AUMdb

Cifc Investment Management Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 107050 · SEC file 801-53728 · Miami, FL · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.0B
Discretionary
$1.0B
Clients
2
Avg AUM / client
$522M
Accounts
2
Employees
200

AUM over time

$119M $6.4B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $1.0B 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Al Thani, Hamad Bin Khalifa Sole Member Nov 2012 (14y) ≈ 13.35% – 100% via Supreme Universal Holdings Limited
Vaccaro, Stephen, Joseph Chief Executive Officer And Chief Investment Officer Feb 2014 (13y) Less than 5%
Dirocco, John, Stephen Chief Operating Officer Sep 2017 (9y) Less than 5%
Mcgann, Robert, Vincent Chief Financial Officer Jan 2021 (6y) Less than 5%
Richards, Asha, Kamaria General Counsel Jul 2022 (4y) Less than 5%
Wicker, Lily, Yuliani Chief Compliance Officer And Associate General Counsel Aug 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Cifc Capital Holdco Llc Sole Member Dec 2015 A 75% or more
Cifc Llc Sole Member Dec 2015 B ≈ 42.19% – 100% via Cifc Corp.
Cifc Corp. Sole Member Dec 2015 B ≈ 56.25% – 100% via Cifc Capital Holdco Llc
Centricus Holdings I Lp Sole Member Nov 2016 B ≈ 31.64% – 100% via Cifc Llc
Centricus Financial Investments Lp Limited Partner Aug 2016 B ≈ 23.73% – 100% via Centricus Holdings I Lp
Supreme Universal Holdings Limited Limited Partner Nov 2016 B ≈ 17.8% – 100% via Centricus Financial Investments Lp

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Al Thani, Hamad Bin Khalifa: 75% – 100% of Supreme Universal Holdings Limited × 75% – 100% of Centricus Financial Investments Lp × 75% – 100% of Centricus Holdings I Lp × 75% – 100% of Cifc Llc × 75% – 100% of Cifc Corp. × 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
  • Cifc Llc: 75% – 100% of Cifc Corp. × 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Cifc Corp.: 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Centricus Holdings I Lp: 75% – 100% of Cifc Llc × 75% – 100% of Cifc Corp. × 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
  • Centricus Financial Investments Lp: 75% – 100% of Centricus Holdings I Lp × 75% – 100% of Cifc Llc × 75% – 100% of Cifc Corp. × 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
  • Supreme Universal Holdings Limited: 75% – 100% of Centricus Financial Investments Lp × 75% – 100% of Centricus Holdings I Lp × 75% – 100% of Cifc Llc × 75% – 100% of Cifc Corp. × 75% – 100% of Cifc Capital Holdco Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 2.74 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗