Record Currency Management Limited
- Regulatory AUM
- $114B
- Discretionary
- $114B
- Clients
- 189
- Avg AUM / client
- $604M
- Accounts
- 189
- Employees
- 87
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Asset allocation (SMA assets by investment type)
as of Jun 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $145M | 0.13% |
| Pooled investment vehicles (non-investment companies) | 132 | $16.2B | 14.2% |
| Pension and profit sharing plans | 16 | $42.3B | 37.0% |
| Charitable organizations | 7 | $3.1B | 2.75% |
| State or municipal government entities | 12 | $43.3B | 38.0% |
| Corporations and other businesses | 21 | $9.1B | 7.93% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Laurie, Grady, Mcgown | Chief Compliance Officer | Jul 2012 (14y) | Less than 5% | |
| Ayles, Kevin, John | Company Secretary | Apr 2021 (5y) | Less than 5% | |
| Tikhonov, Dmitri, Eduardovich | Cio | Apr 2021 (5y) | Less than 5% | |
| Record, Neil, Peter | Ex Chairman | Mar 2023 (3y) | ≈ 18.75% – 50% via Record Plc | |
| Witte, Jan, Hendrik Josef | Chief Executive Officer / Director | Apr 2023 (3y) | Less than 5% | |
| Arnold, Thomas, Allan Quartermaine | Director, Head Of Sales | May 2024 (2y) | Less than 5% | |
| Wahedally, Shaesta | Director, Head Of Client Onboarding | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Record Plc | Parent Company (100% Owner) | Dec 2007 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Record, Neil, Peter: 25% – 50% of Record Plc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗