Fort Washington Investment Advisors Inc
- Regulatory AUM
- $93.5B
- Discretionary
- $93.0B
- Clients
- 755
- Avg AUM / client
- $124M
- Accounts
- 1,650
- Employees
- 157
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Asset allocation (SMA assets by investment type)
as of Jun 23, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 586 | $1.1B | 1.2% |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 1 | $12.6B | 13.5% |
| Pooled investment vehicles (non-investment companies) | 51 | $7.9B | 8.48% |
| Pension and profit sharing plans | 9 | $3.9B | 4.19% |
| Charitable organizations | 65 | $2.3B | 2.43% |
| State or municipal government entities | 3 | $2.2B | 2.31% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 12 | $60.8B | 65.1% |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 28 | $2.6B | 2.82% |
| Other | 0 | $0 | — |
Private funds (42)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $5.9B combined gross assets
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ufcw Union Local No. 655, Food Employer's Joint Pe Board Of Trustees Of Ufcw Local 655, Food Employers Joint Pension Plan | 2024 | |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers Frost Brown Todd Llp | 2024 |
People (32)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wuebbling, Donald, Joseph | Director | Jun 1990 (36y) | Less than 5% | |
| Barrett, John, Finn | Director | Jan 2000 (27y) | Less than 5% | |
| Sargen, Nicholas, Peter | Director, Senior Economic Advisor | Jun 2003 (23y) | Less than 5% | |
| Rahe, Maribeth, Sembach | President & Ceo | Nov 2003 (23y) | Less than 5% | |
| Hawkins, Michele | Chief Compliance Officer, Managing Director | Jul 2004 (22y) | Less than 5% | |
| Henderson, David, Todd | Chief Risk Officer | Oct 2014 (12y) | Less than 5% | |
| Niemeyer, Jonathan, David | Director | Mar 2016 (10y) | Less than 5% | |
| Stainton, Jeffrey, Laurence | Secretary | Mar 2016 (10y) | Less than 5% | |
| Brendan Matthew White | Senior Vice President, Co Chief Investment Officer | CFA | Mar 2016 (10y) | Less than 5% |
| Ulland, Gerald, Joseph | Chief Financial Officer, Chief Administrative Officer | Aug 2017 (9y) | Less than 5% | |
| Walzer, Eric, J | Vice President, Investment Operations | Aug 2017 (9y) | Less than 5% | |
| Johnson, Jay, Vincent | Treasurer | May 2018 (8y) | Less than 5% | |
| Tracey Marie Stofa | Managing Director, Head Of Private Client Group | Jul 2022 (4y) | Less than 5% | |
| O'connor, John, F. | Managing Director & Head Of Business Development | Sep 2022 (4y) | Less than 5% | |
| Shipley, Christopher | Senior Vice President, Co Chief Investment Officer | Jan 2024 (3y) | Less than 5% | |
| Daniel Joseph Carter | Registered representative | CFA | May 2006 (20y) | |
| William Grimes Creviston | Registered representative | Jun 2011 (15y) | ||
| Kate Cardillo Brown | Registered representative | CFP | Sep 2015 (11y) | |
| Barry Douglas Pavlo | Registered representative | CFA | Jun 2017 (9y) | |
| Joe Don Cole | Registered representative | Jun 2017 (9y) | ||
| Joshua Michael Sillies | Registered representative | CFP | Aug 2018 (8y) | |
| Daniel Travis Gibson | Registered representative | May 2020 (6y) | ||
| Jeffrey Louis Pettiford | Registered representative | Aug 2020 (6y) | ||
| Michael Edward Rudnicki | Registered representative | Nov 2021 (5y) | ||
| Greg Edward Curvall | Registered representative | CFA | May 2025 (1y) | |
| Laura Elizabeth Farro | Registered representative | Jun 2025 (1y) | ||
| Zarinah Amatullah Mitchell | Registered representative | Jun 2025 (1y) | ||
| Drew Gieger | Registered representative | CFA | Oct 2025 (1y) | |
| Meghan Rafferty Erbaugh | Registered representative | Dec 2025 (1y) | ||
| Jay Michael Raffle Devine | Registered representative | Mar 2026 (0y) | ||
| Kyle Mc Kenzie Payne | Registered representative | CFP | Apr 2026 (0y) | |
| Michele E Hargis | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Western & Southern Investment Holdings, Llc | Parent | Dec 2006 | A | 75% or more |
| Western Southern Mutual Holding Company | Parent | Sep 2000 | B | 75% or more of Western Southern Financial Group, Inc. (indirect) |
| Western Southern Financial Group | Parent | Sep 2000 | B | 75% or more of Western Southern Life (indirect) |
| The Western And Southern Life Insurance Company | Parent | Dec 2006 | B | ≈ 56.25% – 100% via Western & Southern Investment Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Western And Southern Life Insurance Company: 75% – 100% of Western & Southern Investment Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (42, $5.9B gross assets)
Top 25 of 42 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ufcw Union Local No. 655, Food Employer's Joint Pe | Board Of Trustees Of Ufcw Local 655, Food Employers Joint Pension Plan | 6,048 | $780M | 01/01/2024 |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers | Frost Brown Todd Llp | 436 | $179M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 9.9 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • FEES FOR FAMILY OFFICE AND RELATED SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- BNY Mellon $59.9B (64% of AUM) Jun 2026
- Brown Brothers Harriman & Co. $9.7B (14% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗