Peregrine Capital Management, Llc
- Regulatory AUM
- $4.1B
- Discretionary
- $4.1B
- Clients
- 30
- Avg AUM / client
- $136M
- Accounts
- 61
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Investments (13F portfolio — 282 positions, $3,077,821,759)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Alphabet Inc Cap Stk Cl A | COM | $103,249,911 | 288,916 | 3.35% | 2.54% |
| 2 | Amazon.Com Inc | COM | $103,207,655 | 433,027 | 3.35% | 2.54% |
| 3 | Cloudflare | COM | $94,373,688 | 384,759 | 3.07% | 2.32% |
| 4 | Crowdstrike Holdings | COM | $89,433,140 | 117,191 | 2.91% | 2.2% |
| 5 | Snowflake Inc. Class A | COM | $70,929,405 | 278,701 | 2.3% | 1.74% |
| 6 | Ares Management Corporation | COM | $64,552,008 | 579,930 | 2.1% | 1.59% |
| 7 | Eli Lilly And Co | COM | $60,913,053 | 50,785 | 1.98% | 1.5% |
| 8 | Servicenow, Inc | COM | $55,159,273 | 555,593 | 1.79% | 1.36% |
| 9 | Uber Technologies Inc | COM | $49,449,083 | 685,270 | 1.61% | 1.22% |
| 10 | Visa Inc Class A | COM | $47,846,645 | 139,458 | 1.55% | 1.18% |
| 11 | Dexcom | COM | $44,759,530 | 664,581 | 1.45% | 1.1% |
| 12 | Reddit Inc. Class A | COM | $44,593,396 | 256,904 | 1.45% | 1.1% |
| 13 | Cadence Design Systems | COM | $41,023,602 | 109,303 | 1.33% | 1.01% |
| 14 | Mastercard Incorporated Cl A | COM | $40,257,509 | 78,383 | 1.31% | 0.99% |
| 15 | Veeva Systems | COM | $39,998,544 | 225,382 | 1.3% | 0.98% |
| 16 | Intuitive Surgical Inc | COM | $39,339,301 | 98,922 | 1.28% | 0.97% |
| 17 | Procore Technologies | COM | $37,488,076 | 922,897 | 1.22% | 0.92% |
| 18 | Shopify, Inc. Class A | COM | $37,474,561 | 328,206 | 1.22% | 0.92% |
| 19 | Draftkings Inc. Class A | COM | $33,328,499 | 1,319,418 | 1.08% | 0.82% |
| 20 | Argenx Se Sponsored Adr | COM | $27,584,458 | 29,732 | 0.9% | 0.68% |
| 21 | Netflix Inc. | COM | $26,674,397 | 373,591 | 0.87% | 0.66% |
| 22 | Synopsys Inc. | COM | $23,168,876 | 51,940 | 0.75% | 0.57% |
| 23 | Element Solutions | COM | $21,647,176 | 453,344 | 0.7% | 0.53% |
| 24 | Macom Tech Solutions | COM | $21,479,114 | 56,469 | 0.7% | 0.53% |
| 25 | Spx Technologies | COM | $21,184,895 | 86,409 | 0.69% | 0.52% |
Top 25 of 282 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 6 | $43.1M | 1.06% |
| Investment companies | 3 | $1.1B | 27.4% |
| Pooled investment vehicles (non-investment companies) | 4 | $1.1B | 26.1% |
| Pension and profit sharing plans | 3 | $302M | 7.43% |
| Charitable organizations | 3 | $60.5M | 1.49% |
| State or municipal government entities | 8 | $1.4B | 34.2% |
| Insurance companies | 2 | $86.5M | 2.13% |
| Corporations and other businesses | 1 | $10.4M | 0.26% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Minneapolis Foundation EIN 416029402 | Minneapolis, MN | 03/31/2025 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wells Fargo & Company Cash Balance Plan Wells Fargo & Company | 2024 | |
| Boca Raton Regional Hospital Employees Pension Plan Boca Raton Regional Hospital, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adams, Stefanie, Musgades | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Ballsrud, Jason, Richard | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Coin, Tasso, Harry | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Gary Edward Nussbaum | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Grierson, William, Austen | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Mersky, Robert, Bruce | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Pugh, Douglas, Gordon | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Von Kuster, Paul, Edward | Governor | Aug 2016 (10y) | GP / trustee / elected manager of Peregrine Capital Management Holdings, Llc (indirect) | |
| Simon, Stephen, Gerard | Chief Compliance Officer & Chief Legal Officer | Oct 2020 (6y) | Less than 5% | |
| Andrew Thomas Flis | Registered representative | Apr 2023 (3y) | ||
| Brian Howard Donohue | Registered representative | Apr 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Peregrine Capital Management Holdings, Llc | Sole Owner And Member | Aug 2016 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wells Fargo & Company Cash Balance Plan | Wells Fargo & Company | 40,642 | $8.3B | 01/01/2024 |
| Boca Raton Regional Hospital Employees Pension Plan | Boca Raton Regional Hospital, Inc. | 358 | $74.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Minneapolis Foundation | Public charity | $1.2B | 03/31/2025 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $895M (22% of AUM) Mar 2026
- State Street $446M (11% of AUM) Mar 2026
- Northern Trust $439M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗