Nomura Asset Management U.S.A. Inc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 4
- Avg AUM / client
- $252M
- Accounts
- 4
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $766M | 75.9% |
| Pooled investment vehicles (non-investment companies) | 1 | $206M | 20.4% |
| Pension and profit sharing plans | 1 | $37.5M | 3.72% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniele, Neil, Anthony | Managing Director, Chief Compliance Officer | Sep 2004 (22y) | Less than 5% | |
| Nomoto, Yuichi | President, Ceo, Board Of Director | Apr 2019 (7y) | Less than 5% | |
| Stark, Robert, Nmn | Board Of Director | Apr 2024 (2y) | Less than 5% | |
| Aloupis, Steven, Nicholas | Board Of Director | May 2024 (2y) | Less than 5% | |
| Chiulli, Eugene, James | Treasurer & Chief Financial Officer | May 2024 (2y) | Less than 5% | |
| Suzuki, Ken | Board Of Director | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nomura Asset Management Co., Ltd. | Shareholder | Oct 1997 | A | 75% or more |
| Nomura Holdings, Inc. (Formerly Named The Nomura Securities Co., Ltd.) | Stockholder | Dec 1959 | B | ≈ 56.25% – 100% via Nomura Asset Management Co., Ltd. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nomura Holdings, Inc. (Formerly Named The Nomura Securities Co., Ltd.): 75% – 100% of Nomura Asset Management Co., Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Citibank $233M (19% of AUM) Jun 2019
- Northern Trust $96.9M (6% of AUM) Apr 2019
- RBC $80.2M (16% of AUM) Apr 2023
- Cibc Mellon Trust Company $37.5M (4% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗