Schlindwein Associates Llc
- Regulatory AUM
- $167M
- Discretionary
- $167M
- Clients
- 122
- Avg AUM / client
- $1.4M
- Accounts
- 363
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $34.7M | 20.8% |
| High net worth individuals | 44 | $129M | 77.2% |
| Pension and profit sharing plans | 1 | $0 | — |
| Charitable organizations | 3 | $3.5M | 2.06% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Allen Schlindwein | Managing Principal; Founder & President; Chief Compliance Officer | Chartered Investment Counselor | Jun 1995 (31y) | Less than 5% |
| Adam Carter Rich | Registered representative | Nov 2013 (13y) | ||
| Edgar Cortez | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Timothy A. Schlindwein Trust Dated March 9, 2005 | Owner | Mar 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 996 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗