AUMdb

Compak Asset Management

SEC-registered Insurance-Affiliated · Mid-sized ($1B–$10B) CRD 109930 · SEC file 801-58081 · Newport Beach, CA · MARKETWRAPWITHMOE.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.5B
Discretionary
$1.5B
Clients
1,751
Avg AUM / client
$866K
Accounts
2,939
Employees
20

AUM over time

$377M $1.5B
Mar 23, 2012 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 579 $143M 9.42%
High net worth individuals 1,155 $1.3B 88.8%
Pension and profit sharing plans 4 $20.0M 1.32%
Corporations and other businesses 13 $7.2M 0.48%

People (15)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Moeez Ul Haq Ansari President Dec 1999 (27y) 75% or more
Feroz Ulhaq Ansari Cco / Senior Principal CFP Dec 2002 (24y) 10% – 25%
John William Baffa Registered representative Mar 2001 (25y)
Elmer Barba Salvador Registered representative Nov 2004 (22y)
Eva Popov Bowen Registered representative Jan 2006 (21y)
Glenn Charles Link Registered representative Sep 2006 (20y)
Yekaterina Ivanovna Galkina Registered representative CFP Jul 2007 (19y)
Claude Edwin Gaither Registered representative Apr 2008 (18y)
Javaid Ulhaq Ansari Registered representative CFP Jun 2012 (14y)
Imran Ulhaq Ansari Registered representative Apr 2014 (12y)
John Howard Deardorff Registered representative CFP Nov 2015 (11y)
Melissa Lynn Wright Registered representative CFP May 2021 (5y)
Qinyi Du Registered representative CFA Apr 2025 (1y)
Ryan Thomas Harding Registered representative Jul 2025 (1y)
Avi Darshankumar Gorasia Registered representative Feb 2026 (0y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions
  • Other fees
  • ACCOUNT MAINTENANCE FEE OF $45 PER CALENDAR QUARTER SEE SCHED D

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗