Lincoln Financial Investments Corporation
- Regulatory AUM
- $102B
- Discretionary
- $102B
- Clients
- 129
- Avg AUM / client
- $791M
- Accounts
- 129
- Employees
- 86
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 114 | $101B | 99.4% |
| Pooled investment vehicles (non-investment companies) | 3 | $301M | 0.29% |
| Insurance companies | 12 | $330M | 0.32% |
| Other | Fewer than 5 clients | $0 | — |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $289M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sab3 | Other Private Fund | Indiana | $200M | 5 |
| Sab2 | Other Private Fund | Indiana | $49.7M | 30 |
| Sab1 | Other Private Fund | Indiana | $40.2M | 12 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vna Health System 403(b) Plan Vna Health System | 2024 |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Weston, John, Arthur | Chief Compliance Officer & Vice President | May 1992 (34y) | Less than 5% | |
| Kennedy, John, Christopher | Director | May 2021 (5y) | Less than 5% | |
| Bronchetti, Jayson, Reagan | Director & Chairman | Jan 2022 (5y) | Less than 5% | |
| Richer, Benjamin, Alan | President, Director | Jan 2022 (5y) | Less than 5% | |
| Ferraro, Ralph, Robert | Director | Feb 2022 (5y) | Less than 5% | |
| Turer, Stephen, Ryan | Director | Jul 2022 (4y) | Less than 5% | |
| Holinsky, Ronald, Alan | Director, Senior Vice President, Chief Legal Officer And Secretary | Aug 2023 (3y) | Less than 5% | |
| Cohen, Adam, Maxwell | Director | Nov 2023 (3y) | Less than 5% | |
| Hoffmayer, James, Joseph | Vice President, Chief Accounting Officer And Treasurer | Mar 2024 (2y) | Less than 5% | |
| Tedrow Jr, Darrel, Wayne | Director | Aug 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Lincoln National Life Insurance Company | Parent | Dec 2011 | A | 75% or more |
| Lincoln National Corporation | Parent | Dec 2011 | B | ≈ 56.25% – 100% via The Lincoln National Life Insurance Company |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lincoln National Corporation: 75% – 100% of The Lincoln National Life Insurance Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $289M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sab3 | Other Private Fund | $200M | $0 | 5 |
| Sab2 | Other Private Fund | $49.7M | $0 | 30 |
| Sab1 | Other Private Fund | $40.2M | $0 | 12 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vna Health System 403(b) Plan | Vna Health System | 96 | $8.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.84 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- State Street $330M (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗