AUMdb

Bamco, Inc.

SEC-registered Mutual Fund / Asset Manager · Large ($10B–$100B) CRD 110789 · SEC file 801-29080 · New York, NY · WWW.X.COM
☆ Save with Pro ADV data as of May 27, 2026
Regulatory AUM
$39.5B
Discretionary
$39.5B
Clients
45
Avg AUM / client
$878M
Accounts
45
Employees
221

AUM over time

$15.7B $47.0B
Feb 2012 Feb 2026

Annual snapshots from Form ADV filings · as of May 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 25 $39.1B 98.9%
Pooled investment vehicles (non-investment companies) 11 $403M 1.02%
Other 9 $48.5M 0.12%

People (12)

NameRole / titleCredentialsWith firm sinceOwnership
Baron, Ronald, Stephen Chairman & Ceo Jan 1987 (40y) Less than 5%
Martinson, Linda, S Director Jan 1987 (40y) Less than 5%
Robbins, Susan, Jan Director & Vice President Jan 1987 (40y) Less than 5%
Wong, Peggy, C Director Jun 1987 (39y) Less than 5%
Patalino, Patrick, Michael Vice President, General Counsel & Secretary Aug 2007 (19y) Less than 5%
Nagler, Anita, Marie Director Feb 2008 (19y) Less than 5%
Beasley, Louis, Barrett Chief Compliance Officer Sep 2014 (12y) Less than 5%
Baron, David, Robert Director & Vice President Jul 2017 (9y) Less than 5%
Baron, Michael, R. Director & Vice President Jul 2017 (9y) Less than 5%
Stern, Rachel, Rebecca Director, Sr. Vice President & Chief Operating Officer Apr 2018 (8y) Less than 5%
Greenberg, Clifford Director & Senior Vice President & Co Cio Feb 2020 (7y) Less than 5%
Peck, Andrew, Joshua Director, Senior Vice President & Co Cio Feb 2020 (7y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Baron Capital Group, Inc. Shareholder Jan 1987 A 75% or more
Bronstein, Richard Director Jul 2017 A Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/27/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.

View current Form ADV (SEC/IAPD) ↗