Sound Shore Management Inc
- Regulatory AUM
- $3.4B
- Discretionary
- $3.4B
- Clients
- 370
- Avg AUM / client
- $9.2M
- Accounts
- 372
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Apr 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $3.6M | 0.11% |
| Investment companies | 1 | $988M | 29.1% |
| Pooled investment vehicles (non-investment companies) | 2 | $199M | 5.87% |
| Pension and profit sharing plans | 1 | $82.8M | 2.44% |
| Charitable organizations | 2 | $133M | 3.91% |
| State or municipal government entities | 2 | $1.1B | 32.0% |
| Sovereign wealth funds and foreign official institutions | 1 | $311M | 9.14% |
| Corporations and other businesses | 1 | $119M | 3.49% |
| Other | 358 | $476M | 14.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $25.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sound Shore Commingled Fund, Llc | Other Private Fund | Delaware | $25.2M | 3 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Aep Retirement Savings 401(k) Plan American Electric Power Service Corporation | 2024 | |
| Genuine Parts Company Pension Plan Genuine Parts Company | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kane, Theodore, Gibbs | Co Chairman/Director | Sep 1977 (49y) | 10% – 25% | |
| Burn, Harry | Co Chairman/Director | May 1978 (48y) | 25% – 50% | |
| Sullivan, Shanna, Stinchfield | V.P.,Treas.,Sec./Director | Dec 1979 (47y) | 5% – 10% | |
| Clark, James, Frederic | Analyst | Jun 2004 (22y) | 5% – 10% | |
| Haims, Lowell, Erik | Chief Compliance Officer | Jun 2007 (19y) | Less than 5% | |
| Degulis, John, Patrick | President | Dec 2013 (13y) | 10% – 25% | |
| Smoller, Ellen, Susan | Trader | Dec 2021 (5y) | Less than 5% | |
| Bilik, David, Bernard | Portfolio Manager | May 2024 (2y) | 5% – 10% | |
| Evans, Peter, Bradford | Portfolio Manager | May 2024 (2y) | 5% – 10% | |
| Theodore Gibbs Kane | Registered representative | Aug 1983 (43y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $25.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sound Shore Commingled Fund, Llc | Other Private Fund | $25.2M | $1.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Aep Retirement Savings 401(k) Plan | American Electric Power Service Corporation | 16,345 | $5.2B | 01/01/2024 |
| Genuine Parts Company Pension Plan | Genuine Parts Company | 3,705 | $2.0B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/09/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $939M (28% of AUM) Apr 2026
- Goldman Sachs $476M (14% of AUM) Apr 2026
- State Street $459M (14% of AUM) Apr 2026
- Brown Brothers Harriman & Co. $375M (11% of AUM) Mar 2021
- Fidelity Management Trust Company $284M (8% of AUM) Mar 2022
- BNY Mellon $201M (6% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 09, 2026.
View current Form ADV (SEC/IAPD) ↗