Risk Management Advisory Services, Inc.
- Regulatory AUM
- $91.2M
- Discretionary
- $91.2M
- Clients
- 107
- Avg AUM / client
- $853K
- Accounts
- 267
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 61 | $18.4M | 20.2% |
| High net worth individuals | 34 | $53.5M | 58.6% |
| Pension and profit sharing plans | 6 | $11.9M | 13.1% |
| Charitable organizations | 3 | $6.5M | 7.17% |
| Corporations and other businesses | 3 | $868K | 0.95% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Elizabeth Schroeder | Vice President, Chief Compliance Officer | Sep 2001 (25y) | 10% – 25% | |
| Maughan, Kristen, Small | Administrative Asst./Shareholder | Sep 2001 (25y) | 10% – 25% | |
| Small, Pamela, Susan | Secretary | Sep 2001 (25y) | 10% – 25% | |
| William Ross Small | President & Director | Sep 2001 (25y) | 25% – 50% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2026 | 994 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Equity Trust Company $70.4M (77% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.
View current Form ADV (SEC/IAPD) ↗