Harbor Capital Advisors, Inc.
- Regulatory AUM
- $67.6B
- Discretionary
- $67.6B
- Clients
- 27
- Avg AUM / client
- $2.5B
- Accounts
- 15
- Employees
- 240
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $50.8B | 75.1% |
| Pooled investment vehicles (non-investment companies) | 3 | $16.8B | 24.9% |
| Other investment advisers | 12 | $0 | — |
| Corporations and other businesses | 9 | $0 | — |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $992M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Harbor Capital Group Trust For Defined Benefit Plans | Other Private Fund | New York | $992M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Edwin L Heim Co 401(k) Profit Sharing And Employee Stock Ownership Plan Edwin L. Heim Company | 2024 | |
| Tenth Amended & Restated Owens Illinois Hourly Retirement Plan O I Glass, Inc. | 2024 | |
| Tenth Amended & Restated Owens Illinois Salary Retirement Plan O I Glass, Inc. | 2024 | |
| Libbey Hourly Retirement Plan Libbey Glass Llc | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Breuninger, Walter, Otto | Senior Vice President & Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Dale Jarrett Korman | Registered representative | CFP | Sep 2021 (5y) | |
| Jason Michael Alonzo | Registered representative | Feb 2023 (3y) | ||
| Jacob B Del Mauro | Registered representative | Jul 2023 (3y) | ||
| Timothy Michael Buick | Registered representative | Jan 2024 (3y) | ||
| William Reed Wheeler | Registered representative | Feb 2024 (2y) | ||
| Simrin Kaur Dhillon | Registered representative | Aug 2024 (2y) | ||
| Jason Lauderback | Registered representative | Aug 2024 (2y) | ||
| Phillip Simcox | Registered representative | Aug 2024 (2y) | ||
| Patrick Sullivan | Registered representative | Jan 2025 (2y) | ||
| Dario Urbaez Moquete | Registered representative | May 2025 (1y) |
Undisclosed: 95% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $992M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Harbor Capital Group Trust For Defined Benefit Plans | Other Private Fund | $992M | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Edwin L Heim Co 401(k) Profit Sharing And Employee Stock Ownership Plan | Edwin L. Heim Company | 172 | $88.2M | 06/26/2024 |
| Tenth Amended & Restated Owens Illinois Hourly Retirement Plan | O I Glass, Inc. | 1,789 | $544M | 01/01/2024 |
| Tenth Amended & Restated Owens Illinois Salary Retirement Plan | O I Glass, Inc. | 152 | $251M | 01/01/2024 |
| Libbey Hourly Retirement Plan | Libbey Glass Llc | 238 | $203M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗