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Wealth Manager · Mid-sized ($1B–$10B)
CRD 110031
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ADV data as of Aug 14, 2025
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 727
- Avg AUM / client
- $1.9M
- Accounts
- 1,658
- Employees
- 30
AUM over time
$485M
$1.3B
Mar 29, 2012
Aug 14, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 14, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 429 | $104M | 7.68% |
| High net worth individuals | 264 | $1.1B | 82.8% |
| Pension and profit sharing plans | 3 | $47.4M | 3.51% |
| Charitable organizations | 10 | $55.0M | 4.08% |
| Corporations and other businesses | 21 | $26.5M | 1.97% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • PERSONAL TRUSTEE SERVICES, BILL PAY, AND TAX PREP ASSISTANCE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $1.2B (87% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 14, 2025.