Capital Research And Management Company
- Regulatory AUM
- $3.8T
- Discretionary
- $3.8T
- Clients
- 22,833
- Avg AUM / client
- $164M
- Accounts
- 22,833
- Employees
- 1,417
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Asset allocation (SMA assets by investment type)
as of Jul 06, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20,458 | $12.7B | 0.34% |
| High net worth individuals | 1,696 | $11.7B | 0.31% |
| Investment companies | 146 | $3.5T | 93.5% |
| Pooled investment vehicles (non-investment companies) | 66 | $199B | 5.31% |
| Pension and profit sharing plans | 9 | $32.6M | 0.0% |
| Charitable organizations | 145 | $1.6B | 0.04% |
| Sovereign wealth funds and foreign official institutions | 3 | $1.6B | 0.04% |
| Corporations and other businesses | 296 | $2.8B | 0.07% |
| Other | 14 | $12.3B | 0.33% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (21)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Philip O'connor | Director | CFA | Sep 2015 (11y) | Less than 5% |
| Gitlin, Michael, Craig | Director And Vice Chairman | Mar 2019 (7y) | Less than 5% | |
| Kawaja, Carl, Michael | Director And Vice Chair | Mar 2019 (7y) | Less than 5% | |
| Triessl, Michael, James | Director | Mar 2019 (7y) | Less than 5% | |
| Arredondo, Canise, Marie | Director, Senior Vice President & Chief Financial Officer | Nov 2019 (7y) | Less than 5% | |
| Burkley, Walter, Rodney | Director | Nov 2019 (7y) | Less than 5% | |
| Jonsson, Joanna, Fowler | Director, Vice Chair & President | Aug 2020 (6y) | Less than 5% | |
| Waesche, William, Harden | Director, Senior Vice President & Chief Operating Officer Investment Group | Nov 2020 (6y) | Less than 5% | |
| Zarraga Urquijo, Marta | Director | Nov 2021 (5y) | Less than 5% | |
| Lotwin, Steven, David | Director | Nov 2022 (4y) | Less than 5% | |
| Holly Catherine Framsted | Director | CFA | Nov 2023 (3y) | Less than 5% |
| Nixon, Naseem, Zarifeh Sahar | Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Antle, Matthew, Thomas | Director | Dec 2024 (2y) | Less than 5% | |
| Buchheim, Jennifer, Michelle | Director, Treasurer | Dec 2024 (2y) | Less than 5% | |
| Frank, Cheryl, Elizabeth | Director | Dec 2024 (2y) | Less than 5% | |
| Hinshaw, Matthew, Taylor | Director | Dec 2024 (2y) | Less than 5% | |
| Keith Alan Piken | Director | Dec 2024 (2y) | Less than 5% | |
| Paramaguru, Rajesh, Kumar | Director | Dec 2024 (2y) | Less than 5% | |
| Rue, Ryan, Richard | Director | Dec 2024 (2y) | Less than 5% | |
| Suzman, Andrew, Barnett | Director And Chair | Dec 2024 (2y) | Less than 5% | |
| White, Richard, Lloyd | Director | Dec 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Capital Group Companies, Inc. | Stockholder | Feb 1967 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (25)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cranbrook Educational Community Section 403(b) Plan | Cranbrook Educational Community | 844 | $81.2M | 10/01/2024 |
| J.W. Pepper & Son, Inc. 401(k) Savings And Investment Plan | J.W. Pepper & Son, Inc. | 164 | $23.3M | 07/01/2024 |
| Roofers Local No. 74/ No. 203 Pension Plan | Board Of Trustees, Roofers Local No. 74/No. 203 Pension Fund | 322 | $77.7M | 07/01/2024 |
| Leeward Construction, Inc. Employees Retirement Plan | Leeward Construction, Inc. | 169 | $20.2M | 07/01/2024 |
| Edwin L Heim Co 401(k) Profit Sharing And Employee Stock Ownership Plan | Edwin L. Heim Company | 172 | $88.2M | 06/26/2024 |
| Michigan Regional Council Of Carpenters' Annuity Fund | Joint Board Of Trustees Of Mi Reg Council Of Carpenters Annuity Fund | 17,503 | $531M | 05/01/2024 |
| Solano Napa Counties Electrical Workers Pension Plan | Bot Of Solano Napa Counties Electric Workers Pt | 395 | $162M | 02/01/2024 |
| Barley Snyder Profit Sharing Plan | Barley Snyder Llp | 214 | $32.2M | 01/01/2024 |
| International Institute Of New England 403(b) Plan | International Institute Of New England, Inc. | 288 | $6.9M | 01/01/2024 |
| Richard Lundgren, Inc. 401(k) Plan | Richard Lundgren, Inc. | 267 | $10.1M | 01/01/2024 |
| American Fine Sinter Co., Ltd. 401(k) Profit Sharing Plan | American Fine Sinter Co., Ltd. | 148 | $2.4M | 01/01/2024 |
| Wellsville Carpet Town, Inc. 401 K Retirement Plan | Wellsville Carpet Town, Inc. | 275 | $11.7M | 01/01/2024 |
| Brighton Best International, Inc 401(k) Plan | Brighton Best International, Inc. | 629 | $23.7M | 01/01/2024 |
| Advanced Radiology Services Cash Balance Plan | Advanced Radiology Services, P.C. | 130 | $18.0M | 01/01/2024 |
| J Six Enterprises, L.L.C. 401(k) Plan | J Six Enterprises, L.L.C. | 476 | $6.6M | 01/01/2024 |
| Electricians Annuity Plan Ibew Local 456 | Electricians Annuity Fund Ibew Local 456 | 1,433 | $356M | 01/01/2024 |
| Gretchen's House Inc 401(k) Plan | Gretchen's House, Inc. | 233 | $4.1M | 01/01/2024 |
| Islands Hospice, Inc. 401(k) Plan | Islands Hospice, Inc. | 197 | $4.5M | 01/01/2024 |
| Autoneum North America, Inc. Employee Retirement Plan | Autoneum North America, Inc. | 1 | $7.4M | 01/01/2024 |
| Autoneum North America, Inc. Carpet Retirement Plan For Salaried Employees | Autoneum North America, Inc. | 29 | $8.2M | 01/01/2024 |
| Autoneum North America, Inc. Carpet Hourly Paid Employees' Pension Plan | Autoneum North America, Inc. | 172 | $15.0M | 01/01/2024 |
| Robson Forensic, Inc. 401(k) Plan | Robson Forensic, Inc. | 183 | $24.2M | 01/01/2024 |
| Listrak, Inc. 401(k) Plan | Listrak Inc. | 337 | $33.6M | 01/01/2024 |
| Living Resources 403(b) Retirement Plan | Living Resources Corporation | 805 | $11.0M | 01/01/2024 |
| The Resurrection Project 403 B Plan | The Resurrection Project | 126 | $3.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1.98 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), RECEIVED A NOTICE DATED SEPTEMBER 15, 2023 FROM THE FDF ALLEGING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWISS COMPANY, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY CGC'S INVESTMENT ADVISORY SUBSIDIARIES, WAS NOT MADE WITHIN THE FOUR TRADING DAY TIME LIMIT. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA SUPPLIED TO THE REGISTRANT BY A THIRD-PARTY VENDOR. Status: Pending Summary: THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), RECEIVED A NOTICE DATED SEPTEMBER 15, 2023 FROM THE FDF ALLEGING THAT A NOTIFICATION OF A CHANGE IN SHAREHOLDINGS IN A SWISS COMPANY, WHICH SHARES WERE HELD BY CLIENT ACCOUNTS MANAGED BY CGC'S INVESTMENT ADVISORY SUBSIDIARIES, WAS NOT MADE WITHIN THE FOUR TRADING DAY TIME LIMIT. THE LATE NOTIFICATION WAS A RESULT OF INCORRECT DATA SUPPLIED TO THE REGISTRANT BY A THIRD-PARTY VENDOR. THE FDF HAS RECOMMENDED THE IMPOSITION OF A FINE AS A RESULT OF THESE ALLEGATIONS. CGC EXPECTS TO RESPOND TO THESE ALLEGATIONS, BUT THE FDF HAS NOT YET MADE ITS FINAL DETERMINATION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Other fees
- • GROSS INVESTMENT INCOME
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Reported custodians
- BNY Mellon $14.2B (0% of AUM) Jul 2026
- Morgan Stanley $13.4B (0% of AUM) Jul 2026
- UBS $6.1B (0% of AUM) Jul 2026
- Merrill Lynch $2.9B (0% of AUM) Aug 2020
- Goldman Sachs $2.6B (0% of AUM) Jun 2024
- J.P. Morgan $124M (0% of AUM) Apr 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗