Goodwin Capital Advisers, Inc.
- Regulatory AUM
- $987M
- Discretionary
- $987M
- Clients
- 1
- Avg AUM / client
- $987M
- Accounts
- 5
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $88.9M | 9.01% |
| Pension and profit sharing plans | 0 | $302M | 30.6% |
| State or municipal government entities | 0 | $595M | 60.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Milwaukee Drivers Pension Plan Board Of Trustees Milwaukee Drivers Pension Fund | 2024 | |
| Teamsters Pension Trust Fund Of Philadelphia & Vic Board Of Trustees Of Teamsters Pension Trust Fund Of Philadelphia & Vi | Pennsauken, NJ | 2024 |
| Connecticut Laborers' Pension Plan Connecticut Laborers' Pension Fund Board Of Trustees | West Haven, CT | 2024 |
| International Brotherhood Of Electrical Workers Local Union 98 Pension Plan Board Of Trustees International Brotherh Electrical Workers Pension Pl | 2024 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Beaulieu, Cynthia, Anne | Managing Director, Sr. Portfolio Manager & Cio North America | Jan 2007 (20y) | Less than 5% | |
| Ryan, Lynn, Marie | Managing Director, Sr. Portfolio Manager | Jan 2007 (20y) | Less than 5% | |
| Smalley, Vi (Viola), R. | Chief Legal Officer\Corporate Secretary | Jan 2011 (16y) | Less than 5% | |
| Bradford, Linwood, Earle | Chief Executive Officer & Chair Of The Board | Nov 2011 (15y) | Less than 5% | |
| Lee, Jung, Won | Chief Financial Officer | Nov 2011 (15y) | Less than 5% | |
| Robert Stedman Pearce | Chief Compliance Officer | Nov 2011 (15y) | Less than 5% | |
| Daly, Matthew, Kenneth | Head Of Conning North America | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Conning & Company | Owner | Nov 2011 | A | 75% or more |
| Conning Holdings Corp | Shareholder | Oct 2009 | B | ≈ 56.25% – 100% via Conning & Company |
| Conning U.S. Holdings, Inc. | Shareholder | Sep 2015 | B | 75% or more of Conning Holdings Corp. (indirect) |
| Conning Holdings Limited | Shareholder | Sep 2015 | B | 75% or more of Conning U.S. Holdings Inc. (indirect) |
| Generali Investments Holding S.P.A | Shareholder | Apr 2024 | B | 75% or more of Conning Holdings Limited (indirect) |
| Assicurazioni Generali S.P.A | Shareholder | Apr 2024 | B | 75% or more of Generali Investments Holding S.P.A (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Conning Holdings Corp: 75% – 100% of Conning & Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Milwaukee Drivers Pension Plan | Board Of Trustees Milwaukee Drivers Pension Fund | 2,309 | $1.1B | 01/01/2024 |
| Teamsters Pension Trust Fund Of Philadelphia & Vic | Board Of Trustees Of Teamsters Pension Trust Fund Of Philadelphia & Vi | 7,961 | $2.7B | 01/01/2024 |
| Connecticut Laborers' Pension Plan | Connecticut Laborers' Pension Fund Board Of Trustees | 2,425 | $601M | 01/01/2024 |
| International Brotherhood Of Electrical Workers Local Union 98 Pension Plan | Board Of Trustees International Brotherh Electrical Workers Pension Pl | 2,508 | $624M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $595M (60% of AUM) Mar 2026
- Pnc Capital Markets Llc $292M (30% of AUM) Mar 2026
- BNY Mellon $164M (15% of AUM) Oct 2023
- J.P. Morgan $93.5M (10% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗