International City Management Association Retirement Corporation
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 108783
· SEC file 801-18273
· Washington, DC
· www.linkedin.com
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ADV data as of Jul 27, 2026
- Regulatory AUM
- $6.3B
- Discretionary
- $5.7B
- Clients
- 40,527
- Avg AUM / client
- $156K
- Accounts
- 53,695
- Employees
- 553
AUM over time
$641M
$46.5B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40,136 | $5.2B | 82.1% |
| High net worth individuals | 390 | $560M | 8.88% |
| Insurance companies | 1 | $568M | 9.0% |
People (147)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ott, Marc, Anthony | Director | Nov 2016 (10y) | Less than 5% | |
| Steer, Cynthia, Fryer | Director | Jan 2018 (9y) | Less than 5% | |
| Clarke, Brian, William | Director | Jan 2019 (8y) | Less than 5% | |
| Shi, Dai | Treasurer, Senior Vice President & Chief Financial Officer | Aug 2020 (6y) | Less than 5% | |
| Smith, Lynne, Carole | Senior Vice President, Chief Client Experience & Technology Officer | Dec 2020 (6y) | Less than 5% | |
| Mauldin Jones, Opal, Dlynn | Director | Jan 2021 (6y) | Less than 5% | |
| Coyne, Joseph, Victor | Director | Jan 2023 (4y) | Less than 5% | |
| Miyasato, Mona, Hatsuko | Director | Jan 2023 (4y) | Less than 5% | |
| Whiting, Andrew, Raymond | Senior Vice President & Chief Sales Officer | Apr 2023 (3y) | Less than 5% | |
| Montez, Angela, Cuttina | Secretary, Senior Vice President, Chief Legal, Corporate & Government Affairs Officer | May 2023 (3y) | Less than 5% | |
| Brown, Troy, Scott | Director | Jan 2024 (3y) | Less than 5% | |
| Richards, Cliff, Lawrence | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Chong Wulff, Karen, Peng Khiam | Acting Chief Investment Officer | Apr 2024 (2y) | Less than 5% | |
| Gibson, Jeffrey, Allen | Senior Vice President, Chief Product & Strategy Officer | May 2024 (2y) | Less than 5% | |
| Andre David Robinson | Ceo & President | Sep 2024 (2y) | Less than 5% | |
| Druery Thorn Holloway | Senior Vice President, Chief Strategy Officer | Oct 2024 (2y) | Less than 5% | |
| Arthur Gottlob Flattich | Registered representative | Sep 2002 (24y) | ||
| Michael Lambert Savage | Registered representative | Jan 2004 (23y) | ||
| Mark A Lasyone | Registered representative | Sep 2005 (21y) | ||
| Mark Louis Garapolo | Registered representative | Feb 2007 (19y) | ||
| Jeffry Donald Cook | Registered representative | Oct 2007 (19y) | ||
| Jeffrey Michael Koeppen | Registered representative | CFP | Mar 2008 (18y) | |
| Nicholas Lorenzo Diterlizzi | Registered representative | Mar 2008 (18y) | ||
| Jessica Alejandra Sequeira | Registered representative | Sep 2009 (17y) | ||
| Kim Brownlee | Registered representative | Oct 2009 (17y) | ||
| Roy A Combs | Registered representative | Oct 2009 (17y) | ||
| Laura Ayn Kretzmer Hancock | Registered representative | Jan 2013 (14y) | ||
| Margaret Ruth Jones | Registered representative | Jun 2013 (13y) | ||
| Shirley Ann Brost | Registered representative | Jun 2014 (12y) | ||
| Raymond David Ortiz | Registered representative | Oct 2014 (12y) | ||
| Sandra Aguilar | Registered representative | Jan 2015 (12y) | ||
| Tisha Nmn Neal | Registered representative | Jul 2015 (11y) | ||
| Josefina Martinez | Registered representative | Aug 2015 (11y) | ||
| Roland Quintanilla | Registered representative | Aug 2015 (11y) | ||
| Timothy David Oster | Registered representative | Dec 2015 (11y) | ||
| Fernando Llop | Registered representative | CFP | Dec 2015 (11y) | |
| Bree Clements Cota | Registered representative | Jan 2016 (11y) | ||
| Christina Ann Clemons | Registered representative | Mar 2016 (10y) | ||
| Nicholl Yvette Aldridge | Registered representative | Jul 2016 (10y) | ||
| Sonia Rogers | Registered representative | Jul 2016 (10y) | ||
| Anne Marie Wilson | Registered representative | Aug 2016 (10y) | ||
| Yolanda Flores | Registered representative | Nov 2016 (10y) | ||
| Edward Joseph Sizemore | Registered representative | Feb 2017 (9y) | ||
| James Bradley Smith | Registered representative | Mar 2017 (9y) | ||
| Melissa Jane Doughty | Registered representative | Jul 2017 (9y) | ||
| Daryl Charles Pereira Dennis | Registered representative | Aug 2017 (9y) | ||
| Christopher King Minnigh | Registered representative | Feb 2018 (9y) | ||
| David Joseph Goren | Registered representative | Apr 2018 (8y) | ||
| Augusto Carlos Gaymer | Registered representative | May 2018 (8y) | ||
| Timothy Hartsfield Nasworthy | Registered representative | CFP | Jun 2018 (8y) | |
| Vainius Bronius Gleveckas | Registered representative | Jun 2018 (8y) | ||
| Crystal Claudine Durazo | Registered representative | Oct 2018 (8y) | ||
| Miguel Angel Hidalgo | Registered representative | Oct 2018 (8y) | ||
| William Russell Sims | Registered representative | Nov 2018 (8y) | ||
| Mark Aaron Miller | Registered representative | Nov 2018 (8y) | ||
| Cengiz Murat Akyol | Registered representative | Dec 2018 (8y) | ||
| Ronald Alan Mentzer | Registered representative | Jan 2019 (8y) | ||
| Michael Joseph Mcintosh | Registered representative | Feb 2019 (7y) | ||
| Amy Elizabeth Dinges | Registered representative | Jun 2019 (7y) | ||
| Daniel Ryan Stewart | Registered representative | Nov 2019 (7y) | ||
| Donnell Earl Williams | Registered representative | Nov 2019 (7y) | ||
| Isaiah Valentine Carter | Registered representative | Chartered Financial Consultant | Dec 2019 (7y) | |
| Moncherie Lenae Mason | Registered representative | Feb 2020 (6y) | ||
| Marcus Bryant Marshall | Registered representative | Mar 2020 (6y) | ||
| Raymond E Fortin | Registered representative | Jun 2020 (6y) | ||
| Carter Mackenzie Moss | Registered representative | Aug 2020 (6y) | ||
| Ryan Michael Bertrand | Registered representative | Aug 2020 (6y) | ||
| Natascha Barone | Registered representative | Sep 2020 (6y) | ||
| Seth Michael Lewis | Registered representative | Chartered Financial Consultant | Sep 2020 (6y) | |
| Charles Francis Mansfield | Registered representative | CFA | Oct 2020 (6y) | |
| Peter John Crowe | Registered representative | Jan 2021 (6y) | ||
| Sergio Jude Mejia | Registered representative | Jan 2021 (6y) | ||
| Antoinette Guy Wharton | Registered representative | Mar 2021 (5y) | ||
| Peter Davidson Ganey | Registered representative | Mar 2021 (5y) | ||
| Susan Shaffer Trammel | Registered representative | Mar 2021 (5y) | ||
| Manuel Naputi | Registered representative | Mar 2021 (5y) | ||
| Bryan Keith Wilhelm | Registered representative | Apr 2021 (5y) | ||
| Dawn Van Dyck | Registered representative | Aug 2021 (5y) | ||
| Ben G Bates | Registered representative | Sep 2021 (5y) | ||
| John Thomas Gray | Registered representative | CFP | Dec 2021 (5y) | |
| Caroline Rainey Sorokos | Registered representative | Feb 2022 (4y) | ||
| Kevin Norbert Linsmeier | Registered representative | Apr 2022 (4y) | ||
| Hillis Lashawn Haygood | Registered representative | Apr 2022 (4y) | ||
| Mary Jean Rorvik | Registered representative | Jun 2022 (4y) | ||
| Sharyn Lyn Hyla | Registered representative | Jun 2022 (4y) | ||
| Erik M. Gabrich | Registered representative | Jun 2022 (4y) | ||
| Jeffrey James Hartung | Registered representative | Jul 2022 (4y) | ||
| Erica E Rodriguez | Registered representative | Jul 2022 (4y) | ||
| Emil Kazma Hemsey | Registered representative | CFP | Sep 2022 (4y) | |
| Steven James Whitman | Registered representative | Sep 2022 (4y) | ||
| Richert John Hart | Registered representative | CFP | Oct 2022 (4y) | |
| Kenneth James Hartos | Registered representative | Oct 2022 (4y) | ||
| Candice Ezzat Davis | Registered representative | Oct 2022 (4y) | ||
| Juan Dario Gomez Garcia | Registered representative | Nov 2022 (4y) | ||
| Raul Bonini | Registered representative | Nov 2022 (4y) | ||
| Jarrod R Harrison | Registered representative | Feb 2023 (3y) | ||
| David Gordon Ne Smith | Registered representative | Feb 2023 (3y) | ||
| Marysol Flores Salazar | Registered representative | Mar 2023 (3y) | ||
| Richard Donald Kennedy | Registered representative | Apr 2023 (3y) | ||
| Alcira Christina | Registered representative | Jul 2023 (3y) | ||
| Paula Clifton Schnoebelen | Registered representative | Jul 2023 (3y) | ||
| Paul Hellman | Registered representative | CFP | Jul 2023 (3y) | |
| Ian T Swafford | Registered representative | CFP | Jul 2023 (3y) | |
| Denney R Domantay | Registered representative | Aug 2023 (3y) | ||
| Jacob A Hoffman | Registered representative | Aug 2023 (3y) | ||
| John Howard Murray | Registered representative | Aug 2023 (3y) | ||
| Daniel Kierath | Registered representative | Aug 2023 (3y) | ||
| Matthew Porter Barton | Registered representative | Aug 2023 (3y) | ||
| Douglas G Featherstone | Registered representative | Sep 2023 (3y) | ||
| Laramy Ayers | Registered representative | Sep 2023 (3y) | ||
| Stephanie Elizabeth Keur | Registered representative | Sep 2023 (3y) | ||
| James Jorge Martin Tavares | Registered representative | Oct 2023 (3y) | ||
| Nancy Agaiby | Registered representative | Mar 2024 (2y) | ||
| Joshua Nicholas Dalafu | Registered representative | Mar 2024 (2y) | ||
| Julie Ann Flores | Registered representative | Mar 2024 (2y) | ||
| James C Cantela | Registered representative | CFP | Apr 2024 (2y) | |
| Scott Robenalt Seidel | Registered representative | Sep 2024 (2y) | ||
| Lynwood Leroy Hill | Registered representative | Oct 2024 (2y) | ||
| Liam Ehlers | Registered representative | Nov 2024 (2y) | ||
| Robert Soriano | Registered representative | Dec 2024 (2y) | ||
| Joan M O'connell | Registered representative | Dec 2024 (2y) | ||
| Amaya Arantzazu Fine | Registered representative | Jan 2025 (2y) | ||
| Robert D Wilson | Registered representative | Mar 2025 (1y) | ||
| Lauren F Russo | Registered representative | CFP | Mar 2025 (1y) | |
| Daniel I Regalado | Registered representative | May 2025 (1y) | ||
| Tiffany S Taylor | Registered representative | Jun 2025 (1y) | ||
| Amy B Lillis Konopacki | Registered representative | Jun 2025 (1y) | ||
| Nicholas Larry | Registered representative | Jun 2025 (1y) | ||
| Jason M White | Registered representative | Jun 2025 (1y) | ||
| Manuel Beltran Zuniga | Registered representative | Jun 2025 (1y) | ||
| Victoria L Harrison | Registered representative | Aug 2025 (1y) | ||
| Reginald K Johnson | Registered representative | Aug 2025 (1y) | ||
| Janet L Kendall | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Michael A Reilly | Registered representative | Sep 2025 (1y) | ||
| Brandi Kachouri | Registered representative | Nov 2025 (1y) | ||
| Tyquia Clark | Registered representative | Nov 2025 (1y) | ||
| Jacob Dreiling | Registered representative | Nov 2025 (1y) | ||
| Ryan Watson | Registered representative | Dec 2025 (1y) | ||
| Keith David Barnofski | Registered representative | Dec 2025 (1y) | ||
| Dayla Cabeza De Vaca | Registered representative | CFP | Dec 2025 (1y) | |
| Fausto Enrique Andrade | Registered representative | Jan 2026 (1y) | ||
| Thomas Harvey Dawes | Registered representative | Jan 2026 (1y) | ||
| Jonathan Ceci | Registered representative | Jan 2026 (1y) | ||
| Jacob Mitchell | Registered representative | Feb 2026 (0y) | ||
| Adam J Klumb | Registered representative | Mar 2026 (0y) | ||
| Zachary Rosequist | Registered representative | CFP | Mar 2026 (0y) | |
| Elena Lepeshkova | Registered representative | Jun 2026 (0y) |
Undisclosed: 20% – 100% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Vantage Trust Company $5.7B (91% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗