Diversified Financial Advisors, Llc
- Regulatory AUM
- $586M
- Discretionary
- $578M
- Clients
- 641
- Avg AUM / client
- $914K
- Accounts
- 846
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 475 | $125M | 21.3% |
| High net worth individuals | 35 | $74.9M | 12.8% |
| Pension and profit sharing plans | 131 | $386M | 66.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Auffenberg Union Employees' 401(k) Plan Auffenberg Hyundai, Inc. | 2024 | |
| The Saint Louis Brewery, Llc 401(k) Plan The Saint Louis Brewery, Llc | 2024 | |
| Chris Auffenberg Automotive 401(k) Profit Sharing Plan Chris Auffenberg Ford, Inc. | 2024 | |
| Precision Practice Management, Inc. 401(k) Plan Precision Practice Management, Inc. | 2024 | |
| Jim Butler Auto Group 401 K Plan Jim Butler Chevrolet Inc. | 2024 | |
| Wallace Graphics, Inc. 401(k) Plan Wallace Graphics, Inc. | 2024 | |
| Auffenberg Employees 401(k) Plan And Trust Auffenberg Ford, Inc. C/O Auffenberg Dealer Group, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Paul Trybula | Member/Owner/Chief Compliance Officer | CFP | Aug 1997 (29y) | 50% – 75% |
| Jeremy Trybula | Member/Owner | Jan 2014 (13y) | 50% – 75% | |
| James Villanueva | Registered representative | Apr 2017 (9y) | ||
| Brenden Scott Heiland | Registered representative | Dec 2021 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Auffenberg Union Employees' 401(k) Plan | Auffenberg Hyundai, Inc. | 112 | $7.3M | 01/01/2024 |
| The Saint Louis Brewery, Llc 401(k) Plan | The Saint Louis Brewery, Llc | 128 | $3.0M | 01/01/2024 |
| Chris Auffenberg Automotive 401(k) Profit Sharing Plan | Chris Auffenberg Ford, Inc. | 139 | $12.0M | 01/01/2024 |
| Precision Practice Management, Inc. 401(k) Plan | Precision Practice Management, Inc. | 192 | $12.0M | 01/01/2024 |
| Jim Butler Auto Group 401 K Plan | Jim Butler Chevrolet Inc. | 242 | $17.7M | 01/01/2024 |
| Wallace Graphics, Inc. 401(k) Plan | Wallace Graphics, Inc. | 124 | $8.5M | 01/01/2024 |
| Auffenberg Employees 401(k) Plan And Trust | Auffenberg Ford, Inc. C/O Auffenberg Dealer Group, Inc. | 218 | $14.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Broadridge Business Process Outsourcing, Llc $363M (62% of AUM) Mar 2026
- LPL Financial $199M (34% of AUM) Mar 2026
- Advisortrust, Inc. $86.6M (17% of AUM) Nov 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗