Capital Planning Group, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 118921
· Costa Mesa, CA
· WWW.CAPITALPLANNINGGROUPLLC.COM
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ADV data as of Mar 10, 2026
- Regulatory AUM
- $46.1M
- Discretionary
- $45.5M
- Clients
- 9
- Avg AUM / client
- $5.1M
- Accounts
- 40
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $580K | 1.26% |
| High net worth individuals | 2 | $2.3M | 5.1% |
| Pension and profit sharing plans | 1 | $141K | 0.31% |
| Charitable organizations | 1 | $43.0M | 93.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Villara Corporation 401(k) Plan Villara Corporation | 2024 | |
| Electrical Design & Motor Control, Inc. 401(k) Plan Electrical Design & Motor Control, Inc. | 2024 | |
| Cti Iii Llc 401(k) Profit Sharing Plan And Trust Cti Iii Llc | 2024 | |
| Gemini Legal Support, Inc. 401(k) Profit Sharing Plan Gemini Legal Support, Inc. | 2024 |
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Villara Corporation 401(k) Plan | Villara Corporation | 849 | $31.8M | 04/01/2024 |
| Electrical Design & Motor Control, Inc. 401(k) Plan | Electrical Design & Motor Control, Inc. | 84 | $12.7M | 01/01/2024 |
| Cti Iii Llc 401(k) Profit Sharing Plan And Trust | Cti Iii Llc | 72 | $8.3M | 01/01/2024 |
| Gemini Legal Support, Inc. 401(k) Profit Sharing Plan | Gemini Legal Support, Inc. | 301 | $6.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗