Invesco Hong Kong Limited
- Regulatory AUM
- $26.2B
- Discretionary
- $26.2B
- Clients
- 77
- Avg AUM / client
- $340M
- Accounts
- 77
- Employees
- 226
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1 | $20.8M | 0.08% |
| High net worth individuals | 0 | $0 | — |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 3 | $2.5B | 9.58% |
| Pooled investment vehicles (non-investment companies) | 2 | $3.9B | 14.8% |
| Pension and profit sharing plans | 52 | $17.2B | 65.8% |
| Charitable organizations | 3 | $116M | 0.44% |
| State or municipal government entities | 5 | $996M | 3.8% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 4 | $518M | 1.98% |
| Sovereign wealth funds and foreign official institutions | 2 | $613M | 2.34% |
| Corporations and other businesses | 3 | $133M | 0.51% |
| Other | 2 | $184M | 0.7% |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lo, Andrew, Tak Shing | Senior Managing Director & Head Of Asia Pacific | Apr 1997 (29y) | Less than 5% | |
| Lee, Siu Mei | Head Of Finance, Greater China | Mar 2009 (17y) | Less than 5% | |
| Simpson, Jeremy, Charles | Cfo, Apac | Feb 2011 (16y) | Less than 5% | |
| Franc, Martin, Peter | Ceo Australia, Greater China And Southeast Asia | Jun 2018 (8y) | Less than 5% | |
| Ka Shing, Wong | Head Of Asia Pacific Invesco Fixed Income | Jun 2021 (5y) | Less than 5% | |
| Kwan, Che Lee Ally | Head Of Compliance, Greater China Ex Taiwan | Jun 2021 (5y) | Less than 5% | |
| Chow, Wai Tat Richard | Regional Head Of Investments, Asia Pacific | Aug 2023 (3y) | Less than 5% | |
| Sato, Hideki | President & Ceo Japan & Korea, Head Of Distribution & Product Strategy, Apac | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Invesco Asset Management Pacific Limited | Sole Shareholder | Mar 2003 | A | 75% or more |
| Invesco Pacific Group Limited | Sole Shareholder | Mar 2003 | B | ≈ 56.25% – 100% via Invesco Asset Management Pacific Limited |
| Invesco Holding Company Limited | Sole Shareholder | Dec 1994 | B | ≈ 42.19% – 100% via Invesco Pacific Group Limited |
| Invesco Ltd | Sole Shareholder | Dec 2007 | B | ≈ 31.64% – 100% via Invesco Holding Company Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Invesco Pacific Group Limited: 75% – 100% of Invesco Asset Management Pacific Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Invesco Holding Company Limited: 75% – 100% of Invesco Pacific Group Limited × 75% – 100% of Invesco Asset Management Pacific Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Invesco Ltd: 75% – 100% of Invesco Holding Company Limited × 75% – 100% of Invesco Pacific Group Limited × 75% – 100% of Invesco Asset Management Pacific Limited × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING TO THE VOTING RIGHTS NOTIFICATIONS OF INVESCO LTD AND ON 28 OCCASIONS RELATING TO VOTING RIGHTS NOTIFICATIONS OF AIM INTERNATIONAL MUTUAL FUNDS. Status: Final Sanction Detail: DECISION TO IMPOSE A FINE OF 260,000 EUROS (APPROXIMATELY $309,595 USD) AGAINST INVESCO LTD WILL BE PAID BY THE JULY 2, 2021 DEADLINE. Summary: BAFIN IMPOSED A FINE OF 260,000 EUROS (APPROXIMATELY $309,595 US DOLLARS) AGAINST INVESCO LTD FOR 54 INCORRECT THRESHOLD FILINGS BETWEEN 05/2019 AND 10/2019. INVESCO LTD. PAID THE ADMINISTRATIVE FINE ON JUNE 30, 2021.
Allegations: A SHOW CAUSE NOTICE WAS ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) ON AUGUST 9, 2023 AND WAS DULY RESPONDED ON OCTOBER 25, 2023. THE NOTICEES PREFERRED SETTLEMENT OF THE MATTER UNDER SEBI (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018, WITHOUT ADMITTING OR DENYING THE FINDINGS OF FACTS AND CONCLUSIONS OF LAW. THE SAID MATTER WAS RESOLVED AND DISPOSED OF VIDE A SETTLEMENT ORDER DATED APRIL 24, 2024, IN ACCORDANCE WITH THE PROVISIONS OF THE SEBI (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018. THE SETTLEMENT AMOUNT OF INR 49,855,000 (APPROXIMATELY USD 598,617.98) WAS PAID ON MARCH 28, 2024. Status: Final Sanction Detail: PLEASE REFER TO RESPONSE IN PART II #7. Summary: PLEASE REFER TO RESPONSE IN PART II #7.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Bank Consortium Trust Company Limited $7.8B (30% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗