Pentegra Investors, Inc.
- Regulatory AUM
- $5.6B
- Discretionary
- $3.3B
- Clients
- 250
- Avg AUM / client
- $22.4M
- Accounts
- 250
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $6.7M | 0.12% |
| Pension and profit sharing plans | 248 | $5.6B | 99.9% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $4.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pentegra Co Invest 2017 1 Llc | Other Private Fund | Delaware | $4.2M | 3 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stone, Scott, Mitchell | President, Chief Investment Officer | Jun 2011 (15y) | Less than 5% | |
| Sorrentino, Charles, S | Chief Financial Officer | Aug 2012 (14y) | Less than 5% | |
| Ernst, Lars, Gerhard | Chief Compliance Officer | Dec 2015 (11y) | Less than 5% | |
| Finnegan, Kevin, O | Svp, General Counsel | Mar 2023 (3y) | Less than 5% | |
| Wietsma, Eric, Hans | Director | Jul 2023 (3y) | Less than 5% | |
| Christopher Jonathan Lamarca | Registered representative | Jan 2017 (10y) | ||
| Maegen Emily Chaudry | Registered representative | Jun 2017 (9y) | ||
| Pedro Jovanny Frias | Registered representative | Apr 2022 (4y) | ||
| Stephen A Hughes | Registered representative | Sep 2025 (1y) | ||
| Regina Angela Montrony | Registered representative | Sep 2025 (1y) | ||
| Maureen Ellen Hamblin | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pentegra Services, Inc. | Parent | Aug 2008 | A | 75% or more |
| Pentegra Defined Benefit Plan For Financial Institutions | Shareholder | Aug 2008 | B | 75% or more of Pentegra Services, Inc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $4.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pentegra Co Invest 2017 1 Llc | Other Private Fund | $4.2M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- BNY Mellon $3.0B (53% of AUM) May 2026
- Reliance Trust Company $2.1B (34% of AUM) Mar 2023
- Empower Trust Co $275M (5% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗