Walter C. Flower & Co., Inc
- Regulatory AUM
- $591M
- Discretionary
- $585M
- Clients
- 37
- Avg AUM / client
- $16.0M
- Accounts
- 37
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 37 | $591M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schwing, Samuel, P | Chief Compliance Officer | Oct 2011 (15y) | Less than 5% | |
| Howard, Peter, Schwing | President | Sep 2022 (4y) | 50% – 75% |
Undisclosed: 20% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Wilmington Trust Investment Management, Inc $204M (34% of AUM) Feb 2026
- UBS $193M (33% of AUM) Feb 2026
- J P Morgan Private Investments, Inc. $139M (30% of AUM) Oct 2018
- Fidelity Investments $24.8M (8% of AUM) Dec 2020
- Fidelity Brokerage Services $24.3M (7% of AUM) Oct 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗