Carter Advisory Services, Inc
State-registered
Investment Adviser
CRD 116249
· SEC file 801-60727
· Dallas, TX
· WWW.CARTERWEALTH.COM
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ADV data as of Jul 22, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 11
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bill Edward Carter | Registered representative | Chartered Financial Consultant | Jul 1993 (33y) | |
| Kathleen Anne Muldoon | Registered representative | CFP | Jul 1995 (31y) | |
| Jonathan Richard Meaney | Registered representative | CFP | May 2007 (19y) | |
| John Tyler Russell | Registered representative | CFP | Apr 2011 (15y) | |
| Ellenore Knight Baker | Registered representative | CFP | May 2016 (10y) | |
| Lori Ann Peters | Registered representative | CFP | May 2017 (9y) | |
| Robert Aaron Hays | Registered representative | CFP | May 2017 (9y) | |
| Deborah Ann Lemoine Hickey | Registered representative | CFP | May 2019 (7y) | |
| Joseph Francis Meylor | Registered representative | CFP | Sep 2021 (5y) | |
| Daniel Joshua Swain | Registered representative | CFP | May 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗