K R Financial Llc
- Regulatory AUM
- $90.7M
- Discretionary
- $90.7M
- Clients
- 25
- Avg AUM / client
- $3.6M
- Accounts
- 53
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 25 | $70.2M | 77.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.0M | 4.4% |
| Corporations and other businesses | Fewer than 5 clients | $16.5M | 18.2% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Estate Of Krieger, Dale, Bruce | Indirect Owner | Aug 1996 (30y) | GP / trustee / elected manager of The Krieger Family Limited Partnership (indirect) | |
| Krieger, Veronica, Krna | Indirect Owner | Aug 1998 (28y) | ≈ 9.38% – 37.5% via The Krieger Family Limited Partnership | |
| Ruderman, Richard, Alan | President And Ceo | Aug 1998 (28y) | ≈ 37.5% – 75% via Krieger, Ruderman & Co., Llc | |
| Walter Alan Gilmore | "Chief Compliance Officer" | Mar 2010 (16y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Krieger, Ruderman & Co., Llc | Sole Shareholder | Aug 1998 | A | 75% or more |
| The Krieger Family Limited Partnership | Indirect Owner | Aug 1998 | B | ≈ 37.5% – 75% via Krieger, Ruderman & Co., Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Krieger, Veronica, Krna: 25% – 50% of The Krieger Family Limited Partnership × 50% – 75% of Krieger, Ruderman & Co., Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Ruderman, Richard, Alan: 50% – 75% of Krieger, Ruderman & Co., Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- The Krieger Family Limited Partnership: 50% – 75% of Krieger, Ruderman & Co., Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- RBC $74.2M (82% of AUM) Apr 2026
- BNY Mellon $16.5M (18% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗