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Investment Adviser · Mega ($100B+)
CRD 107719
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ADV data as of Mar 24, 2025
- Regulatory AUM
- $122B
- Discretionary
- $110B
- Clients
- 19,004
- Avg AUM / client
- $6.4M
- Accounts
- 252
- Employees
- 354
AUM over time
$55.3B
$122B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 | $20.3M | 0.02% |
| Banking or thrift institutions | 7 | $3.3B | 2.74% |
| Investment companies | 48 | $56.7B | 46.5% |
| Pooled investment vehicles (non-investment companies) | 115 | $40.7B | 33.4% |
| Pension and profit sharing plans | 43 | $4.9B | 4.03% |
| Charitable organizations | 7 | $882M | 0.72% |
| State or municipal government entities | Fewer than 5 | $6.1B | 5.0% |
| Insurance companies | 6 | $698M | 0.57% |
| Other | 18,778 | $8.6B | 7.05% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- BNY Mellon $66.7B (55% of AUM) Mar 2025
- Caceis Bank $24.3B (20% of AUM) Mar 2025
- State Street $2.5B (3% of AUM) Mar 2022
- J.P. Morgan $2.0B (2% of AUM) Jan 2025
- Cecabank Sa $2.0B (2% of AUM) Jan 2025
- U.S. Bank $1.5B (2% of AUM) Aug 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2025.