New England Professional Planning Group Inc.
- Regulatory AUM
- $1.3B
- Discretionary
- $1.2B
- Clients
- 1,292
- Avg AUM / client
- $1.0M
- Accounts
- 2,395
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Investments (13F portfolio — 49 positions, $239,264,600)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares Tr | CORE S&P500 ETF | $83,468,030 | 127,781 | 34.9% | 6.34% |
| 2 | J P Morgan Exchange Traded F | INTRNL RES EQT | $58,904,696 | 777,722 | 24.6% | 4.47% |
| 3 | Ishares Tr | CORE S&P MCP ETF | $45,263,291 | 670,269 | 18.9% | 3.44% |
| 4 | Ishares Tr | CORE S&P SCP ETF | $22,044,248 | 177,333 | 9.21% | 1.67% |
| 5 | Raymond James Finl Inc | COM | $6,781,121 | 46,834 | 2.83% | 0.52% |
| 6 | Ishares Tr | CORE MSCI TOTAL | $1,913,960 | 22,091 | 0.8% | 0.15% |
| 7 | Exxon Mobil Corp | COM | $1,441,092 | 8,494 | 0.6% | 0.11% |
| 8 | Apple Inc | COM | $1,233,273 | 4,859 | 0.52% | 0.09% |
| 9 | Ishares Silver Tr | ISHARES | $1,211,121 | 17,774 | 0.51% | 0.09% |
| 10 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $1,047,636 | 7,574 | 0.44% | 0.08% |
| 11 | Union Pac Corp | COM | $998,625 | 4,116 | 0.42% | 0.08% |
| 12 | Vanguard Index Fds | TOTAL STK MKT | $899,551 | 2,804 | 0.38% | 0.07% |
| 13 | Ishares Tr | RUSSELL 2000 ETF | $834,420 | 3,365 | 0.35% | 0.06% |
| 14 | Ishares Tr | RUS MID CAP ETF | $782,849 | 8,052 | 0.33% | 0.06% |
| 15 | Ishares Tr | MSCI USA QLT FCT | $774,971 | 4,040 | 0.32% | 0.06% |
| 16 | Ishares Tr | RUS 1000 GRW ETF | $643,864 | 1,510 | 0.27% | 0.05% |
| 17 | Nvidia Corporation | COM | $604,994 | 3,469 | 0.25% | 0.05% |
| 18 | Ishares Tr | MSCI ACWI EX US | $599,607 | 8,757 | 0.25% | 0.05% |
| 19 | Pfizer Inc | COM | $550,664 | 19,611 | 0.23% | 0.04% |
| 20 | Berkshire Hathaway Inc Del | CL B NEW | $523,287 | 1,092 | 0.22% | 0.04% |
| 21 | Broadcom Inc | COM | $481,598 | 1,556 | 0.2% | 0.04% |
| 22 | Cisco Sys Inc | COM | $461,273 | 5,945 | 0.19% | 0.04% |
| 23 | Analog Devices Inc | COM | $455,576 | 1,432 | 0.19% | 0.03% |
| 24 | Bank America Corp | COM | $429,050 | 8,801 | 0.18% | 0.03% |
| 25 | Jpmorgan Chase & Co | COM | $419,766 | 1,427 | 0.18% | 0.03% |
Top 25 of 49 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 903 | $354M | 26.9% |
| High net worth individuals | 378 | $948M | 72.0% |
| Charitable organizations | 11 | $14.6M | 1.11% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Malcolm Alfred Makin | President, Chief Executive Officer And Chief Compliance Officer | CFP | Jul 1980 (46y) | 75% or more |
| Valentini, Joanna, Elise | Chief Operating Officer | Dec 2017 (9y) | Less than 5% | |
| Peter Clegg Wallace | Registered representative | Jan 2000 (27y) | ||
| Christopher Gilman Wallace | Registered representative | CFA | Jan 2003 (24y) | |
| Andrea Michelle Spieth | Registered representative | Jun 2019 (7y) | ||
| Patrick Joseph Connelly | Registered representative | Oct 2019 (7y) | ||
| Todd Joseph Wokoske | Registered representative | Aug 2023 (3y) | ||
| David Gabriel Aballo | Registered representative | CFA | Sep 2023 (3y) | |
| Eric Matthew Wilson | Registered representative | CFA | Dec 2024 (2y) | |
| Bryan David Pitney | Registered representative | CFP | Apr 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $1.3B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗