AUMdb

Bonnie Wusz & Associates, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 116471 · SEC file 801-108260 · Orange, CA · WWW.BWANDASSOCIATESINC.COM
☆ Save with Pro ADV data as of Jan 20, 2026
Regulatory AUM
$693M
Discretionary
$0
Clients
529
Avg AUM / client
$1.3M
Accounts
1,229
Employees
5

AUM over time

$113M $693M
Aug 2016 Dec 2025

Annual snapshots from Form ADV filings · as of Jan 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 373 $240M 34.6%
High net worth individuals 156 $453M 65.4%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Bonnie Sue Wusz President (Secretary And Cfo) CFP Nov 1990 (36y) ≈ 37.5% – 75% via Wusz Family Trust Dtd 6/4/1991
Wusz, Timothy, Nmn Trustee Jun 1991 (35y) ≈ 37.5% – 75% via Wusz Family Trust Dtd 6/4/1991
Laurel Anne Hackett Financial Advisor Aug 2014 (12y) Less than 5%
Mitchell, Tina, Louise Chief Compliance Officer Jul 2021 (5y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Wusz Family Trust Dtd 6/4/1991 Owner Jun 1991 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Bonnie Sue Wusz: 50% – 75% of Wusz Family Trust Dtd 6/4/1991 × 75% – 100% direct ≈ 37.5% – 75% of the firm
  • Wusz, Timothy, Nmn: 50% – 75% of Wusz Family Trust Dtd 6/4/1991 × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/20/2026 945 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.

View current Form ADV (SEC/IAPD) ↗