| Cleveland Research Company, Llc Profit Sharing 401(k) Plan | Cleveland Research Company, Llc | 124 | $28.8M | 01/01/2024 |
| Rocking Horse Center 401(k) Plan | Rocking Horse Center | 213 | $8.6M | 01/01/2024 |
| Ada Technologies 401(k) Retirement Savings Plan | Ada Technologies, Inc. | 101 | $7.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗