Paradigm Asset Management Company, L.L.C.
- Regulatory AUM
- $442M
- Discretionary
- $442M
- Clients
- 7
- Avg AUM / client
- $63.1M
- Accounts
- 10
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Investments (13F portfolio — 424 positions, $426,471,866)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc. Cl A | COM | $9,233,552 | 32,110 | 2.17% | 2.09% |
| 2 | Jpmorgan Chase & Co | COM | $8,645,657 | 29,391 | 2.03% | 1.96% |
| 3 | Nvidia Corp | COM | $6,517,328 | 37,370 | 1.53% | 1.48% |
| 4 | Samsung Electronics Co Ltd | COM | $6,003,983 | 55,000 | 1.41% | 1.36% |
| 5 | Apple Inc. | COM | $5,112,853 | 20,146 | 1.2% | 1.16% |
| 6 | Asml Holding Nv | COM | $4,730,040 | 3,668 | 1.11% | 1.07% |
| 7 | Wells Fargo & Co | COM | $4,167,743 | 52,352 | 0.98% | 0.94% |
| 8 | Astrazeneca Plc | COM | $3,932,454 | 20,300 | 0.92% | 0.89% |
| 9 | Lam Research Corp | COM | $3,909,978 | 18,300 | 0.92% | 0.89% |
| 10 | Goldman Sachs Group | COM | $3,639,449 | 4,302 | 0.85% | 0.82% |
| 11 | Oracle Systems | COM | $3,611,550 | 24,550 | 0.85% | 0.82% |
| 12 | Microsoft Corp. | COM | $3,609,157 | 9,750 | 0.85% | 0.82% |
| 13 | Abbvie Inc. | COM | $3,566,836 | 16,400 | 0.84% | 0.81% |
| 14 | Marathon Petroleum Corp | COM | $3,467,356 | 14,200 | 0.81% | 0.78% |
| 15 | Merck & Co. Inc. | COM | $3,414,793 | 28,388 | 0.8% | 0.77% |
| 16 | Bank Of America | COM | $3,408,844 | 69,925 | 0.8% | 0.77% |
| 17 | Broadcom Inc. | COM | $3,311,757 | 10,700 | 0.78% | 0.75% |
| 18 | Nextera Energy Inc | COM | $3,278,664 | 35,300 | 0.77% | 0.74% |
| 19 | Novartis Ag Reg | COM | $3,235,868 | 21,514 | 0.76% | 0.73% |
| 20 | Morgan Stanley | COM | $3,209,115 | 19,500 | 0.75% | 0.73% |
| 21 | Exxon Mobil Corp. | COM | $3,181,125 | 18,750 | 0.75% | 0.72% |
| 22 | Roche Holding Ag | COM | $3,175,394 | 8,108 | 0.74% | 0.72% |
| 23 | Deutsche Telekom Ag Reg | COM | $3,057,596 | 83,058 | 0.72% | 0.69% |
| 24 | Philip Morris Int'l | COM | $3,009,188 | 18,200 | 0.71% | 0.68% |
| 25 | Keysight Technologies | COM | $2,993,122 | 10,600 | 0.7% | 0.68% |
Top 25 of 424 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $48.6M | 11.0% |
| State or municipal government entities | 7 | $368M | 83.2% |
| Corporations and other businesses | Fewer than 5 clients | $25.5M | 5.77% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marcus, Jeffrey, Edward | Senior Portfolio Manager And Shareholder | May 1995 (31y) | 5% – 10% | |
| Francis, James, Eric | Managing Member, Chief Executive Officer And Chief Investment Officer And Shareholder | Oct 2004 (22y) | 50% – 75% | |
| Pai, Gregory | Senior Managing Director And Chief Compliance Officer And Shareholder | Oct 2004 (22y) | 10% – 25% | |
| Sosa, Odalisse, Miguelina | Chief Administrative Officer And Shareholder | Jan 2023 (4y) | Less than 5% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 999 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $184M (42% of AUM) Mar 2026
- BNY Mellon $120M (27% of AUM) Mar 2026
- Northern Trust $59.1M (13% of AUM) Mar 2026
- Amalgamated Bank $48.6M (11% of AUM) Mar 2026
- Pennhaven Brokerage Partners, Llc $30.0M (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗