AUMdb

Watermark Group, Inc.

SEC-registered Private Fund Manager · Mid-sized ($1B–$10B) CRD 108272 · SEC file 801-37258 · Princeton, NJ · WWW.WATERMARKGROUP.COM
☆ Save with Pro ADV data as of Apr 01, 2026
Regulatory AUM
$3.8B
Discretionary
$3.8B
Clients
6
Avg AUM / client
$637M
Accounts
6
Employees
22

AUM over time

$784M $4.1B
Mar 29, 2012 Apr 1, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 6 $3.8B 100.0%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $2.6B combined gross assets

FundTypeDomicileGross assetsOwners
Parsec Trading Corp. master Hedge Fund British Virgin Islands $1.5B 48
Parsec Plus Master Fund, Ltd. master Hedge Fund British Virgin Islands $1.1B 28

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Lasky, Jesse, Evan Chief Financial Officer May 2001 (25y) Less than 5%
Woolf, Terence Chief Compliance Officer Mar 2018 (8y) Less than 5%
Nicolls, William, Gormley Vice President Dec 2021 (5y) 10% – 25%
Niforatos, John Vice President Dec 2021 (5y) 10% – 25%
Okun, Andrew, Marc President Dec 2021 (5y) 25% – 50%
Rowntree, David, Cedric Vice President Dec 2021 (5y) 10% – 25%
Walker, Dougin, Algase Vice President & Trustee Of Dougin Walker Family Trust Dec 2021 (5y) 5% – 10%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Dougin Walker Family Trust Non Voting Shareholder Dec 2021 A 5% – 10%

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $2.6B gross assets)

FundTypeGross assetsMin. investmentOwners
Parsec Trading Corp. Hedge Fund $1.5B $5.0M 48
Parsec Plus Master Fund, Ltd. Hedge Fund $1.1B $5.0M 28

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/01/2026 1.55 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.

View current Form ADV (SEC/IAPD) ↗