Westminster Financial Advisory Corp
SEC-registered
Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B)
CRD 110283
· SEC file 801-29690
· Beavercreek, OH
· WWW.WESTMINSTERFINANICAL.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 2,029
- Avg AUM / client
- $671K
- Accounts
- 3,337
- Employees
- 43
AUM over time
$134M
$1.4B
Jan 4, 2012
Mar 30, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,629 | $420M | 30.9% |
| High net worth individuals | 306 | $799M | 58.7% |
| Pension and profit sharing plans | 72 | $39.3M | 2.88% |
| Corporations and other businesses | 22 | $103M | 7.58% |
People (42)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence Miles Brazie | Shareholder/Ceo | Jan 1998 (29y) | ≈ 56.25% – 100% via Westminster Financial Companies, Inc. | |
| Jessica Marie Trunck | Chief Compliance Officer | Aug 2014 (12y) | Less than 5% | |
| James Andrew Baronian | Registered representative | Sep 2002 (24y) | ||
| Christine P Y Tenbarge | Registered representative | CFP Chartered Financial Consultant | Jan 2003 (24y) | |
| Vivienne Kay Noufer | Registered representative | Jan 2003 (24y) | ||
| Drew Alan Brazie | Registered representative | Chartered Financial Consultant | Mar 2003 (23y) | |
| Clifford Earle Marstiller | Registered representative | CFP | Jun 2004 (22y) | |
| Edward Salvatore Registrato | Registered representative | Sep 2007 (19y) | ||
| Erica Denise Melissa | Registered representative | Sep 2008 (18y) | ||
| Johann Nanayakkara | Registered representative | Apr 2009 (17y) | ||
| Michael William Suhay | Registered representative | Feb 2010 (16y) | ||
| Robert Joseph Caron | Registered representative | Mar 2010 (16y) | ||
| Louis James Zone | Registered representative | Aug 2010 (16y) | ||
| Donald David Boucher | Registered representative | Sep 2010 (16y) | ||
| Kirk Wilson Stager | Registered representative | Sep 2013 (13y) | ||
| Steven Jeffrey Sipniewski | Registered representative | CFP | Nov 2013 (13y) | |
| Peter Charles Bittermann | Registered representative | Jan 2014 (13y) | ||
| Morgan Phillip Brazie | Registered representative | Jun 2015 (11y) | ||
| Ryan D Rabold | Registered representative | Jun 2015 (11y) | ||
| Kenneth David Warnick | Registered representative | Aug 2015 (11y) | ||
| Paul Philip Stonge | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Stuart Charles Brazie | Registered representative | CFP Chartered Financial Consultant | Jan 2017 (10y) | |
| Edward Reed Laughlin | Registered representative | May 2017 (9y) | ||
| Jessica Lynn Davis | Registered representative | CFP | May 2017 (9y) | |
| Bradley Ray Smith | Registered representative | Sep 2017 (9y) | ||
| Benjamin Patrick Wynd | Registered representative | Sep 2017 (9y) | ||
| Thomas Francis Labrie | Registered representative | Jul 2018 (8y) | ||
| Paul Alan Brazie | Registered representative | Aug 2018 (8y) | ||
| John Lane Obrien | Registered representative | Sep 2018 (8y) | ||
| Brenda Lynne Larkin | Registered representative | Feb 2019 (7y) | ||
| Sophie Helenek | Registered representative | Aug 2020 (6y) | ||
| Voras Kerns Haynes | Registered representative | CFP | Mar 2021 (5y) | |
| Collin Reed Brazie | Registered representative | Apr 2021 (5y) | ||
| Grant Patrick Samuel Francis | Registered representative | Sep 2022 (4y) | ||
| Hans Thomas Gappy | Registered representative | Jan 2024 (3y) | ||
| Ryan Elliot Shoop | Registered representative | Jan 2024 (3y) | ||
| Moustapha Mounah | Registered representative | CFA | Mar 2024 (2y) | |
| Mitchell Austin Noufer | Registered representative | Aug 2024 (2y) | ||
| William Warren Crozier | Registered representative | Aug 2024 (2y) | ||
| Damyon Lee Juntunen | Registered representative | Jan 2025 (2y) | ||
| Kyle Eric Cook | Registered representative | Jan 2025 (2y) | ||
| Alexandra Lauren Morrison | Registered representative | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westminster Financial Companies, Inc. | Holding Company | Jan 1998 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lawrence Miles Brazie: 75% – 100% of Westminster Financial Companies, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $1.3B (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗