SR
Stark Richard Joseph
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 107636
· SEC file 801-39066
· Englewood, CO
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $426M
- Discretionary
- $426M
- Clients
- 66
- Avg AUM / client
- $6.5M
- Accounts
- 178
- Employees
- 4
AUM over time
$286M
$583M
Apr 16, 2012
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 66 | $426M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Richard Joseph Stark | Owner, Cco | CFA | Apr 1984 (42y) | 50% – 75% |
| Stark, Jane, Linda | Owner | May 2015 (11y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2025 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.
View current Form ADV (SEC/IAPD) ↗