Capital Advisors Group, Inc
- Regulatory AUM
- $23.0B
- Discretionary
- $23.0B
- Clients
- 236
- Avg AUM / client
- $97.6M
- Accounts
- 236
- Employees
- 33
AUM over time
Annual snapshots from Form ADV filings · as of Mar 29, 2026
Asset allocation (SMA assets by investment type)
as of Mar 29, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | 5 | $17.9M | 0.08% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | 3 | $120M | 0.52% |
| State or municipal government entities | Fewer than 5 clients | — | — |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | 228 | $22.9B | 99.4% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Klopp Campbell | Ceo | Jun 1991 (35y) | 25% – 50% of Benjamin K. Campell Trust Of 2011 (indirect) | |
| Toney, Kari, Elizabeth | Chief Compliance Officer | Oct 2006 (20y) | Less than 5% | |
| Salemi, Stephen, Richard | President & Chief Operating Officer | Mar 2015 (11y) | 5% – 10% | |
| Kate Elizabeth Ryan | Registered representative | Mar 2002 (24y) | ||
| Marc Bradford St. Andre | Registered representative | Mar 2002 (24y) | ||
| Lance Pan | Registered representative | CFA | Jan 2004 (23y) | |
| Stefan Taylor Spazek | Registered representative | Mar 2008 (18y) | ||
| Matthew Ryan Paniati | Registered representative | Sep 2018 (8y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Campbell Family 1998 Irrevocable Trust | Owner | Nov 1998 | A | 25% – 50% |
| Benjamin K. Campbell Trust Of 2011 | Owner | Jul 2011 | A | 10% – 25% |
| Campbell Family 2019 Irrevocable Trust | Owner | Dec 2019 | A | 10% – 25% |
| Campbell, Karyn, Webb | Trustee | Nov 1998 | B | ≈ 6.25% – 25% via Campbell Family 1998 Irrevocable Trust |
| Knox, Jr., Northrup, R. | Trustee | Nov 1998 | B | ≈ 6.25% – 25% via Campbell Family 1998 Irrevocable Trust |
| Phillips Iii, Asa, E. | Trustee | Nov 1998 | B | ≈ 6.25% – 25% via Campbell Family 1998 Irrevocable Trust |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Campbell, Karyn, Webb: 25% – 50% of Campbell Family 1998 Irrevocable Trust × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Knox, Jr., Northrup, R.: 25% – 50% of Campbell Family 1998 Irrevocable Trust × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Phillips Iii, Asa, E.: 25% – 50% of Campbell Family 1998 Irrevocable Trust × 25% – 50% direct ≈ 6.25% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • A MINIMUM FEE OF UP TO $625.00 PER QUARTER MAY BE CHARGED.
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- State Street $10.4B (63% of AUM) Mar 2021
- Us Bancorp $1.3B (6% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 29, 2026.
View current Form ADV (SEC/IAPD) ↗