Vanguard Advisers, Inc.
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 106715
· SEC file 801-49601
· Malvern, PA
· institutional.vanguard.com
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $345B
- Discretionary
- $121B
- Clients
- 791,528
- Avg AUM / client
- $435K
- Accounts
- 791,528
- Employees
- 2,208
AUM over time
$22.0B
$345B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Asset allocation (SMA assets by investment type)
as of Jul 13, 2026
Registered investment companies (funds/ETFs)
$283B
82%
Pooled investment vehicles
$62.0B
18%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 668 positions, $25,509,107,429)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | TOTAL STK MKT | $9,140,072,746 | 28,490,615 | 35.8% | 2.65% |
| 2 | Vanguard Star Fds | VG TL INTL STK F | $6,748,317,190 | 87,515,479 | 26.5% | 1.96% |
| 3 | Vanguard Bd Index Fds | TOTAL BND MRKT | $4,133,752,368 | 56,134,617 | 16.2% | 1.2% |
| 4 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $2,595,041,758 | 54,007,136 | 10.2% | 0.75% |
| 5 | Vanguard Index Fds | S&P 500 ETF SHS | $423,801,327 | 709,232 | 1.66% | 0.12% |
| 6 | Vanguard World Fd | ESG US STK ETF | $415,407,267 | 3,700,074 | 1.63% | 0.12% |
| 7 | Vanguard World Fd | ESG INTL STK ETF | $288,551,161 | 4,022,741 | 1.13% | 0.08% |
| 8 | Vanguard Index Fds | EXTEND MKT ETF | $272,964,466 | 1,326,360 | 1.07% | 0.08% |
| 9 | Vanguard Intl Equity Index F | ALLWRLD EX US | $263,777,739 | 3,512,355 | 1.03% | 0.08% |
| 10 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $255,656,645 | 3,989,649 | 1.0% | 0.07% |
| 11 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $192,186,696 | 3,852,209 | 0.75% | 0.06% |
| 12 | Vanguard World Fd | ESG US CORP BD | $126,030,436 | 2,005,896 | 0.49% | 0.04% |
| 13 | Vanguard Index Fds | VALUE ETF | $84,455,987 | 430,459 | 0.33% | 0.02% |
| 14 | Vanguard Index Fds | GROWTH ETF | $75,964,114 | 173,915 | 0.3% | 0.02% |
| 15 | Vanguard Bd Index Fds | INTERMED TERM | $67,991,505 | 880,949 | 0.27% | 0.02% |
| 16 | Vanguard Bd Index Fds | SHORT TRM BOND | $61,830,382 | 788,554 | 0.24% | 0.02% |
| 17 | Vanguard Scottsdale Fds | INTER TERM TREAS | $48,092,102 | 807,593 | 0.19% | 0.01% |
| 18 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $44,023,498 | 814,497 | 0.17% | 0.01% |
| 19 | Vanguard Scottsdale Fds | SHORT TERM TREAS | $42,884,816 | 732,573 | 0.17% | 0.01% |
| 20 | Vanguard Bd Index Fds | LONG TERM BOND | $33,615,599 | 488,743 | 0.13% | 0.01% |
| 21 | Vanguard Scottsdale Fds | VNG RUS1000IDX | $33,294,468 | 112,817 | 0.13% | 0.01% |
| 22 | Vanguard Index Fds | SMALL CP ETF | $30,262,931 | 115,543 | 0.12% | 0.01% |
| 23 | Vanguard Specialized Funds | DIV APP ETF | $9,105,421 | 42,339 | 0.04% | 0.0% |
| 24 | Ishares Tr | CORE S&P500 ETF | $6,603,931 | 10,110 | 0.03% | 0.0% |
| 25 | Vanguard World Fd | MEGA GRWTH IND | $6,353,228 | 17,291 | 0.02% | 0.0% |
Top 25 of 668 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 711,336 | $165B | 47.8% |
| High net worth individuals | 80,159 | $165B | 47.7% |
| Pooled investment vehicles (non-investment companies) | 12 | $15.3B | 4.44% |
| Other investment advisers | 21 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 509.
People (2,363)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Risi, Karin, Ann | Director | May 2015 (11y) | Less than 5% | |
| Rollings, Michael, Thomas | Director | Sep 2016 (10y) | Less than 5% | |
| Brancato, Matthew, Clark | Director | May 2020 (6y) | Less than 5% | |
| Benchener, Matthew, John | Director | Dec 2020 (6y) | Less than 5% | |
| Petty, David, Bruce | Chief Financial Officer | Oct 2021 (5y) | Less than 5% | |
| Bisordi, John, Edmund | Director And General Counsel | Feb 2022 (5y) | Less than 5% | |
| Stewart, Marc, Christopher | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Judith Ann Martinez | Registered representative | Sep 1996 (30y) | ||
| Francis Michael Kinniry | Registered representative | CFA | Jan 1999 (28y) | |
| Raymond Cornelius Querey | Registered representative | Jul 2000 (26y) | ||
| Jimmy Joseph Silvano | Registered representative | Aug 2000 (26y) | ||
| Matthew Fred Wright | Registered representative | CFP | Sep 2000 (26y) | |
| Scott Matthew Drahzal | Registered representative | CFP | Jan 2002 (25y) | |
| Robert Gerard Kubiak | Registered representative | Jul 2002 (24y) | ||
| Christopher Stuart Lukasevics | Registered representative | Jan 2005 (22y) | ||
| Mark Raymond Walford | Registered representative | CFP | Apr 2005 (21y) | |
| Bryan Todd Pentz | Registered representative | Jun 2005 (21y) | ||
| Timothy James Traut | Registered representative | Jul 2005 (21y) | ||
| Roberto Gonzalez Vigil | Registered representative | Sep 2005 (21y) | ||
| Jeremy Alan Beil | Registered representative | Aug 2006 (20y) | ||
| Kyle David Rotthoff | Registered representative | CFP | Jan 2007 (20y) | |
| Shane Patrick Collins | Registered representative | Feb 2007 (19y) | ||
| Anthony Warren Videtto | Registered representative | Sep 2007 (19y) | ||
| Charles Nelson Riley | Registered representative | Oct 2008 (18y) | ||
| Craig Fetters Mclane | Registered representative | CFP | Jan 2009 (18y) | |
| Lucas Andrew Zubrod | Registered representative | CFP | Jan 2009 (18y) | |
| Vincent Ronald Ham | Registered representative | CFP | Jan 2009 (18y) | |
| George Albert Centeno | Registered representative | CFP | Nov 2009 (17y) | |
| Daniel P Quinn | Registered representative | CFP | Mar 2010 (16y) | |
| Benjamin D Cohen | Registered representative | CFP | Jun 2010 (16y) | |
| Ryan Michael Adams | Registered representative | CFP | Jun 2010 (16y) | |
| Sarah Elizabeth Hind | Registered representative | CFP | Oct 2010 (16y) | |
| Colin Patrick Canavan | Registered representative | CFP | Dec 2010 (16y) | |
| Alan Michael Stutman | Registered representative | CFP | Jan 2011 (16y) | |
| Joseph John Caufield | Registered representative | CFP | Jan 2011 (16y) | |
| Kimberly Schnatz Whitlock | Registered representative | CFP | Jan 2011 (16y) | |
| Randolph Riley Roark | Registered representative | CFP | Jan 2011 (16y) | |
| Thomas Stephen Coakley | Registered representative | CFP | Jan 2011 (16y) | |
| Christopher Allen Esser | Registered representative | CFP | May 2011 (15y) | |
| Michael Josef Simek | Registered representative | CFP | Jul 2011 (15y) | |
| Nilay Gandhi | Registered representative | CFP | Jul 2011 (15y) | |
| Jon Robert Engleman | Registered representative | CFP | Jul 2011 (15y) | |
| Jesse S Powers | Registered representative | CFP | Oct 2011 (15y) | |
| Charles Christopher Ball | Registered representative | CFP | Dec 2011 (15y) | |
| Melquiades Villalobos | Registered representative | CFP | Dec 2011 (15y) | |
| Katherine Joan O'donnell | Registered representative | Jan 2012 (15y) | ||
| Ryan William Stender | Registered representative | CFP | Jan 2012 (15y) | |
| Cameron Chandler Keeler | Registered representative | CFP | Jun 2012 (14y) | |
| Christopher John Richard | Registered representative | CFP | Jun 2012 (14y) | |
| David Lee Sehorn | Registered representative | CFP | Jun 2012 (14y) | |
| Erica N Hamilton | Registered representative | CFP | Jun 2012 (14y) | |
| Jason Scott Miehle | Registered representative | CFP | Jun 2012 (14y) | |
| Julieanne Diones Barar | Registered representative | CFP | Jun 2012 (14y) | |
| Philip Andrew Coleman | Registered representative | CFP | Jun 2012 (14y) | |
| William Thomas Moren | Registered representative | CFP | Aug 2012 (14y) | |
| Carter G Garbutt | Registered representative | CFP | Oct 2012 (14y) | |
| Michael Joseph Carter | Registered representative | CFP | Oct 2012 (14y) | |
| William P Rowland | Registered representative | CFP | Oct 2012 (14y) | |
| Christopher James Sandstrom | Registered representative | CFP | Mar 2013 (13y) | |
| Jared Arthur Frew | Registered representative | CFP | Mar 2013 (13y) | |
| Joseph Stephen Zairo | Registered representative | CFP | Mar 2013 (13y) | |
| Ryan Dean Miller | Registered representative | CFP | Mar 2013 (13y) | |
| Joseph Aloysius Gallagher | Registered representative | CFP | May 2013 (13y) | |
| Andrew Mathew Soltes | Registered representative | CFP | Jul 2013 (13y) | |
| Bryan William Lewis | Registered representative | CFP | Jul 2013 (13y) | |
| Douglas Thomas Merrigan | Registered representative | CFP | Jul 2013 (13y) | |
| Gregory John Adams | Registered representative | CFP | Jul 2013 (13y) | |
| Joseph Vincent Haney | Registered representative | CFP | Jul 2013 (13y) | |
| Katherine June Park | Registered representative | CFP | Jul 2013 (13y) | |
| Anish M Patel | Registered representative | CFP | Aug 2013 (13y) | |
| Cody Lee Roe | Registered representative | CFP | Aug 2013 (13y) | |
| David Scott Curtis | Registered representative | CFP | Oct 2013 (13y) | |
| Mary A Franks | Registered representative | CFP | Oct 2013 (13y) | |
| Sara Elisabeth Smyth | Registered representative | CFP | Oct 2013 (13y) | |
| Sally Lok Schroeder | Registered representative | CFP | Nov 2013 (13y) | |
| Steven Joseph Yarborough | Registered representative | CFP | Nov 2013 (13y) | |
| Antranik Vartan Tomassian | Registered representative | CFP | Dec 2013 (13y) | |
| Matthew Burke Radvansky | Registered representative | CFP | Feb 2014 (12y) | |
| Nathan D Hearns | Registered representative | CFP | Feb 2014 (12y) | |
| Ryan Charles Murray | Registered representative | CFP | Mar 2014 (12y) | |
| Sean Thomas Vasey | Registered representative | CFP | Mar 2014 (12y) | |
| John Charles Oconnor | Registered representative | Mar 2014 (12y) | ||
| Melanie Dawn Jacyszyn | Registered representative | Mar 2014 (12y) | ||
| Michael A Mikulich | Registered representative | CFP | Apr 2014 (12y) | |
| Joseph Brian Heiser | Registered representative | CFP | Apr 2014 (12y) | |
| James Robert Poteet | Registered representative | CFP | May 2014 (12y) | |
| Albert C Wong | Registered representative | CFP | Jun 2014 (12y) | |
| Catherine Walker Stewart | Registered representative | CFP | Jun 2014 (12y) | |
| Diane Marie Hansen | Registered representative | CFP | Jun 2014 (12y) | |
| Kevin Elwood Miller | Registered representative | CFP | Jun 2014 (12y) | |
| Todd Leonard Riopelle | Registered representative | CFP | Jun 2014 (12y) | |
| Mark Allan Pearson | Registered representative | CFP | Jul 2014 (12y) | |
| Robert Allen Foster | Registered representative | CFP | Jul 2014 (12y) | |
| Stanley Strelish | Registered representative | CFP | Jul 2014 (12y) | |
| Jane P Simpson | Registered representative | CFP | Jul 2014 (12y) | |
| Julie Bower Edwards | Registered representative | CFP | Jul 2014 (12y) | |
| Ryan Craig Kessler | Registered representative | CFP | Jul 2014 (12y) | |
| Lisa Marie Roche Berlage | Registered representative | CFP | Aug 2014 (12y) | |
| David Walter Schwarz | Registered representative | CFP | Aug 2014 (12y) | |
| Jason Eric Schiffman | Registered representative | Aug 2014 (12y) | ||
| Logan Craig Blough | Registered representative | Aug 2014 (12y) | ||
| Selena Erika Abraham | Registered representative | Aug 2014 (12y) | ||
| Edmund Allan Oliveros | Registered representative | CFP | Aug 2014 (12y) | |
| Patrick Victor Kerwin | Registered representative | CFP | Aug 2014 (12y) | |
| Ryan Matthew Lee | Registered representative | CFP | Aug 2014 (12y) | |
| Shawn Michael Kada | Registered representative | CFP | Aug 2014 (12y) | |
| Jonathan Edward Hohn | Registered representative | CFP | Aug 2014 (12y) | |
| Mark Enio Reali | Registered representative | CFP | Aug 2014 (12y) | |
| Derek Martin Moon | Registered representative | CFP | Oct 2014 (12y) | |
| Joshua Vernon Spence | Registered representative | Oct 2014 (12y) | ||
| Alyson Cloninger Kennedy | Registered representative | CFP | Oct 2014 (12y) | |
| Anthony J Desante | Registered representative | CFP | Oct 2014 (12y) | |
| George Steven Evdemon | Registered representative | CFP | Oct 2014 (12y) | |
| Jesse Philip Roth | Registered representative | CFP | Oct 2014 (12y) | |
| Jessica Marie Mcbride | Registered representative | CFP | Oct 2014 (12y) | |
| Joseph John Kucharczuk | Registered representative | CFP | Oct 2014 (12y) | |
| Kelly L Klyce | Registered representative | CFP | Oct 2014 (12y) | |
| Lauren Manni Wybar | Registered representative | CFP | Oct 2014 (12y) | |
| Mark Anthony Yakupcin | Registered representative | CFP | Oct 2014 (12y) | |
| Matthew Douglas Fleming | Registered representative | CFP | Oct 2014 (12y) | |
| Andrew W Salayda | Registered representative | CFP | Oct 2014 (12y) | |
| Jonathan W Battiste | Registered representative | CFP | Oct 2014 (12y) | |
| Stephen Robert Martin | Registered representative | CFP | Dec 2014 (12y) | |
| Candace Leah Delaney | Registered representative | CFP | Dec 2014 (12y) | |
| Ashwani Barar | Registered representative | Jan 2015 (12y) | ||
| Charles Mitchell Dickinson | Registered representative | CFP | Jan 2015 (12y) | |
| Clayton Harlan Burke | Registered representative | CFP | Jan 2015 (12y) | |
| Dawn M. Bushroe | Registered representative | Jan 2015 (12y) | ||
| Dean Francis Vitali | Registered representative | Jan 2015 (12y) | ||
| Donald Winton Gilmour | Registered representative | Jan 2015 (12y) | ||
| Jessica A Arias | Registered representative | CFP | Jan 2015 (12y) | |
| Justin Alan Zeis | Registered representative | CFP | Jan 2015 (12y) | |
| Matt T Clarkson | Registered representative | CFP | Jan 2015 (12y) | |
| Robert Lee Williams | Registered representative | Jan 2015 (12y) | ||
| Theresa Ann Marie Hanson | Registered representative | Jan 2015 (12y) | ||
| Travis J Horner | Registered representative | CFP | Jan 2015 (12y) | |
| Alexander Winfield March | Registered representative | CFP | Jan 2015 (12y) | |
| Daniel Oren Rubin | Registered representative | Jan 2015 (12y) | ||
| Gary A Johnson | Registered representative | Jan 2015 (12y) | ||
| Kenneth Robert Poley | Registered representative | CFP | Jan 2015 (12y) | |
| Thomas Andrew Hallmark | Registered representative | CFP | Jan 2015 (12y) | |
| Thomas Anthony Maltese | Registered representative | CFP | Jan 2015 (12y) | |
| David J Federico | Registered representative | Jan 2015 (12y) | ||
| David J Siddons | Registered representative | Jan 2015 (12y) | ||
| James Charles Roselli | Registered representative | Jan 2015 (12y) | ||
| Phillip Charles Dupont | Registered representative | Jan 2015 (12y) | ||
| Randall Duane Hall | Registered representative | Jan 2015 (12y) | ||
| Adam A Montgomery | Registered representative | Jan 2015 (12y) | ||
| Collin Sinclair Robinson | Registered representative | CFP | Jan 2015 (12y) | |
| Dionne Jantoinette Mcbride | Registered representative | Jan 2015 (12y) | ||
| Kyle Walker Flanary | Registered representative | CFP | Jan 2015 (12y) | |
| Hank Brian Lobel | Registered representative | CFP | Feb 2015 (11y) | |
| Daniel Dwight Davis | Registered representative | Feb 2015 (11y) | ||
| Sarah Courtney Danna | Registered representative | CFP | Feb 2015 (11y) | |
| George Francis Albert Pastino | Registered representative | CFP | Feb 2015 (11y) | |
| Michael James Kohler | Registered representative | CFP | Feb 2015 (11y) | |
| Elise Marie Oligmueller | Registered representative | CFP | Mar 2015 (11y) | |
| Matthew Robert Peters | Registered representative | CFP | Mar 2015 (11y) | |
| Nick Vincent Delvecchio | Registered representative | Mar 2015 (11y) | ||
| Katheryn Cella Woodruff | Registered representative | CFP | Mar 2015 (11y) | |
| Travis James Lovrien | Registered representative | CFP | Mar 2015 (11y) | |
| Walter Hughes Ulrich | Registered representative | Mar 2015 (11y) | ||
| Gary Owen Martin | Registered representative | Apr 2015 (11y) | ||
| Tiana Carlisa Patillo | Registered representative | Apr 2015 (11y) | ||
| William Travis Powell | Registered representative | CFP | Apr 2015 (11y) | |
| Serena Hope Horsch | Registered representative | CFP | Apr 2015 (11y) | |
| Jaron Scott Jefferis | Registered representative | CFP | May 2015 (11y) | |
| Jason Herald Lindley | Registered representative | CFP | May 2015 (11y) | |
| Anthony Louis Giordano | Registered representative | CFP | Jun 2015 (11y) | |
| John Anthony Ebner | Registered representative | CFP | Jun 2015 (11y) | |
| April Schwab Duhigg | Registered representative | CFP | Jul 2015 (11y) | |
| Ben Adam Neill | Registered representative | CFP | Jul 2015 (11y) | |
| David Thomas Schondelmayer | Registered representative | CFP | Jul 2015 (11y) | |
| James Joseph Dunn | Registered representative | CFP | Jul 2015 (11y) | |
| Jenamarie Eileen Fox | Registered representative | Jul 2015 (11y) | ||
| Oliver Beecher Bailey | Registered representative | CFP | Jul 2015 (11y) | |
| Anthony Michael Berumen | Registered representative | CFP | Aug 2015 (11y) | |
| Edward James Campagna | Registered representative | Aug 2015 (11y) | ||
| James Vincent Santacroce | Registered representative | Aug 2015 (11y) | ||
| Jonathan David Okpomor | Registered representative | Aug 2015 (11y) | ||
| Matthew James Smith | Registered representative | Aug 2015 (11y) | ||
| Samantha Brea Grissom | Registered representative | CFP | Aug 2015 (11y) | |
| Timothy David Ellis | Registered representative | Aug 2015 (11y) | ||
| Douglas Ross Mento | Registered representative | Aug 2015 (11y) | ||
| Mark Richard Lohrman | Registered representative | Aug 2015 (11y) | ||
| Jonathan V Jana | Registered representative | CFP | Aug 2015 (11y) | |
| Jacqueline Anne Fix | Registered representative | CFP | Sep 2015 (11y) | |
| Dennis Jason Del Valle | Registered representative | Sep 2015 (11y) | ||
| Glen James Curtis | Registered representative | CFP | Oct 2015 (11y) | |
| Praveen Chand | Registered representative | CFP | Oct 2015 (11y) | |
| Wilson Scott Clines | Registered representative | CFP | Oct 2015 (11y) | |
| Anthony John Licocci | Registered representative | CFP | Oct 2015 (11y) | |
| Brittany Nichole Frost | Registered representative | Oct 2015 (11y) | ||
| Austin Byron Crass | Registered representative | Nov 2015 (11y) | ||
| Kevin Eric Peterson | Registered representative | Nov 2015 (11y) | ||
| David James Hutcheson | Registered representative | Chartered Financial Consultant | Nov 2015 (11y) | |
| Abram Doyle Early | Registered representative | CFP | Dec 2015 (11y) | |
| Wednesday Carsillo | Registered representative | Dec 2015 (11y) | ||
| David Carter Wilson | Registered representative | CFP | Jan 2016 (11y) | |
| Michael F Presser | Registered representative | CFP | Jan 2016 (11y) | |
| Richard Albert Brauer | Registered representative | CFP | Jan 2016 (11y) | |
| Carl Porter Ozeck | Registered representative | CFP | Jan 2016 (11y) | |
| Stephen Jernee Speers | Registered representative | CFP | Jan 2016 (11y) | |
| Stephen Scott Ajemian | Registered representative | CFP | Feb 2016 (10y) | |
| Jason Matthew Cockerham | Registered representative | CFP | Mar 2016 (10y) | |
| Andy Paul Garcia | Registered representative | CFP | Apr 2016 (10y) | |
| Christopher Edward Goudey | Registered representative | CFP | Apr 2016 (10y) | |
| David Manuel Estrella | Registered representative | CFP | Apr 2016 (10y) | |
| Julie Ann Virta | Registered representative | CFP CFA | Apr 2016 (10y) | |
| Syed Mohon Ali | Registered representative | CFP | Apr 2016 (10y) | |
| Gary William Stark | Registered representative | CFP | May 2016 (10y) | |
| Matthew Paul Hildebrand | Registered representative | May 2016 (10y) | ||
| Alexandra Jonalin Flores Singh | Registered representative | May 2016 (10y) | ||
| Scott David Weynand | Registered representative | May 2016 (10y) | ||
| Joanne Marie Samples | Registered representative | CFP | May 2016 (10y) | |
| Todd Adam Truitt | Registered representative | CFP | May 2016 (10y) | |
| Curtis Andrew Carr | Registered representative | CFP | May 2016 (10y) | |
| John Stephen Cinalli | Registered representative | May 2016 (10y) | ||
| Kristen Lynd Iacobelli | Registered representative | May 2016 (10y) | ||
| Lauren Judith Hall | Registered representative | CFP | May 2016 (10y) | |
| Richard Raranga Garcia | Registered representative | May 2016 (10y) | ||
| Matthew D Wagner | Registered representative | May 2016 (10y) | ||
| Sean Francis Mcglinchey | Registered representative | May 2016 (10y) | ||
| Alexandra Marie Kirkpatrick | Registered representative | May 2016 (10y) | ||
| James Patrick Mcguire | Registered representative | May 2016 (10y) | ||
| Jonathon James Scott | Registered representative | CFP | May 2016 (10y) | |
| Walter Russell Bay | Registered representative | May 2016 (10y) | ||
| Kristin Joy Witmer | Registered representative | CFP Chartered Financial Consultant | Jun 2016 (10y) | |
| Roger Steven Snider | Registered representative | CFP | Jun 2016 (10y) | |
| Andrew Gordon Yorgey | Registered representative | CFP | Jun 2016 (10y) | |
| Bryan Michael Orris | Registered representative | CFP | Jun 2016 (10y) | |
| Gregory Leon Houp | Registered representative | CFP | Jun 2016 (10y) | |
| Brian Gregory Fay | Registered representative | CFP | Jun 2016 (10y) | |
| Chad Stuart Sundem | Registered representative | CFP | Jun 2016 (10y) | |
| David Philip Tatich | Registered representative | CFP | Jun 2016 (10y) | |
| Lisa Mariani Riter | Registered representative | CFP | Jun 2016 (10y) | |
| Todd Douglass Bechtel | Registered representative | CFP | Jun 2016 (10y) | |
| Colleen Marie Fitzgerald | Registered representative | CFP | Jul 2016 (10y) | |
| Daniel Micah Chang | Registered representative | CFP | Jul 2016 (10y) | |
| Melisa Mondino | Registered representative | Aug 2016 (10y) | ||
| James David Burney | Registered representative | CFP | Aug 2016 (10y) | |
| Paul P Fox | Registered representative | Aug 2016 (10y) | ||
| Tina Marie Ornelas | Registered representative | Aug 2016 (10y) | ||
| Robert Sherrier | Registered representative | CFP | Aug 2016 (10y) | |
| Andrew Vincente Tamburro | Registered representative | CFP | Sep 2016 (10y) | |
| Bradley Charles Reber | Registered representative | CFP | Sep 2016 (10y) | |
| Brandon Joseph Boekel | Registered representative | CFP | Sep 2016 (10y) | |
| Brooks Donald Desjardins | Registered representative | CFP | Sep 2016 (10y) | |
| Nathan Alex Joseph | Registered representative | CFP | Sep 2016 (10y) | |
| Nicholas James Nowakowski | Registered representative | CFP | Sep 2016 (10y) | |
| Stephanie Ellen Kung | Registered representative | CFP | Sep 2016 (10y) | |
| Aryeh David Lightman | Registered representative | Sep 2016 (10y) | ||
| Jason Claude Satterwhite | Registered representative | Sep 2016 (10y) | ||
| Kaitlin Marie Binkley | Registered representative | Sep 2016 (10y) | ||
| Kyle Patrick Mcevoy | Registered representative | CFP | Sep 2016 (10y) | |
| Mark Druckenmiller | Registered representative | CFP | Sep 2016 (10y) | |
| Raymond Lorel Roberts | Registered representative | Sep 2016 (10y) | ||
| Shanaya Richina Davis | Registered representative | Sep 2016 (10y) | ||
| Alexander Georg Johannes Schinker | Registered representative | CFP | Oct 2016 (10y) | |
| Anastasia A Massiah | Registered representative | CFP | Oct 2016 (10y) | |
| Anthony Patrick Allen | Registered representative | CFP | Oct 2016 (10y) | |
| Leslie Karen Chatty | Registered representative | CFP | Oct 2016 (10y) | |
| Nathaniel Adam Ratliff | Registered representative | CFP | Oct 2016 (10y) | |
| Vahan G Teberian | Registered representative | CFP | Oct 2016 (10y) | |
| Phillip Robert Turner | Registered representative | Oct 2016 (10y) | ||
| Douglas Joseph Higgins | Registered representative | CFP | Oct 2016 (10y) | |
| Errol Timothy Mccoy | Registered representative | Oct 2016 (10y) | ||
| Sabino Javier Vargas | Registered representative | CFP | Oct 2016 (10y) | |
| Allen Wesley Losey | Registered representative | CFP | Oct 2016 (10y) | |
| Donald Jeffrey Feagans | Registered representative | CFP | Oct 2016 (10y) | |
| Antonio Quoc Green | Registered representative | CFP | Oct 2016 (10y) | |
| Brian Wayne Goss | Registered representative | CFP | Nov 2016 (10y) | |
| Charles B Cornner | Registered representative | CFP | Nov 2016 (10y) | |
| Daniel Scott Hilby | Registered representative | CFP | Nov 2016 (10y) | |
| Christopher Andrew Mitchell | Registered representative | CFP | Nov 2016 (10y) | |
| Jacqueline Violet Coyne | Registered representative | Dec 2016 (10y) | ||
| Christopher Lee Madeira | Registered representative | CFP | Dec 2016 (10y) | |
| Christopher Matthew Pace | Registered representative | CFP | Dec 2016 (10y) | |
| David Scott Feldmiller | Registered representative | CFP | Dec 2016 (10y) | |
| Dean Wilson Sprague | Registered representative | Dec 2016 (10y) | ||
| Jonathan Alexander Ransom Wormley | Registered representative | CFP | Dec 2016 (10y) | |
| Justin Clay Marshall | Registered representative | Dec 2016 (10y) | ||
| Michael Lee Greene | Registered representative | Dec 2016 (10y) | ||
| Thomas Lee Laky | Registered representative | Dec 2016 (10y) | ||
| Phillip Chad Farmer | Registered representative | CFP | Dec 2016 (10y) | |
| Sharnise Nicole Gadsden | Registered representative | Dec 2016 (10y) | ||
| Erick T Kappus | Registered representative | CFP | Dec 2016 (10y) | |
| Jamie Ryan Cook | Registered representative | CFA | Dec 2016 (10y) | |
| Urszula M Dabrowski | Registered representative | CFP | Jan 2017 (10y) | |
| Daniel James Scobie | Registered representative | CFP | Feb 2017 (9y) | |
| Jonathan D Friend | Registered representative | CFP | Feb 2017 (9y) | |
| Kyle Edward Anderson | Registered representative | CFP | Feb 2017 (9y) | |
| Michael Aaron Bersano | Registered representative | CFP | Feb 2017 (9y) | |
| Daniel Kent Johnson | Registered representative | CFP | Feb 2017 (9y) | |
| Isaac Martin Acosta Montenegro | Registered representative | CFP | Mar 2017 (9y) | |
| Jonathon Scott Lynn | Registered representative | CFP | Mar 2017 (9y) | |
| Malachi Jake Conyers | Registered representative | CFP | Mar 2017 (9y) | |
| Matthew Joseph Cascio | Registered representative | CFP | Mar 2017 (9y) | |
| Michael Ryan Daly | Registered representative | CFP | Mar 2017 (9y) | |
| Travis Edward Caddell | Registered representative | CFP | Mar 2017 (9y) | |
| Kevin Jay Huff | Registered representative | Mar 2017 (9y) | ||
| James R Acuna | Registered representative | Mar 2017 (9y) | ||
| Hugh Basil Christian | Registered representative | Mar 2017 (9y) | ||
| William Henry Pluchel | Registered representative | CFP | Mar 2017 (9y) | |
| Carl Michael Moritz | Registered representative | CFP | Mar 2017 (9y) | |
| George Thomas Mantzoros | Registered representative | CFP | Mar 2017 (9y) | |
| Matthew John Callaghan | Registered representative | CFA | Mar 2017 (9y) | |
| Joseph Sebastian Papandrea | Registered representative | CFP | Mar 2017 (9y) | |
| Chadi Mneiny | Registered representative | Apr 2017 (9y) | ||
| Matt Scott Sherman | Registered representative | CFP | Apr 2017 (9y) | |
| Christopher Ryan O'neill | Registered representative | CFP | Apr 2017 (9y) | |
| Daniel Curtis Hinson | Registered representative | Apr 2017 (9y) | ||
| David Douglas Sanders | Registered representative | Apr 2017 (9y) | ||
| Thomas Richard Johnson | Registered representative | Apr 2017 (9y) | ||
| Iman Tommy | Registered representative | CFP | Apr 2017 (9y) | |
| William Powell Brisley | Registered representative | Apr 2017 (9y) | ||
| Christopher Lee Bennett | Registered representative | CFP | Apr 2017 (9y) | |
| Sergei Skiba | Registered representative | CFP | Apr 2017 (9y) | |
| Ryan Matthew Bronowicz | Registered representative | CFP | May 2017 (9y) | |
| Jaymes M Dickinson | Registered representative | May 2017 (9y) | ||
| Christina Marie Lauria Gutt | Registered representative | CFP | May 2017 (9y) | |
| John Patrick Taylor | Registered representative | CFP | May 2017 (9y) | |
| Adam Neil Strodel | Registered representative | CFP | May 2017 (9y) | |
| Eric T Benson | Registered representative | CFP | May 2017 (9y) | |
| Ginarose Maria Vanasse | Registered representative | CFP | May 2017 (9y) | |
| Gregory Taylor Turner | Registered representative | CFP | May 2017 (9y) | |
| John A Lawrence | Registered representative | CFP | May 2017 (9y) | |
| Melissa Lynn Quillan | Registered representative | CFP | May 2017 (9y) | |
| Bhumi Shah | Registered representative | CFP | May 2017 (9y) | |
| Albert Donghyuk Kim | Registered representative | CFP | Jul 2017 (9y) | |
| John Heppler | Registered representative | CFP | Jul 2017 (9y) | |
| Craig Michael Doyon | Registered representative | CFP | Aug 2017 (9y) | |
| Craig Nelson Gower | Registered representative | CFP | Aug 2017 (9y) | |
| Nikhil Hiranand Chablani | Registered representative | CFP | Aug 2017 (9y) | |
| Scott Andrew Walker | Registered representative | CFP | Aug 2017 (9y) | |
| Andrew David Scarmardo | Registered representative | Aug 2017 (9y) | ||
| Brenden Clarke Gilliam | Registered representative | CFP | Aug 2017 (9y) | |
| Troy David Spies | Registered representative | CFP | Aug 2017 (9y) | |
| Austin Tyler Bullock Wright | Registered representative | Aug 2017 (9y) | ||
| Cory David Johnson | Registered representative | Aug 2017 (9y) | ||
| Gregory Allen Luoni | Registered representative | Aug 2017 (9y) | ||
| Jackson Kent Pauley | Registered representative | CFP | Aug 2017 (9y) | |
| John Michael Olin | Registered representative | Aug 2017 (9y) | ||
| Jon Lukas Neely | Registered representative | Aug 2017 (9y) | ||
| Kelsey Kathryn Pauley | Registered representative | Aug 2017 (9y) | ||
| Brendan Mills Lyons | Registered representative | Sep 2017 (9y) | ||
| John Roman Mccutchen | Registered representative | Sep 2017 (9y) | ||
| Kurt Allan Johnson | Registered representative | Sep 2017 (9y) | ||
| Russell John Trombley | Registered representative | CFP | Sep 2017 (9y) | |
| Robert Benedict Cartafalsa | Registered representative | CFP | Sep 2017 (9y) | |
| Dahr S Dietrich | Registered representative | Oct 2017 (9y) | ||
| James Joseph Mcdonald | Registered representative | Oct 2017 (9y) | ||
| Brian Dale Keeport | Registered representative | CFP | Oct 2017 (9y) | |
| Jacob Levi Hershberg | Registered representative | CFP | Oct 2017 (9y) | |
| Hope Cecile Gerban | Registered representative | CFP | Oct 2017 (9y) | |
| Jeremy Joseph Braccio | Registered representative | CFP | Oct 2017 (9y) | |
| Nathan Vernon Ring | Registered representative | CFP | Oct 2017 (9y) | |
| Sophoan Prak | Registered representative | CFP | Oct 2017 (9y) | |
| Thomas Zachary Hill | Registered representative | CFP | Oct 2017 (9y) | |
| Gregory Gerard Warburton | Registered representative | CFP | Nov 2017 (9y) | |
| Brent Clifton Greene | Registered representative | Nov 2017 (9y) | ||
| Easton Mark Cook | Registered representative | Nov 2017 (9y) | ||
| Jessica Lynn Cecile Chancey | Registered representative | Nov 2017 (9y) | ||
| Lee J. Gillette | Registered representative | CFP | Nov 2017 (9y) | |
| Marshall Joel Blalock | Registered representative | Nov 2017 (9y) | ||
| Vincent Edward Gregorovich | Registered representative | Nov 2017 (9y) | ||
| Jonathan Sung Joon Oh | Registered representative | Nov 2017 (9y) | ||
| Joseph Anthony Disciullo | Registered representative | CFP | Nov 2017 (9y) | |
| Joseph Foster Parsons | Registered representative | Dec 2017 (9y) | ||
| Ryan Thomas Waddell | Registered representative | CFP | Dec 2017 (9y) | |
| Christopher Hart Evans | Registered representative | CFP | Dec 2017 (9y) | |
| Amanda Lea Farr | Registered representative | Jan 2018 (9y) | ||
| James Louis Duchene | Registered representative | CFP | Jan 2018 (9y) | |
| Jason Robert Bailey | Registered representative | Jan 2018 (9y) | ||
| Zackery Alan Hawkins | Registered representative | CFP | Jan 2018 (9y) | |
| Melissa Hope Einberg | Registered representative | CFP | Jan 2018 (9y) | |
| Robert Michael Mcdevitt | Registered representative | CFP | Jan 2018 (9y) | |
| Ryan Jeremy Brackett | Registered representative | Feb 2018 (8y) | ||
| Rebecca Lynn Karlik | Registered representative | Feb 2018 (8y) | ||
| Alison Wall Kerber | Registered representative | CFP | Mar 2018 (8y) | |
| Vincent Thomas Maimone | Registered representative | CFP | Mar 2018 (8y) | |
| Caroline Elise Allen | Registered representative | CFP | Mar 2018 (8y) | |
| Brian Michael Davis | Registered representative | CFP | Mar 2018 (8y) | |
| William J Graupensperger | Registered representative | CFP | Mar 2018 (8y) | |
| Elizabeth Joy Battaglia | Registered representative | Mar 2018 (8y) | ||
| Matthew Raymond Duliba | Registered representative | CFP | Apr 2018 (8y) | |
| Thomas Ronald Furda | Registered representative | CFP | Apr 2018 (8y) | |
| Ivan Eiraldi | Registered representative | CFP | Apr 2018 (8y) | |
| John Thomas Egan | Registered representative | CFP | Apr 2018 (8y) | |
| Jordan Richard Keefer | Registered representative | CFP | Apr 2018 (8y) | |
| Zachary Joseph Morrill Donahue | Registered representative | CFP | Apr 2018 (8y) | |
| Joshua Edward Huston | Registered representative | May 2018 (8y) | ||
| Laurence Donald Denney | Registered representative | May 2018 (8y) | ||
| Daniel Robert Cacioppo | Registered representative | May 2018 (8y) | ||
| James Matthew Adamus | Registered representative | May 2018 (8y) | ||
| Joseph Michael Matranga | Registered representative | CFP | May 2018 (8y) | |
| Lauren Christina Radvansky | Registered representative | May 2018 (8y) | ||
| Mariam Jan | Registered representative | May 2018 (8y) | ||
| Christopher Thomas Sconzo | Registered representative | May 2018 (8y) | ||
| Robert Blake Renegar | Registered representative | May 2018 (8y) | ||
| Zachary Andrew Schruers | Registered representative | May 2018 (8y) | ||
| Vernell Carmella Peter Koyi | Registered representative | CFP | May 2018 (8y) | |
| Sean Patrick O'hara | Registered representative | May 2018 (8y) | ||
| Gabriela Nicole Hess | Registered representative | May 2018 (8y) | ||
| Justin Michael Higgins | Registered representative | May 2018 (8y) | ||
| Matthew David Callander | Registered representative | May 2018 (8y) | ||
| Casey Lynn Ethier | Registered representative | May 2018 (8y) | ||
| Garrett M Fitzgerald | Registered representative | CFP | Jul 2018 (8y) | |
| Neil Edwin Warburton | Registered representative | CFP | Jul 2018 (8y) | |
| Francis D Dielsi | Registered representative | Aug 2018 (8y) | ||
| Mark Patrick Gordon | Registered representative | CFP | Aug 2018 (8y) | |
| Brian Douglas Applestein | Registered representative | CFP | Aug 2018 (8y) | |
| Wesley James Mccalley | Registered representative | Aug 2018 (8y) | ||
| Samuel Wilson Bruns | Registered representative | Aug 2018 (8y) | ||
| Alex Cameron Fish | Registered representative | Aug 2018 (8y) | ||
| Brian Jacob Partridge | Registered representative | Aug 2018 (8y) | ||
| Charles Gilbert Piland | Registered representative | Aug 2018 (8y) | ||
| Fiona Coupe | Registered representative | Aug 2018 (8y) | ||
| James Thomas Donahue | Registered representative | Aug 2018 (8y) | ||
| Jayson Lee Allsbrook | Registered representative | Aug 2018 (8y) | ||
| Joseph Francis Johnston | Registered representative | Aug 2018 (8y) | ||
| Madeline Rose Mccarthy | Registered representative | Aug 2018 (8y) | ||
| Nina Lillian Palmer | Registered representative | Aug 2018 (8y) | ||
| Nicholas Anthony Di Prinzio | Registered representative | Aug 2018 (8y) | ||
| James Kent Benson | Registered representative | CFP | Sep 2018 (8y) | |
| Bamma Lee Weber | Registered representative | Sep 2018 (8y) | ||
| Edward Owen Mcconnell | Registered representative | CFP | Sep 2018 (8y) | |
| Benjamin Monroe Dourte | Registered representative | CFP | Oct 2018 (8y) | |
| Keith James Tengberg | Registered representative | Oct 2018 (8y) | ||
| Alexzander David Garner | Registered representative | Oct 2018 (8y) | ||
| Benjamin Joseph Harrison | Registered representative | Oct 2018 (8y) | ||
| Cassandra Taylor Rupp | Registered representative | CFP | Oct 2018 (8y) | |
| Dimitrios George Nickols | Registered representative | Oct 2018 (8y) | ||
| Faye Elizabeth Romano | Registered representative | Oct 2018 (8y) | ||
| Jaret Lee Tidwell | Registered representative | CFP | Oct 2018 (8y) | |
| John Kyle Abella | Registered representative | Oct 2018 (8y) | ||
| Kimberly Eve Bielous | Registered representative | Oct 2018 (8y) | ||
| Dwayne Dovell Wright | Registered representative | CFP | Oct 2018 (8y) | |
| Matthew John Stouch | Registered representative | CFP | Oct 2018 (8y) | |
| Jordan Matthew Smith | Registered representative | CFP | Nov 2018 (8y) | |
| Ryan Patrick Mccarty | Registered representative | CFP | Nov 2018 (8y) | |
| Sean Patrick Ostendarp | Registered representative | CFP | Nov 2018 (8y) | |
| Kelly James Mccarrel | Registered representative | Nov 2018 (8y) | ||
| Nathan J Hanko | Registered representative | CFP | Nov 2018 (8y) | |
| Joshua James Hawkins | Registered representative | CFP | Nov 2018 (8y) | |
| Khachik Chris Gezalyan | Registered representative | Nov 2018 (8y) | ||
| Michelle Elise Boyer | Registered representative | CFP | Nov 2018 (8y) | |
| Courtney Jerome Powers | Registered representative | Dec 2018 (8y) | ||
| John Douglas Musewicz | Registered representative | Jan 2019 (8y) | ||
| Dina Alongi Caggiula | Registered representative | Feb 2019 (7y) | ||
| Erik Michael Brown | Registered representative | CFP | Feb 2019 (7y) | |
| Allen John Butler | Registered representative | Mar 2019 (7y) | ||
| Melissa Ann Bilczewski | Registered representative | CFP | Mar 2019 (7y) | |
| William Clayton Hayes | Registered representative | CFP | Mar 2019 (7y) | |
| Sarah Stein | Registered representative | Apr 2019 (7y) | ||
| James Patrick Moran | Registered representative | CFP | Apr 2019 (7y) | |
| Timothy Bernhard Kauk | Registered representative | CFP | Apr 2019 (7y) | |
| Kenneth Robert Wharton | Registered representative | CFP | May 2019 (7y) | |
| Marco Cesar De Freitas | Registered representative | Jun 2019 (7y) | ||
| Steven Michael Clarke | Registered representative | CFP | Jun 2019 (7y) | |
| Kathryn Ryan Zay | Registered representative | CFP | Jun 2019 (7y) | |
| Darrell Samuel Montgomery | Registered representative | Jun 2019 (7y) | ||
| Edward P. Ferko | Registered representative | CFP | Jul 2019 (7y) | |
| Troy Carl Watson | Registered representative | CFP | Jul 2019 (7y) | |
| Jessica Mae Ling Wilson | Registered representative | Jul 2019 (7y) | ||
| Thomas James Dougherty | Registered representative | CFP | Jul 2019 (7y) | |
| Jason Patrick Wooten | Registered representative | Jul 2019 (7y) | ||
| Penelope Karp Abad | Registered representative | Jul 2019 (7y) | ||
| Randy Dominic Cruz | Registered representative | Jul 2019 (7y) | ||
| Bryan John Raithel | Registered representative | CFP | Jul 2019 (7y) | |
| Bradley John Sacco | Registered representative | CFP | Jul 2019 (7y) | |
| Christopher Jason Wheeler | Registered representative | CFP | Jul 2019 (7y) | |
| Erin Ashley Gomez | Registered representative | CFP | Jul 2019 (7y) | |
| James Ryan Claxton | Registered representative | CFP | Jul 2019 (7y) | |
| Michael R Musial | Registered representative | CFP | Jul 2019 (7y) | |
| Seth John Degeer | Registered representative | CFP | Jul 2019 (7y) | |
| Alexander William Hunt | Registered representative | Aug 2019 (7y) | ||
| Aaron J Empie | Registered representative | CFP | Aug 2019 (7y) | |
| Brent Garrett Langley | Registered representative | CFP | Aug 2019 (7y) | |
| Eric Paul Elmer | Registered representative | Aug 2019 (7y) | ||
| Glenn Scot Goldman | Registered representative | CFP | Aug 2019 (7y) | |
| John Thomas Gallagher | Registered representative | CFP | Aug 2019 (7y) | |
| Kelli Dannette Scott | Registered representative | Aug 2019 (7y) | ||
| Michael Rodney Moyer | Registered representative | CFP | Aug 2019 (7y) | |
| Michael Kevin Mc Callister | Registered representative | CFP | Aug 2019 (7y) | |
| Scott Robert Love | Registered representative | CFP | Aug 2019 (7y) | |
| Dana Kuckovic Willard | Registered representative | Aug 2019 (7y) | ||
| Adam Charles Legler | Registered representative | Aug 2019 (7y) | ||
| Christopher James Tatton | Registered representative | Aug 2019 (7y) | ||
| Claire Louise Hillis | Registered representative | Aug 2019 (7y) | ||
| Nicole M. Ripper | Registered representative | Aug 2019 (7y) | ||
| Carmine Giuseppe Dilello | Registered representative | Sep 2019 (7y) | ||
| Chase Michael Miller | Registered representative | Sep 2019 (7y) | ||
| Danny Duarte Cagley | Registered representative | Sep 2019 (7y) | ||
| Donald William Binckes | Registered representative | Sep 2019 (7y) | ||
| Joshua Gordon Novess | Registered representative | Sep 2019 (7y) | ||
| Korel Ryshod Mack | Registered representative | Sep 2019 (7y) | ||
| Kristen Cortez | Registered representative | Sep 2019 (7y) | ||
| Mitchell William Ford | Registered representative | Sep 2019 (7y) | ||
| Nick Paul Catsoules | Registered representative | Sep 2019 (7y) | ||
| Ryan Uchniat | Registered representative | Sep 2019 (7y) | ||
| Scott Renhold Watson | Registered representative | Sep 2019 (7y) | ||
| Aviva Miller | Registered representative | Sep 2019 (7y) | ||
| Brock Adam Dittmer | Registered representative | CFP | Sep 2019 (7y) | |
| Christopher William Coffman | Registered representative | Sep 2019 (7y) | ||
| Kathleen Higgins Byrne | Registered representative | Sep 2019 (7y) | ||
| Scott Eric Tinsley | Registered representative | Sep 2019 (7y) | ||
| Cameron Akiona Hee | Registered representative | Sep 2019 (7y) | ||
| Nicholas Joseph Knoebel | Registered representative | Sep 2019 (7y) | ||
| Michael Brian Beroza | Registered representative | CFP | Sep 2019 (7y) | |
| Agapi Eve Dovalis | Registered representative | Oct 2019 (7y) | ||
| Albert H Weikel | Registered representative | CFP | Oct 2019 (7y) | |
| Amy Kathryn Crosby | Registered representative | Oct 2019 (7y) | ||
| Andrew Michael Ordemann | Registered representative | CFP | Oct 2019 (7y) | |
| Anwesha Basu | Registered representative | CFP | Oct 2019 (7y) | |
| Andrew Joshua Maulding | Registered representative | Oct 2019 (7y) | ||
| Aston John White | Registered representative | Oct 2019 (7y) | ||
| Brett Davis Couch | Registered representative | CFP | Oct 2019 (7y) | |
| Brian Christopher Schippers | Registered representative | Oct 2019 (7y) | ||
| Brian J Schroeder | Registered representative | CFP | Oct 2019 (7y) | |
| Brian Scott Bailey | Registered representative | CFP | Oct 2019 (7y) | |
| Christopher Jeremy Leith Davis Slade | Registered representative | CFP | Oct 2019 (7y) | |
| Colleen Laudermilch | Registered representative | Oct 2019 (7y) | ||
| Courtney Lynne Walters | Registered representative | Oct 2019 (7y) | ||
| Conosha Walters Williams | Registered representative | Oct 2019 (7y) | ||
| Daniel Russell Katai | Registered representative | CFP | Oct 2019 (7y) | |
| David John Siorek | Registered representative | Oct 2019 (7y) | ||
| Derek R Whitmire | Registered representative | CFP | Oct 2019 (7y) | |
| Derek Reed Lipscomb | Registered representative | Oct 2019 (7y) | ||
| Douglas Edward Boyd | Registered representative | Oct 2019 (7y) | ||
| Emma Scott Tokay | Registered representative | CFP | Oct 2019 (7y) | |
| Eric Robert Dewees | Registered representative | Oct 2019 (7y) | ||
| Erica Mae Linker | Registered representative | CFP | Oct 2019 (7y) | |
| Erik Gunter Scharff | Registered representative | CFP | Oct 2019 (7y) | |
| James Clinton Parker | Registered representative | CFP | Oct 2019 (7y) | |
| Jason Allyn Niedert | Registered representative | Oct 2019 (7y) | ||
| Jeffrey Simon Maichrowycz | Registered representative | Oct 2019 (7y) | ||
| Jennifer Marie Keilty | Registered representative | Oct 2019 (7y) | ||
| Jeremy J Laster | Registered representative | CFP | Oct 2019 (7y) | |
| John Alexander Bergsma | Registered representative | CFP | Oct 2019 (7y) | |
| John Matthew Eyen | Registered representative | Oct 2019 (7y) | ||
| James Bently Forker | Registered representative | Oct 2019 (7y) | ||
| John Skylar Stathis | Registered representative | Oct 2019 (7y) | ||
| Jordan Samuel Greene | Registered representative | CFP | Oct 2019 (7y) | |
| Kelli Erin Green | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Lee Joseph Winfield | Registered representative | CFP | Oct 2019 (7y) | |
| Loren Douglas Neumeister | Registered representative | Oct 2019 (7y) | ||
| Mark Daniel Breiling | Registered representative | CFP | Oct 2019 (7y) | |
| Matthew William Wright | Registered representative | CFP | Oct 2019 (7y) | |
| Michael Andrew Raleigh | Registered representative | CFP | Oct 2019 (7y) | |
| Michael Anthony Sansone | Registered representative | CFP | Oct 2019 (7y) | |
| Mona P Gadura | Registered representative | Oct 2019 (7y) | ||
| Matthew Davis | Registered representative | Oct 2019 (7y) | ||
| Michael David Gee | Registered representative | Oct 2019 (7y) | ||
| Michael William Sinnott | Registered representative | Oct 2019 (7y) | ||
| Mitchell Cullen Dee | Registered representative | Oct 2019 (7y) | ||
| Nicholas Dillon Atkinson | Registered representative | Oct 2019 (7y) | ||
| Nicolae Ciprian Porancea | Registered representative | CFP | Oct 2019 (7y) | |
| Paul Alex White | Registered representative | CFP | Oct 2019 (7y) | |
| Paul Santoro | Registered representative | CFP | Oct 2019 (7y) | |
| Quin Kristin Kochman | Registered representative | Oct 2019 (7y) | ||
| Robert Scott Langis | Registered representative | CFP | Oct 2019 (7y) | |
| Ryan Jeffery Stoner | Registered representative | Oct 2019 (7y) | ||
| Richard Eugene John | Registered representative | Oct 2019 (7y) | ||
| Robert Max Glick | Registered representative | Oct 2019 (7y) | ||
| Ryan M Nielsen | Registered representative | Oct 2019 (7y) | ||
| Sandra Marie Yee | Registered representative | CFP | Oct 2019 (7y) | |
| Shawn Tavares Fleming | Registered representative | Oct 2019 (7y) | ||
| Stephen Ashley Head | Registered representative | CFP | Oct 2019 (7y) | |
| Terrence Scott Ransom | Registered representative | Oct 2019 (7y) | ||
| Thomas Christopher Egan | Registered representative | CFP | Oct 2019 (7y) | |
| William Axel Thrane | Registered representative | CFP | Oct 2019 (7y) | |
| William Douglas Voncanon | Registered representative | Oct 2019 (7y) | ||
| William James Pope | Registered representative | Oct 2019 (7y) | ||
| Yi Liu | Registered representative | CFP | Oct 2019 (7y) | |
| Karla Kennedy Hicks | Registered representative | CFP | Oct 2019 (7y) | |
| Mark Edward Jones | Registered representative | CFP | Oct 2019 (7y) | |
| James Russell Broadnix | Registered representative | CFP | Oct 2019 (7y) | |
| Alisa Rose Consalvi | Registered representative | Nov 2019 (7y) | ||
| Alyson Jill Dunnery | Registered representative | Nov 2019 (7y) | ||
| Andrew Marcantonio Fields | Registered representative | Nov 2019 (7y) | ||
| Anthony Michael Dilello | Registered representative | Nov 2019 (7y) | ||
| Ashley Paige Martin | Registered representative | Nov 2019 (7y) | ||
| Brad David Wilinsky | Registered representative | Nov 2019 (7y) | ||
| Brooks Peebles Mcdonald | Registered representative | Nov 2019 (7y) | ||
| Cheryl Johnson Hammerstone | Registered representative | Nov 2019 (7y) | ||
| Christopher J Keller | Registered representative | Nov 2019 (7y) | ||
| Christopher Joseph Mc Nulty | Registered representative | Nov 2019 (7y) | ||
| Cory James Chinnici | Registered representative | Nov 2019 (7y) | ||
| David Andrew Cochran | Registered representative | Nov 2019 (7y) | ||
| Eric James Anderson | Registered representative | Nov 2019 (7y) | ||
| Ian Matthew Rykaczewski | Registered representative | Nov 2019 (7y) | ||
| Jason Troy Smith | Registered representative | Nov 2019 (7y) | ||
| Jason William Kinney | Registered representative | Nov 2019 (7y) | ||
| John Michael Knolhoff | Registered representative | Nov 2019 (7y) | ||
| John Russell Brannon | Registered representative | Nov 2019 (7y) | ||
| Jonathan Nicholas Foreacre | Registered representative | Nov 2019 (7y) | ||
| Julia Kathleen Ferrintino | Registered representative | Nov 2019 (7y) | ||
| Joseph Paul Vogt | Registered representative | Nov 2019 (7y) | ||
| Kyle Michael Hooven | Registered representative | Nov 2019 (7y) | ||
| Kevin Knorr Sims | Registered representative | Nov 2019 (7y) | ||
| Mary Wairimu Kishoiyian | Registered representative | Nov 2019 (7y) | ||
| Matthew Joseph Morrissey | Registered representative | Nov 2019 (7y) | ||
| Matthew Richard Barbacane | Registered representative | Nov 2019 (7y) | ||
| Megan Louise Miller | Registered representative | Nov 2019 (7y) | ||
| Michael Christopher Pagnotta | Registered representative | Nov 2019 (7y) | ||
| Mark Daniel Heater | Registered representative | Nov 2019 (7y) | ||
| Michael Hugh Mc Nally | Registered representative | Nov 2019 (7y) | ||
| Peter Douglas Robinson | Registered representative | Nov 2019 (7y) | ||
| Philip Daniel Wong | Registered representative | Nov 2019 (7y) | ||
| Ryan Robert Smith | Registered representative | Nov 2019 (7y) | ||
| Shane Craig Benjamin | Registered representative | Nov 2019 (7y) | ||
| Stephen Anthony Paul | Registered representative | Nov 2019 (7y) | ||
| Stephen Eugene Graham | Registered representative | Nov 2019 (7y) | ||
| Sophal Pao | Registered representative | Nov 2019 (7y) | ||
| Tyler Ryne Richars | Registered representative | Nov 2019 (7y) | ||
| Vincent Gabriel Princiotta | Registered representative | Nov 2019 (7y) | ||
| Winston Hale Smith | Registered representative | Nov 2019 (7y) | ||
| Eugenio Contreras | Registered representative | Nov 2019 (7y) | ||
| Jay Brian Detwiler | Registered representative | Nov 2019 (7y) | ||
| Jonathan Edward Akley | Registered representative | Nov 2019 (7y) | ||
| Andrew Glen Gaither | Registered representative | Nov 2019 (7y) | ||
| Catherine Lally Curran | Registered representative | Nov 2019 (7y) | ||
| Janee Alexandria Brown | Registered representative | Nov 2019 (7y) | ||
| Leonard Nelson Bullard | Registered representative | Nov 2019 (7y) | ||
| Luke Kong Wilson | Registered representative | CFP | Nov 2019 (7y) | |
| Marlene Taylor Matula | Registered representative | Nov 2019 (7y) | ||
| Matthew Edward Lorenz | Registered representative | Nov 2019 (7y) | ||
| Randy Joe Rudolph | Registered representative | CFP | Nov 2019 (7y) | |
| Ryan Christopher Porter | Registered representative | Nov 2019 (7y) | ||
| Brittney Monet Harris | Registered representative | Nov 2019 (7y) | ||
| Emily Anne Samuels | Registered representative | Nov 2019 (7y) | ||
| Tyler James Mcmahon | Registered representative | Nov 2019 (7y) | ||
| Zachary Todd Staheli | Registered representative | Nov 2019 (7y) | ||
| Christine Lynn Jacot | Registered representative | Nov 2019 (7y) | ||
| Carlos Henrique Miranda Feitosa | Registered representative | Nov 2019 (7y) | ||
| Kelsey Katelynn Ertmer | Registered representative | Nov 2019 (7y) | ||
| Matthew Breton Kingsley | Registered representative | Nov 2019 (7y) | ||
| Matthew C Moore | Registered representative | Nov 2019 (7y) | ||
| Alexander Robert Fabris | Registered representative | Dec 2019 (7y) | ||
| Ann Marie Dybalski | Registered representative | Dec 2019 (7y) | ||
| Beren Lee Brown | Registered representative | Dec 2019 (7y) | ||
| Brian Jay Lustig | Registered representative | Dec 2019 (7y) | ||
| Caterina Mary Ciarlante | Registered representative | Dec 2019 (7y) | ||
| Christopher Daniel Hulse | Registered representative | Dec 2019 (7y) | ||
| Corey G Boudman | Registered representative | Dec 2019 (7y) | ||
| Chelsea Marie Mapes | Registered representative | Dec 2019 (7y) | ||
| Christopher Reed Hill | Registered representative | Dec 2019 (7y) | ||
| Daniel Paul Rustemeyer | Registered representative | Dec 2019 (7y) | ||
| Elizabeth J Zimmerman | Registered representative | Dec 2019 (7y) | ||
| Jaime Ann Boal | Registered representative | Dec 2019 (7y) | ||
| James Joseph Mcgrane | Registered representative | Dec 2019 (7y) | ||
| Jeff Gerhards | Registered representative | Dec 2019 (7y) | ||
| John Matthew Gardner | Registered representative | Dec 2019 (7y) | ||
| Kimberlea Bennett Close | Registered representative | Dec 2019 (7y) | ||
| Matthew Hamilton Hawes | Registered representative | Dec 2019 (7y) | ||
| Michael J Bristoll | Registered representative | Dec 2019 (7y) | ||
| Nalbi Ethem Erdogan | Registered representative | Dec 2019 (7y) | ||
| Philip Angelo Vrettos | Registered representative | Dec 2019 (7y) | ||
| Robert William Fox | Registered representative | Dec 2019 (7y) | ||
| Rusty Wade Johnson | Registered representative | Dec 2019 (7y) | ||
| Shane Anthony Hopper | Registered representative | Dec 2019 (7y) | ||
| Spencer Jacob Watkins | Registered representative | Dec 2019 (7y) | ||
| Steven Edward Harrison | Registered representative | Dec 2019 (7y) | ||
| Timothy James Nolt | Registered representative | Dec 2019 (7y) | ||
| Tommy Lee Anthony Moore | Registered representative | Dec 2019 (7y) | ||
| Trever Charles Walborn | Registered representative | Dec 2019 (7y) | ||
| Tyler Matthew Strano | Registered representative | Dec 2019 (7y) | ||
| Yong Son Kim | Registered representative | Dec 2019 (7y) | ||
| Zachary Daniel Ferentz | Registered representative | Dec 2019 (7y) | ||
| Michael Godfrey Reidy | Registered representative | Dec 2019 (7y) | ||
| Kevin Lakner Jonson | Registered representative | Dec 2019 (7y) | ||
| Kyle Elizabeth Devincenzo | Registered representative | Dec 2019 (7y) | ||
| Randy Dean Shrimplin | Registered representative | Dec 2019 (7y) | ||
| Sergio H Villanueva | Registered representative | Dec 2019 (7y) | ||
| Franklin Jackson Hinson | Registered representative | Jan 2020 (7y) | ||
| Jonathan E Kirkham | Registered representative | Jan 2020 (7y) | ||
| Joseph William Costello | Registered representative | Jan 2020 (7y) | ||
| Margaret Ross Bradley | Registered representative | Jan 2020 (7y) | ||
| Mackenzie Daniel Smith | Registered representative | CFP | Jan 2020 (7y) | |
| Michael Glen Dearborn | Registered representative | Jan 2020 (7y) | ||
| Stephen Samuel George | Registered representative | Jan 2020 (7y) | ||
| Andrea Neysa Cohen | Registered representative | Jan 2020 (7y) | ||
| Eric John Spangenberger | Registered representative | Jan 2020 (7y) | ||
| Jason Robert Osborne | Registered representative | Jan 2020 (7y) | ||
| Kelly Michelle Williams | Registered representative | CFP | Jan 2020 (7y) | |
| Matthew Craig Lodise | Registered representative | Jan 2020 (7y) | ||
| Michael Haran Lewis | Registered representative | Jan 2020 (7y) | ||
| Pasquale Michele Caione | Registered representative | Jan 2020 (7y) | ||
| Praveen Kumar Chelli | Registered representative | Jan 2020 (7y) | ||
| Ryan Lewis Richter | Registered representative | Jan 2020 (7y) | ||
| Sherri Ann Reeves | Registered representative | Jan 2020 (7y) | ||
| Thomas Joseph Morris | Registered representative | CFP | Jan 2020 (7y) | |
| Andrew Jean Pierre Venne | Registered representative | Jan 2020 (7y) | ||
| Anthony Keates Leon | Registered representative | Jan 2020 (7y) | ||
| Brian J Mcginnis | Registered representative | Jan 2020 (7y) | ||
| David Linwood Carlisle | Registered representative | Jan 2020 (7y) | ||
| Nicholas Joseph Maglio | Registered representative | Jan 2020 (7y) | ||
| Priya Ramchandran | Registered representative | Jan 2020 (7y) | ||
| Kelly Corey Zack | Registered representative | CFP | Jan 2020 (7y) | |
| Christine Dibona | Registered representative | Jan 2020 (7y) | ||
| Xavier Abdiel Martinez | Registered representative | Jan 2020 (7y) | ||
| John Patrick Nicholson | Registered representative | Feb 2020 (6y) | ||
| Sharon E Riley | Registered representative | Feb 2020 (6y) | ||
| Logan Thomas Kannes | Registered representative | Feb 2020 (6y) | ||
| Charles Gerald Dowling | Registered representative | Feb 2020 (6y) | ||
| Nicholas Anthony Quintiliani | Registered representative | Feb 2020 (6y) | ||
| Anthony Sullivan Calabretti | Registered representative | Feb 2020 (6y) | ||
| Viridiana Isabel Hernandez | Registered representative | Feb 2020 (6y) | ||
| Shawntonia L Walden | Registered representative | Feb 2020 (6y) | ||
| Mark Bennett Johnston | Registered representative | CFP | Feb 2020 (6y) | |
| Anna Pelone Greer | Registered representative | Feb 2020 (6y) | ||
| Jeffrey Michael Galiardi | Registered representative | Feb 2020 (6y) | ||
| Jennifer Richelle Knueven Goodrich | Registered representative | Feb 2020 (6y) | ||
| John Aaron Tamburrino | Registered representative | Feb 2020 (6y) | ||
| Kristi Angela Armstead | Registered representative | Feb 2020 (6y) | ||
| Evan Paul Smrek | Registered representative | CFP | Mar 2020 (6y) | |
| Thomas James Knudson | Registered representative | CFP | Mar 2020 (6y) | |
| Jeremy Chad Huberty | Registered representative | Apr 2020 (6y) | ||
| Keith Joseph Patrignani | Registered representative | Apr 2020 (6y) | ||
| Laura Ellen Wetzel | Registered representative | Apr 2020 (6y) | ||
| Andrew Christopher Dilks | Registered representative | CFP | Apr 2020 (6y) | |
| Carl Matthew Woszczynski | Registered representative | Apr 2020 (6y) | ||
| Jeffrey Michael Obrien | Registered representative | Apr 2020 (6y) | ||
| Matthew David Marie | Registered representative | CFP | Apr 2020 (6y) | |
| Tyler Emerson Waters | Registered representative | May 2020 (6y) | ||
| Paul Andrew Grippi | Registered representative | CFP | May 2020 (6y) | |
| Ryan Michael Ennis | Registered representative | CFP | May 2020 (6y) | |
| Richard Stuart Sobel | Registered representative | May 2020 (6y) | ||
| Timothy Jon Melanson | Registered representative | CFP | Jun 2020 (6y) | |
| John Harrison Lindsey | Registered representative | CFP | Jun 2020 (6y) | |
| Daniel James Keefe | Registered representative | CFP | Jun 2020 (6y) | |
| Todd Steven Roggeman | Registered representative | Chartered Financial Consultant | Jun 2020 (6y) | |
| Corey A Massey | Registered representative | Jun 2020 (6y) | ||
| Matthew Nicholas D'antonio | Registered representative | CFP | Jun 2020 (6y) | |
| Stephen Civille | Registered representative | CFP | Jun 2020 (6y) | |
| Vikas K Kwatra | Registered representative | Jun 2020 (6y) | ||
| Ethan David Chadwick Allen | Registered representative | Jun 2020 (6y) | ||
| Andrea Dale Fisher | Registered representative | Jul 2020 (6y) | ||
| Chad Joseph Fleming | Registered representative | Jul 2020 (6y) | ||
| Kirby Kathleen Mauro | Registered representative | Jul 2020 (6y) | ||
| Robert Matthew Whitlock | Registered representative | Jul 2020 (6y) | ||
| Andrew Jonathan Dietterich | Registered representative | Jul 2020 (6y) | ||
| David Joseph Stecz | Registered representative | Jul 2020 (6y) | ||
| Stephen Paul Kollias | Registered representative | Jul 2020 (6y) | ||
| William Foster Guinan | Registered representative | Jul 2020 (6y) | ||
| Curtis Martin Ackerly | Registered representative | CFP | Jul 2020 (6y) | |
| Lynda Christine Commale | Registered representative | Jul 2020 (6y) | ||
| Amanda Michelle Dea | Registered representative | Jul 2020 (6y) | ||
| Kristin Leigh Cranford Godoy | Registered representative | CFP | Jul 2020 (6y) | |
| Megan Nicole Sutula | Registered representative | CFP | Jul 2020 (6y) | |
| Robert Wells Van Lanen | Registered representative | Jul 2020 (6y) | ||
| Sonali Kumar | Registered representative | Jul 2020 (6y) | ||
| Arthur Howard Saxon | Registered representative | CFP | Aug 2020 (6y) | |
| John Dominic Pulcinella | Registered representative | CFP | Aug 2020 (6y) | |
| Tanner Bauer Thorsrud | Registered representative | CFP | Aug 2020 (6y) | |
| Michael Richard Quinones | Registered representative | Aug 2020 (6y) | ||
| Nancy Sue Saulson | Registered representative | Aug 2020 (6y) | ||
| Tommie Lynn Jones | Registered representative | Aug 2020 (6y) | ||
| Joseph Gasper Tortorici | Registered representative | Aug 2020 (6y) | ||
| Tyler Dee Palmer | Registered representative | Aug 2020 (6y) | ||
| Michael C Ward | Registered representative | Aug 2020 (6y) | ||
| Brandon Michael Young | Registered representative | Sep 2020 (6y) | ||
| Cody Alan Eggers | Registered representative | Sep 2020 (6y) | ||
| David Van Brunt | Registered representative | Sep 2020 (6y) | ||
| Mc Kenna Nicole Arensen | Registered representative | Sep 2020 (6y) | ||
| Zachary Collin Rush | Registered representative | Sep 2020 (6y) | ||
| Frank Andrew Woloschak | Registered representative | CFP | Sep 2020 (6y) | |
| Syreeta Monique Kitchen Dukes | Registered representative | Sep 2020 (6y) | ||
| Aditi A Dayal | Registered representative | CFP | Sep 2020 (6y) | |
| Arlene Leah Metricarti | Registered representative | Sep 2020 (6y) | ||
| Aanand Amrish Patel | Registered representative | Sep 2020 (6y) | ||
| Bryan Ercole Labadia | Registered representative | CFP | Sep 2020 (6y) | |
| Banner Reid Steele | Registered representative | Sep 2020 (6y) | ||
| Lisa Jane Lisack Mettler | Registered representative | Sep 2020 (6y) | ||
| Lorenzo Peter Lemise | Registered representative | CFP | Sep 2020 (6y) | |
| Mark Patrick Malone | Registered representative | Sep 2020 (6y) | ||
| Stephanie Galindo | Registered representative | Sep 2020 (6y) | ||
| Jonathan Pike Woolley | Registered representative | Sep 2020 (6y) | ||
| Alvaro Eduardo Galvez | Registered representative | Oct 2020 (6y) | ||
| Alexander James Mc Lellan | Registered representative | Oct 2020 (6y) | ||
| Daniel Joseph Scott | Registered representative | Oct 2020 (6y) | ||
| Matthew Hunter Jankes | Registered representative | Oct 2020 (6y) | ||
| Matthew Robert Goshey | Registered representative | Oct 2020 (6y) | ||
| Shawnette Connor Pate | Registered representative | Oct 2020 (6y) | ||
| Ryan Matthew Shoaf | Registered representative | CFP | Oct 2020 (6y) | |
| Michael Alan Alonso | Registered representative | Oct 2020 (6y) | ||
| Nicholas Anthony Thomas | Registered representative | Oct 2020 (6y) | ||
| Kacie Lynn Ryan | Registered representative | Oct 2020 (6y) | ||
| Weston Lee Morgan | Registered representative | Oct 2020 (6y) | ||
| Christopher James Jorgensen | Registered representative | CFP | Oct 2020 (6y) | |
| Carmen Michele Campbell | Registered representative | Oct 2020 (6y) | ||
| Jonathan Mc Vicker Scanlin | Registered representative | Oct 2020 (6y) | ||
| Nicole Grace Eich | Registered representative | Oct 2020 (6y) | ||
| Andrew Joel Crosby | Registered representative | CFP | Oct 2020 (6y) | |
| Michael Anthony Giangiordano | Registered representative | Oct 2020 (6y) | ||
| Benjamin Judah Leu | Registered representative | CFP | Oct 2020 (6y) | |
| Daniel Everett Shaw | Registered representative | CFP | Oct 2020 (6y) | |
| Robert Michael Castillo Espinal | Registered representative | Oct 2020 (6y) | ||
| Robert Michael Starinsky | Registered representative | CFP | Nov 2020 (6y) | |
| Ryan David Mc Keon | Registered representative | Nov 2020 (6y) | ||
| Carolyn Bankston Cross | Registered representative | CFA | Nov 2020 (6y) | |
| Marybeth Claire Becker | Registered representative | Nov 2020 (6y) | ||
| Divya Joshi | Registered representative | Nov 2020 (6y) | ||
| Estela E Schondelmayer | Registered representative | Nov 2020 (6y) | ||
| Maeghanfiona Backlund Talley Dyer | Registered representative | Nov 2020 (6y) | ||
| Colin Thomas Wahl | Registered representative | Nov 2020 (6y) | ||
| Christopher Douglas Gaffney | Registered representative | Nov 2020 (6y) | ||
| Derrick Wayne Gullett | Registered representative | Nov 2020 (6y) | ||
| John William Wagner | Registered representative | Dec 2020 (6y) | ||
| Bryan Michael Welborn | Registered representative | CFP Chartered Financial Consultant | Dec 2020 (6y) | |
| Jacob Edward Oeschger | Registered representative | Dec 2020 (6y) | ||
| Matthew Paul Devenney | Registered representative | CFP | Dec 2020 (6y) | |
| Kenneth Morgan Rush | Registered representative | Dec 2020 (6y) | ||
| Rachel Elise Smoot | Registered representative | CFP | Dec 2020 (6y) | |
| Brian Charles Schaub | Registered representative | CFP | Dec 2020 (6y) | |
| Bryson Carl Fisher | Registered representative | CFP | Dec 2020 (6y) | |
| Juan Carlos Magana | Registered representative | CFP | Dec 2020 (6y) | |
| Matthew Kyle O'brien | Registered representative | Dec 2020 (6y) | ||
| Samol Oun | Registered representative | Dec 2020 (6y) | ||
| Sarah Nicole Fremin | Registered representative | Dec 2020 (6y) | ||
| Valerie Elizabeth Cianfaro | Registered representative | Dec 2020 (6y) | ||
| Jake West | Registered representative | Dec 2020 (6y) | ||
| Mary Frances Zampini | Registered representative | Dec 2020 (6y) | ||
| Rodney Martin Rogge | Registered representative | CFP | Dec 2020 (6y) | |
| Robert Allen Mexcur | Registered representative | CFP | Dec 2020 (6y) | |
| Brian Thomas Noonan | Registered representative | Dec 2020 (6y) | ||
| Christian W Lohmann | Registered representative | CFP | Dec 2020 (6y) | |
| John Eon Nguyen Escudero | Registered representative | Dec 2020 (6y) | ||
| Mindi Renee Marisa | Registered representative | CFP | Dec 2020 (6y) | |
| Thomas Michael Sandry | Registered representative | CFP | Dec 2020 (6y) | |
| Laurie Beth Meade | Registered representative | CFP | Dec 2020 (6y) | |
| Earl Scott Fraley | Registered representative | CFP | Dec 2020 (6y) | |
| Max Thomas Hancock | Registered representative | Dec 2020 (6y) | ||
| Jason Bruce Brooks | Registered representative | CFP | Jan 2021 (6y) | |
| Cameron Dickinson Payne | Registered representative | Jan 2021 (6y) | ||
| Nicholas Xavier Lennox | Registered representative | Jan 2021 (6y) | ||
| Oluwatoyin Olukemi Kollie | Registered representative | Jan 2021 (6y) | ||
| Denise Michelle Siafa | Registered representative | Jan 2021 (6y) | ||
| Philip Adam Suggs | Registered representative | Jan 2021 (6y) | ||
| Ashley Nicole Rosales | Registered representative | CFP | Jan 2021 (6y) | |
| Neil Andrew De Lucca | Registered representative | Jan 2021 (6y) | ||
| Jeremy Vaughn Mitchell | Registered representative | Jan 2021 (6y) | ||
| Kevin William Bauman | Registered representative | Jan 2021 (6y) | ||
| Rafael Josue Diaz | Registered representative | Jan 2021 (6y) | ||
| Iris Rebecca Smith | Registered representative | CFP | Feb 2021 (5y) | |
| Kevin Daniel Opdyke | Registered representative | Feb 2021 (5y) | ||
| Robert Lewis Pew | Registered representative | Feb 2021 (5y) | ||
| Anthony Price | Registered representative | Feb 2021 (5y) | ||
| Steven Patrick Callaghan | Registered representative | CFP | Feb 2021 (5y) | |
| William John Mcbride | Registered representative | CFP | Feb 2021 (5y) | |
| Brian Michael Concannon | Registered representative | CFA | Feb 2021 (5y) | |
| Brandon Douglas Booker | Registered representative | Feb 2021 (5y) | ||
| Kelly Marie Duncan | Registered representative | Feb 2021 (5y) | ||
| Connor Ryan Weikert | Registered representative | Feb 2021 (5y) | ||
| John Joseph Pinder | Registered representative | Feb 2021 (5y) | ||
| Richard Christopher Cordova | Registered representative | Feb 2021 (5y) | ||
| Scott James Donaldson | Registered representative | CFP | Feb 2021 (5y) | |
| Anthony Luigi Sassano | Registered representative | Feb 2021 (5y) | ||
| Christian Anthony Pipkin | Registered representative | Feb 2021 (5y) | ||
| Daniel James Copeland | Registered representative | Feb 2021 (5y) | ||
| Matthew Daniel Ciaglia | Registered representative | CFP | Feb 2021 (5y) | |
| Nathaniel David Haberlein | Registered representative | Feb 2021 (5y) | ||
| Omar Arce Felix | Registered representative | Feb 2021 (5y) | ||
| Daniel Lee Sonntag | Registered representative | CFP | Mar 2021 (5y) | |
| Cameron Allen Mack | Registered representative | Mar 2021 (5y) | ||
| Stephen Joseph Schwanke | Registered representative | CFP | Mar 2021 (5y) | |
| Jazlynn Julia Sally Torres | Registered representative | Mar 2021 (5y) | ||
| Nicholas Grant Simone | Registered representative | Mar 2021 (5y) | ||
| Robert Michael O'connor | Registered representative | Mar 2021 (5y) | ||
| William Kerry Morgan | Registered representative | Mar 2021 (5y) | ||
| Phillip Daniel Quinn | Registered representative | CFP | Mar 2021 (5y) | |
| Thomas Edward Egan | Registered representative | Mar 2021 (5y) | ||
| Stephen Mitchell Jesse | Registered representative | Mar 2021 (5y) | ||
| Avner Israel | Registered representative | Mar 2021 (5y) | ||
| Austin Alexander Born | Registered representative | Mar 2021 (5y) | ||
| Frank Jesse Cordova | Registered representative | Mar 2021 (5y) | ||
| Kyle Gray Tomlin | Registered representative | Mar 2021 (5y) | ||
| Michael Joseph Casey | Registered representative | Mar 2021 (5y) | ||
| Joseph Anthony Fosco | Registered representative | Apr 2021 (5y) | ||
| Maxim Igorevich Shishkin | Registered representative | Apr 2021 (5y) | ||
| Jude Cooke | Registered representative | CFP | Apr 2021 (5y) | |
| Daniel Jon Knutson | Registered representative | Apr 2021 (5y) | ||
| Eduardo Rosales | Registered representative | Apr 2021 (5y) | ||
| Brandon Clinton Cedric Pope | Registered representative | Apr 2021 (5y) | ||
| Christopher Robert Horton | Registered representative | CFP | Apr 2021 (5y) | |
| Kenneth James Alexander | Registered representative | Apr 2021 (5y) | ||
| Michael Murphy Lutz | Registered representative | Apr 2021 (5y) | ||
| Nicholas Parker Tracy | Registered representative | Apr 2021 (5y) | ||
| Patricia Anne Lamotta | Registered representative | CFP | Apr 2021 (5y) | |
| Patrick James Toner | Registered representative | Apr 2021 (5y) | ||
| Christopher Dale Miller | Registered representative | Apr 2021 (5y) | ||
| Robert Antoine Filmore | Registered representative | Apr 2021 (5y) | ||
| Catherine Mc Claine Martin | Registered representative | Apr 2021 (5y) | ||
| Russell Samson Schilt | Registered representative | CFP | Apr 2021 (5y) | |
| Trent Thomas Chabot | Registered representative | Apr 2021 (5y) | ||
| William John Harvey | Registered representative | CFP | Apr 2021 (5y) | |
| Adam Robert Mielke | Registered representative | May 2021 (5y) | ||
| Dale Aaron Gambell | Registered representative | May 2021 (5y) | ||
| Conchita Nicole Dixon | Registered representative | May 2021 (5y) | ||
| Corey James Kreston | Registered representative | May 2021 (5y) | ||
| Erik William Rouault | Registered representative | May 2021 (5y) | ||
| James Sadleir | Registered representative | May 2021 (5y) | ||
| Stephanie Jean Fridley Hartman | Registered representative | May 2021 (5y) | ||
| Thomas Ryan Sparkman | Registered representative | CFP | May 2021 (5y) | |
| Carlos Fernando Benitez | Registered representative | May 2021 (5y) | ||
| Kirk William Norley | Registered representative | May 2021 (5y) | ||
| Robert Russell Stuart | Registered representative | May 2021 (5y) | ||
| Colin Michael Sullivan | Registered representative | May 2021 (5y) | ||
| Courtney Michelle Griffin | Registered representative | May 2021 (5y) | ||
| Andrew Clayton Roush | Registered representative | May 2021 (5y) | ||
| Andrew William Hokinson | Registered representative | CFP | May 2021 (5y) | |
| Michael Anthony Mallette | Registered representative | May 2021 (5y) | ||
| Richard Gregory Badis | Registered representative | May 2021 (5y) | ||
| Scott Andrew Sassano | Registered representative | May 2021 (5y) | ||
| Richard James Kueltzo | Registered representative | Jun 2021 (5y) | ||
| Kevin Michael Reighn | Registered representative | Jun 2021 (5y) | ||
| Machaka Ashaunda Leigh Young | Registered representative | CFP | Jun 2021 (5y) | |
| Richard Andrew Baker | Registered representative | Jul 2021 (5y) | ||
| Shameka Sherell Roberts | Registered representative | Jul 2021 (5y) | ||
| Samuel Jerome Otto | Registered representative | Jul 2021 (5y) | ||
| Carolyn Douthit Weaver | Registered representative | CFP | Jul 2021 (5y) | |
| Esther Louise Blue De Avalos | Registered representative | Jul 2021 (5y) | ||
| Joyce Edith Breinlinger | Registered representative | Jul 2021 (5y) | ||
| Adrienne Brittney Gonzalez | Registered representative | Jul 2021 (5y) | ||
| Kimberly Ann Brenes | Registered representative | Jul 2021 (5y) | ||
| John Patrick Hanson West | Registered representative | Jul 2021 (5y) | ||
| Mark Keirans Vassallo | Registered representative | CFP | Jul 2021 (5y) | |
| Scott L Marker | Registered representative | CFP | Jul 2021 (5y) | |
| Steven Alan Edwards | Registered representative | Jul 2021 (5y) | ||
| Michael Patrick Dalton | Registered representative | Jul 2021 (5y) | ||
| Tyler Kaleiiokalani Forsythe | Registered representative | CFP | Jul 2021 (5y) | |
| Daniel Peter Tremblay | Registered representative | Jul 2021 (5y) | ||
| Kevin Eric Belskie | Registered representative | CFP | Jul 2021 (5y) | |
| Catherine Marie Clark | Registered representative | Jul 2021 (5y) | ||
| Derek Ray Keirns | Registered representative | Jul 2021 (5y) | ||
| Spencer Paul Moody | Registered representative | Jul 2021 (5y) | ||
| Austin James Bell | Registered representative | Jul 2021 (5y) | ||
| John Robert Timko | Registered representative | CFP | Jul 2021 (5y) | |
| Brandon Barry Ross | Registered representative | Aug 2021 (5y) | ||
| Christopher Thomas Batastini | Registered representative | Aug 2021 (5y) | ||
| Laurel Melissa Shustack | Registered representative | Aug 2021 (5y) | ||
| Tarjani Harit Mehta | Registered representative | Aug 2021 (5y) | ||
| Charles James Hoffecker | Registered representative | Aug 2021 (5y) | ||
| Simon Alexander Cain | Registered representative | Aug 2021 (5y) | ||
| Brent Robert Regaldi | Registered representative | Aug 2021 (5y) | ||
| Jakob Joseph Nines | Registered representative | Aug 2021 (5y) | ||
| Edward Matthew Reedy | Registered representative | Aug 2021 (5y) | ||
| Flint O Chandler | Registered representative | Aug 2021 (5y) | ||
| Timothy Ray Cosby | Registered representative | Aug 2021 (5y) | ||
| Comischell Lee Bradley Rodriguez | Registered representative | Aug 2021 (5y) | ||
| Nico Salvatore La Barbera | Registered representative | Aug 2021 (5y) | ||
| Thomas Boyd Dohogne | Registered representative | Aug 2021 (5y) | ||
| Jose Luis Estrada Arroyo | Registered representative | Sep 2021 (5y) | ||
| Robert Gerald Creamer | Registered representative | Sep 2021 (5y) | ||
| Timothy Michael Cody | Registered representative | Sep 2021 (5y) | ||
| James Thomas Murphy | Registered representative | Sep 2021 (5y) | ||
| Steven Erik Trevor | Registered representative | Sep 2021 (5y) | ||
| Arkadiy Zavulunov | Registered representative | Sep 2021 (5y) | ||
| Barton Dale Burtcheard | Registered representative | Sep 2021 (5y) | ||
| Patrick James Flynn | Registered representative | Sep 2021 (5y) | ||
| Dominic Arthur Saragaglia | Registered representative | Sep 2021 (5y) | ||
| Garth Farrell Stefan | Registered representative | Sep 2021 (5y) | ||
| Nicolas Edward Lattanzio | Registered representative | Sep 2021 (5y) | ||
| Alfred Joseph Amato | Registered representative | Sep 2021 (5y) | ||
| Justin Alvarado Miramontes | Registered representative | Sep 2021 (5y) | ||
| Kelly Michelle Howe | Registered representative | Sep 2021 (5y) | ||
| Kevin Raul Castaneda | Registered representative | Sep 2021 (5y) | ||
| Robbert Hendrik Johann Siemers | Registered representative | Sep 2021 (5y) | ||
| Steeli Morgan Long | Registered representative | Sep 2021 (5y) | ||
| Timothy Joseph Apple | Registered representative | Sep 2021 (5y) | ||
| Mary Ann Pervis | Registered representative | Sep 2021 (5y) | ||
| Andrew Scott Thomas | Registered representative | Sep 2021 (5y) | ||
| Justin Chiemezie Nnabuife | Registered representative | Sep 2021 (5y) | ||
| Valerie Lesane Rattigan | Registered representative | Sep 2021 (5y) | ||
| Jameson David Funk | Registered representative | Sep 2021 (5y) | ||
| Kendall Shea Palmer | Registered representative | CFP | Sep 2021 (5y) | |
| Matthew Arthur Hepner | Registered representative | Sep 2021 (5y) | ||
| Michael John Angelo | Registered representative | Sep 2021 (5y) | ||
| Porfilia Gonzales Gloria | Registered representative | Sep 2021 (5y) | ||
| Eric J Lauterbach | Registered representative | Sep 2021 (5y) | ||
| Richard Ahmed Yakubu | Registered representative | Sep 2021 (5y) | ||
| Corrina Diane Halter | Registered representative | Sep 2021 (5y) | ||
| Caroline Cloetingh Blaesche | Registered representative | Sep 2021 (5y) | ||
| William Edward Mocnik | Registered representative | Sep 2021 (5y) | ||
| Michael Tuomas Collegeman | Registered representative | CFP | Sep 2021 (5y) | |
| Derik James Semetti | Registered representative | Oct 2021 (5y) | ||
| Mayra Liseth Cuellar | Registered representative | Oct 2021 (5y) | ||
| Kevin Shawn Kolb | Registered representative | Oct 2021 (5y) | ||
| Walter Edward Tuttle | Registered representative | Oct 2021 (5y) | ||
| Ianina Deborah Stolarz | Registered representative | Oct 2021 (5y) | ||
| Marcus Andre Carter | Registered representative | CFP | Oct 2021 (5y) | |
| Robert Guy Korman | Registered representative | Oct 2021 (5y) | ||
| Andrew Michael Gallagher | Registered representative | Oct 2021 (5y) | ||
| Grant Falstad Keenan | Registered representative | Oct 2021 (5y) | ||
| Hajir John Moghaddam | Registered representative | Oct 2021 (5y) | ||
| Kyle Joseph Thomas | Registered representative | Oct 2021 (5y) | ||
| Hans Phillip Hess | Registered representative | Oct 2021 (5y) | ||
| Jake Stephen Kramer | Registered representative | Oct 2021 (5y) | ||
| John Joseph Cronin | Registered representative | CFP | Oct 2021 (5y) | |
| Shuyi Yu | Registered representative | Oct 2021 (5y) | ||
| Connor John Mcguire | Registered representative | Oct 2021 (5y) | ||
| Josephine Regeic Del Duca | Registered representative | Oct 2021 (5y) | ||
| Stanislav Alemaskin | Registered representative | Oct 2021 (5y) | ||
| Charles Ray Peterson | Registered representative | Oct 2021 (5y) | ||
| Gregory Thomas Hansen | Registered representative | Oct 2021 (5y) | ||
| Gregory Nelson Novick | Registered representative | Oct 2021 (5y) | ||
| Lee Colton Fisher | Registered representative | CFA | Oct 2021 (5y) | |
| Randall Alan White | Registered representative | Oct 2021 (5y) | ||
| Byron Richard Smith | Registered representative | Oct 2021 (5y) | ||
| Kevin Michael Anderson | Registered representative | Oct 2021 (5y) | ||
| Alain Kenneth St. Hilaire | Registered representative | CFP | Nov 2021 (5y) | |
| Natalie Michaela Rossi | Registered representative | Nov 2021 (5y) | ||
| Anthony Sankar | Registered representative | Nov 2021 (5y) | ||
| James Napier | Registered representative | Nov 2021 (5y) | ||
| Caryn Leslie Schwartzberg | Registered representative | Nov 2021 (5y) | ||
| Christopher Matthew Gallop | Registered representative | Nov 2021 (5y) | ||
| Daniel Mark Rueckle | Registered representative | Nov 2021 (5y) | ||
| Tanner Cade Wiese | Registered representative | Nov 2021 (5y) | ||
| Timothy Craig Rose | Registered representative | Nov 2021 (5y) | ||
| Adam Christopher Strong | Registered representative | Nov 2021 (5y) | ||
| Christopher Matthew Beals | Registered representative | Nov 2021 (5y) | ||
| Michael Charles Mcmanus | Registered representative | CFP CFA | Nov 2021 (5y) | |
| Benjamin Paul Klingler | Registered representative | Nov 2021 (5y) | ||
| Gerald Anthony Sanchez | Registered representative | Nov 2021 (5y) | ||
| Dana Stefan Galenski | Registered representative | Nov 2021 (5y) | ||
| Tinika Nichole Mills | Registered representative | Nov 2021 (5y) | ||
| David John Blackstone | Registered representative | Nov 2021 (5y) | ||
| Gaetana R Di Giovanni | Registered representative | Nov 2021 (5y) | ||
| Ashley Danielle Peelle | Registered representative | Nov 2021 (5y) | ||
| Matthew Aaron Young | Registered representative | Nov 2021 (5y) | ||
| Devesh Virendra Patel | Registered representative | Dec 2021 (5y) | ||
| Donald William Cook | Registered representative | Dec 2021 (5y) | ||
| Larry Brad Griffin | Registered representative | Dec 2021 (5y) | ||
| Eli David Paul Cohen | Registered representative | CFP | Dec 2021 (5y) | |
| Julia Marie Lynch | Registered representative | Dec 2021 (5y) | ||
| Connor James Roberts | Registered representative | Dec 2021 (5y) | ||
| Daniel Anthony Tauriello | Registered representative | CFP | Dec 2021 (5y) | |
| Jonathan Edward Kahrs | Registered representative | CFP | Dec 2021 (5y) | |
| Cole Robert Watson | Registered representative | Dec 2021 (5y) | ||
| Hope Debbie Ann Glashen | Registered representative | CFP | Dec 2021 (5y) | |
| Matthew David Liegl | Registered representative | Dec 2021 (5y) | ||
| Christopher Michael Gibbons | Registered representative | CFP | Dec 2021 (5y) | |
| Kyle David Bradley | Registered representative | Dec 2021 (5y) | ||
| Caleb Erin Martin | Registered representative | CFP | Dec 2021 (5y) | |
| Virgil Guy Norris | Registered representative | Dec 2021 (5y) | ||
| Alberto Miranda | Registered representative | Jan 2022 (5y) | ||
| Matthew Aaron Spaziani | Registered representative | Jan 2022 (5y) | ||
| Angelo Jamil Patterson | Registered representative | Jan 2022 (5y) | ||
| Timothy Nolan Donahue | Registered representative | Jan 2022 (5y) | ||
| Corey Joseph O'boyle | Registered representative | CFP | Jan 2022 (5y) | |
| Michael Scott Teed | Registered representative | Jan 2022 (5y) | ||
| Jennifer Hoffman Kelly | Registered representative | Jan 2022 (5y) | ||
| Brian Michael Strange | Registered representative | Jan 2022 (5y) | ||
| Jacob Tyler Amwake | Registered representative | Jan 2022 (5y) | ||
| John Peter Hoffner | Registered representative | Jan 2022 (5y) | ||
| Joshua Robert Goldy | Registered representative | Jan 2022 (5y) | ||
| Tiffany Amber Mccall | Registered representative | Jan 2022 (5y) | ||
| Kyle Paul Mahle | Registered representative | CFP | Jan 2022 (5y) | |
| Dwayne Patrick Bordelon | Registered representative | Jan 2022 (5y) | ||
| Annmarie Johnson Bjorklund | Registered representative | CFP | Jan 2022 (5y) | |
| Frank Rod Sanchez | Registered representative | Jan 2022 (5y) | ||
| Chris C Lascarides | Registered representative | Jan 2022 (5y) | ||
| Manisha Jaie | Registered representative | Jan 2022 (5y) | ||
| Alexandria Sommer Brennan | Registered representative | Jan 2022 (5y) | ||
| Corbin James Willson | Registered representative | Jan 2022 (5y) | ||
| Matthew Scott Yagel | Registered representative | Jan 2022 (5y) | ||
| Leah Marie Cleland | Registered representative | Feb 2022 (5y) | ||
| Martin Francis Bucko | Registered representative | Feb 2022 (5y) | ||
| Hannah Rose Desher | Registered representative | Feb 2022 (4y) | ||
| William Cooper Lewis | Registered representative | Feb 2022 (4y) | ||
| Connor Fraser Haggerty | Registered representative | Feb 2022 (4y) | ||
| William Richard Martin | Registered representative | Feb 2022 (4y) | ||
| Paul Andrew Gebhardt | Registered representative | Feb 2022 (4y) | ||
| Sary Benzvi | Registered representative | CFP | Feb 2022 (4y) | |
| Chantel Brianne Reeves | Registered representative | Feb 2022 (4y) | ||
| Justine Marie Juele | Registered representative | Feb 2022 (4y) | ||
| Alexas Shantel Collins | Registered representative | Feb 2022 (4y) | ||
| Philip Edward Smith | Registered representative | Feb 2022 (4y) | ||
| Todd Michael Guilfoyle | Registered representative | Feb 2022 (4y) | ||
| Adam Matthew Tolbert | Registered representative | Feb 2022 (4y) | ||
| Alfred Cornelius Current | Registered representative | Feb 2022 (4y) | ||
| Amanda Jeanne Miller | Registered representative | Feb 2022 (4y) | ||
| Jeremy F. Losinno | Registered representative | Feb 2022 (4y) | ||
| Andrew Donald Bolland | Registered representative | Feb 2022 (4y) | ||
| Jennifer Holmes | Registered representative | Mar 2022 (4y) | ||
| John Robert Scott | Registered representative | CFP | Mar 2022 (4y) | |
| Nicholas Anthony Liuzzi | Registered representative | Mar 2022 (4y) | ||
| Anthony Mario Giacona | Registered representative | Mar 2022 (4y) | ||
| Cindy Ann Carpenter | Registered representative | Mar 2022 (4y) | ||
| Hongmei Yu | Registered representative | CFP | Mar 2022 (4y) | |
| Vincent Antwane Wallace | Registered representative | Mar 2022 (4y) | ||
| Bing Zhang Wright | Registered representative | CFP | Mar 2022 (4y) | |
| Lony Floyd Parker | Registered representative | CFP | Mar 2022 (4y) | |
| Eric Ray Francis | Registered representative | CFP | Mar 2022 (4y) | |
| Eric James Cassel | Registered representative | Mar 2022 (4y) | ||
| Sara Altan Lee | Registered representative | Mar 2022 (4y) | ||
| Mario Aguilera | Registered representative | Mar 2022 (4y) | ||
| Nicholas Ryan Mercer | Registered representative | Mar 2022 (4y) | ||
| Anthony J Piscitelli | Registered representative | CFP | Mar 2022 (4y) | |
| Eugene Filippi | Registered representative | CFP | Mar 2022 (4y) | |
| Thomas Michael Kilcommons | Registered representative | Mar 2022 (4y) | ||
| Cem Suleyman Baber | Registered representative | Mar 2022 (4y) | ||
| David Kness Heffernan | Registered representative | Mar 2022 (4y) | ||
| Tracy Gelber Auerbach | Registered representative | Mar 2022 (4y) | ||
| Antonio Zambrano | Registered representative | Mar 2022 (4y) | ||
| Joseph Enrico Marcelli | Registered representative | CFP | Mar 2022 (4y) | |
| Paloma Hula Wills | Registered representative | Apr 2022 (4y) | ||
| Jesse A Valencia | Registered representative | Apr 2022 (4y) | ||
| Raaj Arvind Gupta | Registered representative | Apr 2022 (4y) | ||
| Brendan Douglas Neibergall | Registered representative | Apr 2022 (4y) | ||
| Brian Clark Murphy | Registered representative | Apr 2022 (4y) | ||
| Nannette Leigh Sabo | Registered representative | Apr 2022 (4y) | ||
| Lee Daniel Bienstock | Registered representative | Apr 2022 (4y) | ||
| Stephen Michael Rattigan | Registered representative | Apr 2022 (4y) | ||
| Justin Ray Gipson | Registered representative | Apr 2022 (4y) | ||
| Thomas Trace Beatie | Registered representative | CFP | Apr 2022 (4y) | |
| James Benjamin Palmer | Registered representative | CFP | Apr 2022 (4y) | |
| Katie Marie Baillargeon | Registered representative | Apr 2022 (4y) | ||
| Rodolpho Valencia | Registered representative | Apr 2022 (4y) | ||
| Joseph Mark Sonkowsky | Registered representative | Apr 2022 (4y) | ||
| George Vargas | Registered representative | CFP | Apr 2022 (4y) | |
| Thomas Michael Morano | Registered representative | Apr 2022 (4y) | ||
| Scott Michael Atkinson | Registered representative | May 2022 (4y) | ||
| Caitlin Rose Burgos | Registered representative | May 2022 (4y) | ||
| Jamai Imani Grant | Registered representative | May 2022 (4y) | ||
| Yumei Huang | Registered representative | May 2022 (4y) | ||
| Holly Christina Wilrigs | Registered representative | May 2022 (4y) | ||
| Stephen Jay Myers | Registered representative | May 2022 (4y) | ||
| Lakshmi Srinivas | Registered representative | May 2022 (4y) | ||
| Michael Zachary Bechard | Registered representative | CFP | May 2022 (4y) | |
| Andrew Timothy Holva | Registered representative | May 2022 (4y) | ||
| Kallen Reeves Busker | Registered representative | May 2022 (4y) | ||
| Alex Paul Strittmatter | Registered representative | CFP | May 2022 (4y) | |
| Reed Warren Smith | Registered representative | May 2022 (4y) | ||
| Barton Jay Hanline | Registered representative | May 2022 (4y) | ||
| Charlie Antone O'brien | Registered representative | May 2022 (4y) | ||
| Mark James Renzi | Registered representative | May 2022 (4y) | ||
| Joshua Clifford Miller | Registered representative | May 2022 (4y) | ||
| John William Mcconnell | Registered representative | May 2022 (4y) | ||
| Rick Marvin Cruz | Registered representative | May 2022 (4y) | ||
| Adam Joseph Porter | Registered representative | Jun 2022 (4y) | ||
| Kenneth Edward Hack | Registered representative | Jun 2022 (4y) | ||
| Patrick Wetherill Donovan | Registered representative | Jun 2022 (4y) | ||
| Matthew Scott Hecker | Registered representative | Jun 2022 (4y) | ||
| William Louis Asher | Registered representative | Jun 2022 (4y) | ||
| Earl Thomas Weedon | Registered representative | Jun 2022 (4y) | ||
| Elizabeth Garnto | Registered representative | Jun 2022 (4y) | ||
| Esteban Romero | Registered representative | Jun 2022 (4y) | ||
| Ross David Fraser | Registered representative | Jun 2022 (4y) | ||
| Derrell Reginald Thompson | Registered representative | Jun 2022 (4y) | ||
| Elaine Eire Turner | Registered representative | Jun 2022 (4y) | ||
| John Patrick Braun | Registered representative | Jun 2022 (4y) | ||
| Matthew Brandon Beers | Registered representative | Jun 2022 (4y) | ||
| Oliver Roddey Bernhardt | Registered representative | Jun 2022 (4y) | ||
| William Dorrington Fisher | Registered representative | Jun 2022 (4y) | ||
| Ethan Zacharias Kendzulak | Registered representative | Jun 2022 (4y) | ||
| Graham Scott Whittle | Registered representative | Jun 2022 (4y) | ||
| Christopher John Charte | Registered representative | CFP | Jun 2022 (4y) | |
| Samuel Michael Fink | Registered representative | Jun 2022 (4y) | ||
| Damon Allen Trammell | Registered representative | Jun 2022 (4y) | ||
| Bryce Oscar Dawson | Registered representative | Jun 2022 (4y) | ||
| Nicholas Robert Zeiser | Registered representative | CFP | Jun 2022 (4y) | |
| Branden Luis Cruz | Registered representative | Jun 2022 (4y) | ||
| Peter Jon Smith | Registered representative | Jun 2022 (4y) | ||
| Drake Jonathon Dalton | Registered representative | Jun 2022 (4y) | ||
| David Fraher Seligman | Registered representative | Jul 2022 (4y) | ||
| Clayton Taylor Evans | Registered representative | Jul 2022 (4y) | ||
| Andrew Scott Carlin | Registered representative | Jul 2022 (4y) | ||
| Antonio Hernandez Wycklendt | Registered representative | Jul 2022 (4y) | ||
| Brian Earl Smith | Registered representative | Jul 2022 (4y) | ||
| Jeffrey Michael Lloyd | Registered representative | CFP | Jul 2022 (4y) | |
| Julie Pei Zhu Baek | Registered representative | Jul 2022 (4y) | ||
| Griffin Sterling Kay | Registered representative | Jul 2022 (4y) | ||
| Leon Forest Edelman | Registered representative | CFP | Jul 2022 (4y) | |
| Felicia Lathon Williams | Registered representative | Jul 2022 (4y) | ||
| Placido John Rodriguez | Registered representative | Jul 2022 (4y) | ||
| Shari Beth Morelli | Registered representative | Jul 2022 (4y) | ||
| Daniel Ripley Dyer | Registered representative | Jul 2022 (4y) | ||
| Konrad Charles Stauffer | Registered representative | Jul 2022 (4y) | ||
| William Patrick Kane | Registered representative | Jul 2022 (4y) | ||
| Veronica Chaunelle Joe | Registered representative | Jul 2022 (4y) | ||
| Lauren Heffernan Feeney | Registered representative | CFP | Jul 2022 (4y) | |
| Karen Ann Henry | Registered representative | Jul 2022 (4y) | ||
| Stephen Howard Goldstein | Registered representative | Jul 2022 (4y) | ||
| Ryan Joseph Van Horn | Registered representative | Aug 2022 (4y) | ||
| Stephen Andrew Becker | Registered representative | Aug 2022 (4y) | ||
| Shoba Ishaq | Registered representative | Aug 2022 (4y) | ||
| Sanae Kobayashi | Registered representative | CFP | Aug 2022 (4y) | |
| Jessica Gentile Lipinski | Registered representative | Aug 2022 (4y) | ||
| Jennifer Nicole Carter | Registered representative | Aug 2022 (4y) | ||
| Tyler Jacob Bruno | Registered representative | Aug 2022 (4y) | ||
| Raquel Maria Ward | Registered representative | Aug 2022 (4y) | ||
| Andrew John Curran | Registered representative | Aug 2022 (4y) | ||
| Britta Lynne Lefave | Registered representative | Aug 2022 (4y) | ||
| Jarrod Eugene Trent Smith | Registered representative | Aug 2022 (4y) | ||
| Jonathan Edward Daines | Registered representative | Aug 2022 (4y) | ||
| Talley Patrick Kelsey | Registered representative | CFP | Aug 2022 (4y) | |
| Caleigh Elizabeth Mcdonough | Registered representative | Aug 2022 (4y) | ||
| Joseph Benjamin Lettko | Registered representative | Aug 2022 (4y) | ||
| Omar Alberto Tovar | Registered representative | CFP | Aug 2022 (4y) | |
| Glenn Ford | Registered representative | CFP | Aug 2022 (4y) | |
| Jeffrey Joseph Skousen | Registered representative | Aug 2022 (4y) | ||
| Albert Mikel Nisanov | Registered representative | CFP | Aug 2022 (4y) | |
| Carolyn Sue Keyes | Registered representative | Aug 2022 (4y) | ||
| Christopher Thomas Yamamoto | Registered representative | Aug 2022 (4y) | ||
| Michael Weston Dove | Registered representative | Aug 2022 (4y) | ||
| Caleb Lee Riccio | Registered representative | Aug 2022 (4y) | ||
| Evan Hamilton De Castro | Registered representative | Aug 2022 (4y) | ||
| Massandje Williams | Registered representative | CFA | Aug 2022 (4y) | |
| Jacob Charles Carr | Registered representative | CFP | Aug 2022 (4y) | |
| Christopher B Griffin | Registered representative | Aug 2022 (4y) | ||
| David Andrew Beagle | Registered representative | Aug 2022 (4y) | ||
| Dylan Robert Barrera | Registered representative | Aug 2022 (4y) | ||
| Zachary Liston Pepper | Registered representative | Aug 2022 (4y) | ||
| Jack Armand Chapel | Registered representative | Sep 2022 (4y) | ||
| Jenny Cristine Desiree Leek | Registered representative | Sep 2022 (4y) | ||
| Denise Sharon Rico | Registered representative | Sep 2022 (4y) | ||
| Scott Anthony Cooper | Registered representative | Sep 2022 (4y) | ||
| Nathan Douglas Amann | Registered representative | CFP | Sep 2022 (4y) | |
| Robin Miller | Registered representative | CFP | Sep 2022 (4y) | |
| Phillip Lance Stover | Registered representative | Sep 2022 (4y) | ||
| Samuel Henry Fulbright | Registered representative | Sep 2022 (4y) | ||
| Beau West Denhalter | Registered representative | Sep 2022 (4y) | ||
| Johnanthony Joseph Fiorilli | Registered representative | Sep 2022 (4y) | ||
| Andres Esteban Silva | Registered representative | Sep 2022 (4y) | ||
| Conner Paul Covington | Registered representative | Sep 2022 (4y) | ||
| Claudiu Mihai Antonie | Registered representative | Sep 2022 (4y) | ||
| Gabriel Palmieri Barakat | Registered representative | Sep 2022 (4y) | ||
| Jarrett Scott Robinson | Registered representative | Sep 2022 (4y) | ||
| Joseph Michael Timmons | Registered representative | Sep 2022 (4y) | ||
| Shane Michael Powers | Registered representative | Sep 2022 (4y) | ||
| Andrew Evan Eastland | Registered representative | Sep 2022 (4y) | ||
| Matthew James Berger | Registered representative | Sep 2022 (4y) | ||
| Alaira Lynn Olmos | Registered representative | Sep 2022 (4y) | ||
| Dayton Patrick Nussle | Registered representative | Sep 2022 (4y) | ||
| Jill Marie Watson | Registered representative | Sep 2022 (4y) | ||
| Andrew Ryan Hutchinson | Registered representative | Sep 2022 (4y) | ||
| Jose Enrique Guerra Mena | Registered representative | Sep 2022 (4y) | ||
| David James Witmer | Registered representative | Sep 2022 (4y) | ||
| Glenn Kevin Smith | Registered representative | Oct 2022 (4y) | ||
| Deborah Dawn Mier | Registered representative | Oct 2022 (4y) | ||
| Chad David Pinney | Registered representative | Oct 2022 (4y) | ||
| Sarah Beth Holahan | Registered representative | Oct 2022 (4y) | ||
| Houston Avery Potts | Registered representative | Oct 2022 (4y) | ||
| Nicholas Joseph Gaetani | Registered representative | CFP Chartered Financial Consultant | Oct 2022 (4y) | |
| Tyler Andrew Dunbar | Registered representative | Oct 2022 (4y) | ||
| Bradley Ryan Hamblin | Registered representative | Oct 2022 (4y) | ||
| Sunil Handa | Registered representative | CFP | Oct 2022 (4y) | |
| Emily Rose Morgenthaler | Registered representative | Oct 2022 (4y) | ||
| Nicholas Taylor Harris | Registered representative | Oct 2022 (4y) | ||
| Rex Oboi Casey | Registered representative | CFP | Oct 2022 (4y) | |
| Casey Jean Mc Callister | Registered representative | Oct 2022 (4y) | ||
| Eric Michael Mancuso | Registered representative | CFP | Oct 2022 (4y) | |
| Ian Matthew English | Registered representative | Oct 2022 (4y) | ||
| Daniel Clark Stafford | Registered representative | CFP | Oct 2022 (4y) | |
| Jennifer Michelle Vo | Registered representative | CFP | Oct 2022 (4y) | |
| Garrett Michael Barkley | Registered representative | Nov 2022 (4y) | ||
| Matthew Gerald Covelli | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Melissa Kerynne Mieiko Patton | Registered representative | Nov 2022 (4y) | ||
| Erin Kit Wei Harrison | Registered representative | Nov 2022 (4y) | ||
| Holly Crista Murphy | Registered representative | Nov 2022 (4y) | ||
| John Michael Byrne | Registered representative | Nov 2022 (4y) | ||
| Tyler James Harrison | Registered representative | Nov 2022 (4y) | ||
| Brad Marvin Snavely | Registered representative | Nov 2022 (4y) | ||
| Jonathan Keith Britt | Registered representative | Nov 2022 (4y) | ||
| Cameron Dunphy Scully | Registered representative | Nov 2022 (4y) | ||
| Thomas Bernard White | Registered representative | Nov 2022 (4y) | ||
| Hilary Young Hayes | Registered representative | Nov 2022 (4y) | ||
| Parks Edward Strobridge | Registered representative | Nov 2022 (4y) | ||
| Janelle Nicole Mcdonald | Registered representative | Nov 2022 (4y) | ||
| Christopher Lee Giles Tave | Registered representative | Dec 2022 (4y) | ||
| James Wayne Seratt | Registered representative | Dec 2022 (4y) | ||
| John Anthony Bruno | Registered representative | Dec 2022 (4y) | ||
| Tamala Monique Harris | Registered representative | Dec 2022 (4y) | ||
| Kelly Anne Mc Guire | Registered representative | Dec 2022 (4y) | ||
| Marcus George Crisci | Registered representative | Dec 2022 (4y) | ||
| Swaroop Rani Agrawal | Registered representative | Dec 2022 (4y) | ||
| Aaron Jacob Stowe | Registered representative | CFP | Dec 2022 (4y) | |
| Gregory Scott Latini | Registered representative | CFP | Dec 2022 (4y) | |
| Jina Marie Leonardi | Registered representative | Jan 2023 (4y) | ||
| Theresa Rose Westwood | Registered representative | Jan 2023 (4y) | ||
| Grant Wesley Armstrong | Registered representative | CFP | Jan 2023 (4y) | |
| Taylor Nicole Kotevski | Registered representative | CFP | Jan 2023 (4y) | |
| Matthew Alexander Jaskel | Registered representative | CFP | Jan 2023 (4y) | |
| Randy James Lee | Registered representative | CFA | Jan 2023 (4y) | |
| Augustine Jacob Duran | Registered representative | Jan 2023 (4y) | ||
| J Austin Closs | Registered representative | Feb 2023 (3y) | ||
| Matthew Paul Harter | Registered representative | Feb 2023 (3y) | ||
| Richard Travis Carden | Registered representative | CFP | Feb 2023 (3y) | |
| Vincent John Sobocinski | Registered representative | CFP | Feb 2023 (3y) | |
| Donald Michael George | Registered representative | CFP | Mar 2023 (3y) | |
| Brian Alan West | Registered representative | Mar 2023 (3y) | ||
| Lucy Goins Blough | Registered representative | CFP | Mar 2023 (3y) | |
| Sung Bae Cho | Registered representative | CFP | Mar 2023 (3y) | |
| Gino Martin Stone | Registered representative | Mar 2023 (3y) | ||
| Aditya Banerji | Registered representative | CFP | Mar 2023 (3y) | |
| Ashley Elizabeth Metcalfe | Registered representative | CFP | Mar 2023 (3y) | |
| Jack Curtis Schulte | Registered representative | Mar 2023 (3y) | ||
| Andrew Wade Dupont | Registered representative | CFP | Mar 2023 (3y) | |
| Yajaira Ortiz Wilson | Registered representative | Mar 2023 (3y) | ||
| Alexander Lord Rosenthal | Registered representative | Mar 2023 (3y) | ||
| Kathryne Elizabeth Scott | Registered representative | Mar 2023 (3y) | ||
| Sean Michael Patrick Christy | Registered representative | Mar 2023 (3y) | ||
| William Gustaf Kerwin | Registered representative | Mar 2023 (3y) | ||
| Benjamin Lafayette Mcclung | Registered representative | Mar 2023 (3y) | ||
| Kathleen Mulholland Doerr | Registered representative | Mar 2023 (3y) | ||
| Corey Michael Nanthaniel Huerta | Registered representative | Mar 2023 (3y) | ||
| Benjamin Alexander Dillon | Registered representative | Apr 2023 (3y) | ||
| Camisha Jaiyel Anderson | Registered representative | Apr 2023 (3y) | ||
| Matthew Steven Vargochik | Registered representative | Apr 2023 (3y) | ||
| Michael David Mcclure | Registered representative | Apr 2023 (3y) | ||
| Jeffrey Kyle Kindley | Registered representative | CFP | Apr 2023 (3y) | |
| Brent Nolan Oram | Registered representative | Apr 2023 (3y) | ||
| Christopher Blair Smith | Registered representative | Apr 2023 (3y) | ||
| Hunter Lee Jamison | Registered representative | Apr 2023 (3y) | ||
| Ryan Anthony Bell | Registered representative | Apr 2023 (3y) | ||
| Chad Daniel Kilhefner | Registered representative | CFP | Apr 2023 (3y) | |
| Derek Randall Bostian | Registered representative | CFP | Apr 2023 (3y) | |
| Marc Vincent Bivona | Registered representative | Apr 2023 (3y) | ||
| James Philip Mcdonald | Registered representative | Apr 2023 (3y) | ||
| Matthew Ramon Sanders | Registered representative | May 2023 (3y) | ||
| Tyler Thomas O'connell | Registered representative | May 2023 (3y) | ||
| Curtis Frederick Blake Mills | Registered representative | May 2023 (3y) | ||
| Jason Rykerr Bowers | Registered representative | May 2023 (3y) | ||
| Paige Hartian Cropper | Registered representative | May 2023 (3y) | ||
| Filippo Menegon | Registered representative | May 2023 (3y) | ||
| Thomas Griffith Crilly | Registered representative | May 2023 (3y) | ||
| Tyler Joseph Hakel | Registered representative | May 2023 (3y) | ||
| Stefen Charles Shields | Registered representative | May 2023 (3y) | ||
| Michael Anthony D'angelo | Registered representative | May 2023 (3y) | ||
| Kara Elizabeth Connolly | Registered representative | May 2023 (3y) | ||
| Alexander Coudeyre Newcomer | Registered representative | May 2023 (3y) | ||
| Vincenzo Christopher Blaydon | Registered representative | May 2023 (3y) | ||
| Christine Anne Eichorn | Registered representative | May 2023 (3y) | ||
| Ralph Alan Riedel | Registered representative | May 2023 (3y) | ||
| Noah Laudeman Loser | Registered representative | May 2023 (3y) | ||
| Jeremy Elijah Alvin Thomas | Registered representative | May 2023 (3y) | ||
| Neha Nagpal | Registered representative | May 2023 (3y) | ||
| Christian Joseph Tillotson | Registered representative | Jun 2023 (3y) | ||
| Nathan Ryan Campbell | Registered representative | Jun 2023 (3y) | ||
| Anthony Joseph Scafide | Registered representative | Jun 2023 (3y) | ||
| Dani Atenous Azar | Registered representative | Jun 2023 (3y) | ||
| Vincent Salvatore Morency | Registered representative | Jun 2023 (3y) | ||
| Connor Douglas Standring | Registered representative | Jun 2023 (3y) | ||
| Lee Smith Sera | Registered representative | Jun 2023 (3y) | ||
| Estelle Louise Bonnet | Registered representative | Jun 2023 (3y) | ||
| Brent Michael Spencer | Registered representative | Jun 2023 (3y) | ||
| Nicholas Paul Baker | Registered representative | Jun 2023 (3y) | ||
| Jacob Lawrence Hybert | Registered representative | Jun 2023 (3y) | ||
| Jarrod Paul Crawford | Registered representative | CFP | Jun 2023 (3y) | |
| Joshua David Burrichter | Registered representative | Jun 2023 (3y) | ||
| Jay Thomas Carlson | Registered representative | Jun 2023 (3y) | ||
| Calvin Montgomery Mihal | Registered representative | Jun 2023 (3y) | ||
| Keegan Martin Mc Carville | Registered representative | Jun 2023 (3y) | ||
| Will Harold Garnaas | Registered representative | Jun 2023 (3y) | ||
| Dante Pasquale Colarusso | Registered representative | Jun 2023 (3y) | ||
| Kelly Cavanaugh D'antoni | Registered representative | Jun 2023 (3y) | ||
| Adam Nevin Finke | Registered representative | Jul 2023 (3y) | ||
| Kevin William Hatten | Registered representative | Jul 2023 (3y) | ||
| Brett Oliver Moore | Registered representative | Jul 2023 (3y) | ||
| Cameron Lee Seibert | Registered representative | Jul 2023 (3y) | ||
| John Tierney Anstoetter | Registered representative | Jul 2023 (3y) | ||
| Justin A Proudfoot | Registered representative | Jul 2023 (3y) | ||
| Joseph Vincent Zangri | Registered representative | Jul 2023 (3y) | ||
| Kanchan Chug | Registered representative | Jul 2023 (3y) | ||
| Matthew Alex Czerw | Registered representative | Jul 2023 (3y) | ||
| Joseph Edmund Bockus | Registered representative | Jul 2023 (3y) | ||
| Blake Thomas Tomasco | Registered representative | Jul 2023 (3y) | ||
| Simone Taylor Anderson Howard | Registered representative | Jul 2023 (3y) | ||
| Joseph Bryant Gardner | Registered representative | Jul 2023 (3y) | ||
| Marcia Janine Willis | Registered representative | Jul 2023 (3y) | ||
| Michael Nathan Kane | Registered representative | CFP | Jul 2023 (3y) | |
| Thomas Russell Thomasovich Bonifield | Registered representative | Aug 2023 (3y) | ||
| Avnish Gupta | Registered representative | Aug 2023 (3y) | ||
| Matthew Eric Steslow | Registered representative | Aug 2023 (3y) | ||
| Matthew John Seman | Registered representative | Aug 2023 (3y) | ||
| Ryan Edward Albright | Registered representative | Aug 2023 (3y) | ||
| Elias James Gazda | Registered representative | Aug 2023 (3y) | ||
| Phillip Michael Figueiredo | Registered representative | Aug 2023 (3y) | ||
| Jonathan Michael Matty | Registered representative | Aug 2023 (3y) | ||
| Geri Ann Wogram | Registered representative | Aug 2023 (3y) | ||
| Thomas Thesiger Williams | Registered representative | Aug 2023 (3y) | ||
| Allison Marie Erena | Registered representative | Aug 2023 (3y) | ||
| Andrew Thomas Hornung | Registered representative | Aug 2023 (3y) | ||
| Brendan Patrick Graham | Registered representative | Aug 2023 (3y) | ||
| Brett Allen Stewart | Registered representative | Aug 2023 (3y) | ||
| Braden Robert Bailey | Registered representative | Aug 2023 (3y) | ||
| Carter O'neil | Registered representative | Aug 2023 (3y) | ||
| Jared Reed Goldberg | Registered representative | Aug 2023 (3y) | ||
| Kayla Louise Sylvester | Registered representative | Aug 2023 (3y) | ||
| Lily Marie Guthrie | Registered representative | Aug 2023 (3y) | ||
| Patrick Robert Henderson | Registered representative | Aug 2023 (3y) | ||
| Ryan Joshua Wisner | Registered representative | Aug 2023 (3y) | ||
| Sara Anne Wynkoop | Registered representative | Aug 2023 (3y) | ||
| Jonathan Austin Greenway | Registered representative | Aug 2023 (3y) | ||
| Alexis Montoya | Registered representative | Aug 2023 (3y) | ||
| Eli Grayson Beisser | Registered representative | Aug 2023 (3y) | ||
| Michael Robert Jacobson | Registered representative | Aug 2023 (3y) | ||
| Michael Leonard Needles | Registered representative | Aug 2023 (3y) | ||
| Peter James Gerdt | Registered representative | Aug 2023 (3y) | ||
| Eric Daniel Gould | Registered representative | Aug 2023 (3y) | ||
| Ian William Wilson | Registered representative | Aug 2023 (3y) | ||
| Jay Morris Goldblum | Registered representative | Aug 2023 (3y) | ||
| Maxwell Lee Joakim | Registered representative | Aug 2023 (3y) | ||
| Ian Bennett Flynn | Registered representative | Aug 2023 (3y) | ||
| Layla Samantha Greenwood | Registered representative | Sep 2023 (3y) | ||
| Brice Quinten Davis | Registered representative | CFP | Sep 2023 (3y) | |
| Lauren Elizabeth Gugger | Registered representative | Sep 2023 (3y) | ||
| Samuel William Earley | Registered representative | Sep 2023 (3y) | ||
| Steven Winnfield Creed | Registered representative | Sep 2023 (3y) | ||
| Cameron Nicholas Kerkes | Registered representative | Sep 2023 (3y) | ||
| Bradley Todd Huff | Registered representative | Sep 2023 (3y) | ||
| Aidan Robert Simpson | Registered representative | Sep 2023 (3y) | ||
| John Patrick Gallagher | Registered representative | CFP | Oct 2023 (3y) | |
| William Daniel Dollar | Registered representative | Oct 2023 (3y) | ||
| Audrey Nichole Fuga | Registered representative | Oct 2023 (3y) | ||
| Devon Alexander Cristales | Registered representative | Oct 2023 (3y) | ||
| Kristen Allison Coultas Kay | Registered representative | Oct 2023 (3y) | ||
| Johnny Lee Ruffin | Registered representative | Oct 2023 (3y) | ||
| Jacob Ross Dunn | Registered representative | Oct 2023 (3y) | ||
| Peyton James York | Registered representative | Oct 2023 (3y) | ||
| Jeffrey Paul Corser | Registered representative | Oct 2023 (3y) | ||
| Kyle Robert Cooney | Registered representative | Oct 2023 (3y) | ||
| Michael Joseph Meneghetti | Registered representative | Oct 2023 (3y) | ||
| Michael Albert Guaman | Registered representative | Oct 2023 (3y) | ||
| Robert Timothy Gump | Registered representative | CFP | Oct 2023 (3y) | |
| Shannon Rose Mc Carthy | Registered representative | Oct 2023 (3y) | ||
| Michael Maurice Gathers Le Mar | Registered representative | Oct 2023 (3y) | ||
| Wesley Baker Gaines | Registered representative | CFP | Oct 2023 (3y) | |
| Allison Nicole Gerard Nguyen | Registered representative | Oct 2023 (3y) | ||
| Loshima Bansal | Registered representative | Nov 2023 (3y) | ||
| Reami Monae Boone | Registered representative | Nov 2023 (3y) | ||
| Alevtina Schlanger | Registered representative | Nov 2023 (3y) | ||
| Robert Daniel Johns | Registered representative | Nov 2023 (3y) | ||
| Angela Marie Dahlman | Registered representative | Nov 2023 (3y) | ||
| Anna Krylova | Registered representative | Nov 2023 (3y) | ||
| Eddie Lee Mcquarters | Registered representative | Nov 2023 (3y) | ||
| Jenny Alice Duncan | Registered representative | Nov 2023 (3y) | ||
| William Thomas Allen | Registered representative | Nov 2023 (3y) | ||
| Michael Benjamin Desmarais | Registered representative | CFA | Nov 2023 (3y) | |
| Jared John Demarco | Registered representative | Nov 2023 (3y) | ||
| Aidan Jon Williams | Registered representative | Nov 2023 (3y) | ||
| Joseph Clark Murray | Registered representative | Dec 2023 (3y) | ||
| David Carl Leek | Registered representative | Dec 2023 (3y) | ||
| Jonathan Michael Dean | Registered representative | Dec 2023 (3y) | ||
| Erica Marion Baczkowski | Registered representative | CFP | Dec 2023 (3y) | |
| Julie Grace Abbate | Registered representative | Jan 2024 (3y) | ||
| Jennifer Leigh Attwood | Registered representative | CFP | Jan 2024 (3y) | |
| Jenny Marie Shaughnessy | Registered representative | Jan 2024 (3y) | ||
| Jonathan Michael Kushner | Registered representative | Jan 2024 (3y) | ||
| Nicholas James Lomanto | Registered representative | CFA | Jan 2024 (3y) | |
| Theodore Constantine Liadis | Registered representative | Jan 2024 (3y) | ||
| James Christopher Gniadek | Registered representative | Feb 2024 (2y) | ||
| Grace Caroline Terracciano | Registered representative | CFA | Mar 2024 (2y) | |
| Daniel Martinez | Registered representative | CFP | Apr 2024 (2y) | |
| Justine Marie Minnick | Registered representative | Apr 2024 (2y) | ||
| Ryan James Sherba | Registered representative | Apr 2024 (2y) | ||
| Shane Michael La Verde | Registered representative | Apr 2024 (2y) | ||
| Jessica Paige Williams | Registered representative | Apr 2024 (2y) | ||
| Seth Monroe Wilkinson | Registered representative | Apr 2024 (2y) | ||
| Michael Joseph Paraschak | Registered representative | CFP | May 2024 (2y) | |
| Joseph David Porter | Registered representative | May 2024 (2y) | ||
| Matthew James Dougherty | Registered representative | May 2024 (2y) | ||
| Patrick Thomas Howley | Registered representative | May 2024 (2y) | ||
| Sarah Kristen Goller | Registered representative | CFA | May 2024 (2y) | |
| Collin James Mc Hugh | Registered representative | May 2024 (2y) | ||
| Steven John Twirago | Registered representative | May 2024 (2y) | ||
| John Logan Walker | Registered representative | CFP | May 2024 (2y) | |
| Shawn Matthew Goheen Dassel | Registered representative | CFP | May 2024 (2y) | |
| Ken Ota Carlson | Registered representative | CFP | Jun 2024 (2y) | |
| Chitra Madanmohan | Registered representative | CFP | Jun 2024 (2y) | |
| Geraldo Santos Senouillet | Registered representative | Jul 2024 (2y) | ||
| Shawn Michael Matthew Gill | Registered representative | Jul 2024 (2y) | ||
| Daniel John Seiferth | Registered representative | CFP | Jul 2024 (2y) | |
| Michael Ryan Hoffman | Registered representative | Jul 2024 (2y) | ||
| David Andrew Churnetski | Registered representative | Jul 2024 (2y) | ||
| David Alexander Toradze | Registered representative | Jul 2024 (2y) | ||
| Stephen William Watson | Registered representative | Jul 2024 (2y) | ||
| Dennis Tu Lam | Registered representative | Jul 2024 (2y) | ||
| Clement Efeosa Ogbomo | Registered representative | Aug 2024 (2y) | ||
| Elisha Ramone Boyd | Registered representative | Aug 2024 (2y) | ||
| Tucker Henry Rolen | Registered representative | Aug 2024 (2y) | ||
| Benjamin Clayton Howard | Registered representative | Aug 2024 (2y) | ||
| Ethan Yi Shen Wang | Registered representative | CFA | Aug 2024 (2y) | |
| Alexander Patrick Lim | Registered representative | Aug 2024 (2y) | ||
| Justin Alexander Tamayo | Registered representative | Aug 2024 (2y) | ||
| Lauren Elizabeth Coleman | Registered representative | Aug 2024 (2y) | ||
| Steven Robert Reich | Registered representative | Aug 2024 (2y) | ||
| Danielle Renata Schloth | Registered representative | Aug 2024 (2y) | ||
| Alexis Vail Mchugh | Registered representative | Aug 2024 (2y) | ||
| Stephanie Leigh Rita | Registered representative | Aug 2024 (2y) | ||
| Steven Tyler Prescott | Registered representative | Aug 2024 (2y) | ||
| Garrett Benjamin Fitzgerald | Registered representative | Sep 2024 (2y) | ||
| Grace Ellen Kellerman | Registered representative | Sep 2024 (2y) | ||
| Tyler James Mc Evoy | Registered representative | CFP | Sep 2024 (2y) | |
| Kelly Danielle Bedard | Registered representative | Sep 2024 (2y) | ||
| Nicholas Andrew Chermol | Registered representative | Sep 2024 (2y) | ||
| Noah William Spence | Registered representative | Sep 2024 (2y) | ||
| Zachary Jordan Sanders | Registered representative | Sep 2024 (2y) | ||
| Joshua Jackson Brumbach | Registered representative | Sep 2024 (2y) | ||
| Alyssa Joanne Baldyga | Registered representative | Sep 2024 (2y) | ||
| Cody John Drappo | Registered representative | Sep 2024 (2y) | ||
| Kristine Danielle Conroy | Registered representative | Oct 2024 (2y) | ||
| Sherry Monique Snowden | Registered representative | Oct 2024 (2y) | ||
| Robert Charles Frey | Registered representative | CFP | Oct 2024 (2y) | |
| Michael Lloyd Del Carlo | Registered representative | CFP | Oct 2024 (2y) | |
| Elanie Sky Wilson | Registered representative | Nov 2024 (2y) | ||
| Nicolas Alejandro Rocha | Registered representative | Nov 2024 (2y) | ||
| Curtis Ellis Caulkins | Registered representative | Nov 2024 (2y) | ||
| Antonello Morelli | Registered representative | Nov 2024 (2y) | ||
| Brian Patrick Skahill | Registered representative | Nov 2024 (2y) | ||
| Dorian Daniel O'connell | Registered representative | Nov 2024 (2y) | ||
| Joseph Matthew Zarsky | Registered representative | Nov 2024 (2y) | ||
| Peter Joseph Smith | Registered representative | Nov 2024 (2y) | ||
| Violeta Nicole Montano | Registered representative | Nov 2024 (2y) | ||
| Joseph Okechukwu Anyanwu | Registered representative | Nov 2024 (2y) | ||
| Cristobal Emilio Salamone Donestevez | Registered representative | Dec 2024 (2y) | ||
| Jack Allan Dunston | Registered representative | Dec 2024 (2y) | ||
| Timothy James Saeli | Registered representative | CFP | Dec 2024 (2y) | |
| Charles Joseph Minnich | Registered representative | Dec 2024 (2y) | ||
| Kyler Steven Kaye | Registered representative | Dec 2024 (2y) | ||
| Maya Natalia Ramirez | Registered representative | Dec 2024 (2y) | ||
| Shawn Donelle Jackson | Registered representative | Dec 2024 (2y) | ||
| Tyler Nicholas Kamp | Registered representative | Dec 2024 (2y) | ||
| Jason Joseph Robinson | Registered representative | Dec 2024 (2y) | ||
| Jarrett Webb Sparks | Registered representative | Dec 2024 (2y) | ||
| John Joseph Ryan | Registered representative | Dec 2024 (2y) | ||
| Ra'shanda Toykia Williams | Registered representative | Dec 2024 (2y) | ||
| Michael Collin Waterbury | Registered representative | CFP | Dec 2024 (2y) | |
| Christopher Brian Carr | Registered representative | CFP | Dec 2024 (2y) | |
| Connor Vincent Smith | Registered representative | CFP | Dec 2024 (2y) | |
| Megan Ann Miller | Registered representative | Dec 2024 (2y) | ||
| Matthew Richard Atkinson | Registered representative | CFP | Dec 2024 (2y) | |
| Philip Blair Dobbin | Registered representative | Dec 2024 (2y) | ||
| Bryan Joseph Smith | Registered representative | Jan 2025 (2y) | ||
| Dylan Cazarez | Registered representative | Jan 2025 (2y) | ||
| Ibrahim Karamoko | Registered representative | Jan 2025 (2y) | ||
| Wylonda Bell Surles | Registered representative | Jan 2025 (2y) | ||
| James Fredrick Green | Registered representative | Jan 2025 (2y) | ||
| Albert Calvin Shaffer | Registered representative | CFP | Jan 2025 (2y) | |
| Sigourney Lavere Schreiber | Registered representative | CFP | Jan 2025 (2y) | |
| Naima Uzair Khan | Registered representative | CFP | Jan 2025 (2y) | |
| Alexander James Lingham | Registered representative | Jan 2025 (2y) | ||
| Matthew Raymond King | Registered representative | CFP | Jan 2025 (2y) | |
| John Andrew Pilkington | Registered representative | Jan 2025 (2y) | ||
| Robert Anthony Curtis | Registered representative | CFP | Jan 2025 (2y) | |
| Mitchell Lloyd Wonboy | Registered representative | Jan 2025 (2y) | ||
| Emanuele Umberto Buonamici | Registered representative | Jan 2025 (2y) | ||
| Armanni Joseph Malaty | Registered representative | Jan 2025 (2y) | ||
| James Rodney Massengill | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Ryan Kirkeby | Registered representative | Jan 2025 (2y) | ||
| Ardarius Dalmond Singleton | Registered representative | Feb 2025 (1y) | ||
| David Russell Monteith | Registered representative | Feb 2025 (1y) | ||
| Emma Marcelle Bertrando | Registered representative | Feb 2025 (1y) | ||
| Jacob Stuart Hardman | Registered representative | Feb 2025 (1y) | ||
| Menachem Mendel Dinerman | Registered representative | Feb 2025 (1y) | ||
| Michael Walter Crutchfield | Registered representative | CFP | Feb 2025 (1y) | |
| Tyler Albert Caton | Registered representative | Feb 2025 (1y) | ||
| Allison Joan Kirschner | Registered representative | Feb 2025 (1y) | ||
| John Joseph Devenney | Registered representative | Feb 2025 (1y) | ||
| Nicholas James Marino | Registered representative | Feb 2025 (1y) | ||
| Allyson Gentry Dick | Registered representative | Feb 2025 (1y) | ||
| Jean Basson | Registered representative | Feb 2025 (1y) | ||
| Logan Edward Young | Registered representative | Feb 2025 (1y) | ||
| Ryan John Murphy | Registered representative | Feb 2025 (1y) | ||
| Samuel James Patterson | Registered representative | Feb 2025 (1y) | ||
| Zachary Ellis Bagley | Registered representative | Feb 2025 (1y) | ||
| Kaila Anderson | Registered representative | Feb 2025 (1y) | ||
| Nicholas Bruno Desimone | Registered representative | Feb 2025 (1y) | ||
| James Andrew Mitchell | Registered representative | Feb 2025 (1y) | ||
| Kyle Chandler Scott | Registered representative | Feb 2025 (1y) | ||
| Kevin Alan Elvey | Registered representative | Feb 2025 (1y) | ||
| Oksana Golovenets | Registered representative | Feb 2025 (1y) | ||
| Ousman Bojang | Registered representative | Mar 2025 (1y) | ||
| Debby Chiang | Registered representative | Mar 2025 (1y) | ||
| Fred Wayne Kauffman | Registered representative | Mar 2025 (1y) | ||
| Andrew Paul Hauser | Registered representative | Mar 2025 (1y) | ||
| Amalie Marie Packard | Registered representative | Mar 2025 (1y) | ||
| Jake Robert Brockman | Registered representative | Mar 2025 (1y) | ||
| Gregory Gambale | Registered representative | Mar 2025 (1y) | ||
| Julian Trent Busby | Registered representative | Mar 2025 (1y) | ||
| Benjamin James Laffredo | Registered representative | Mar 2025 (1y) | ||
| Andrea Lynn Sparks | Registered representative | Mar 2025 (1y) | ||
| Brian Douglas Campbell | Registered representative | CFP | Mar 2025 (1y) | |
| Chelsea Rene Chartrand | Registered representative | Mar 2025 (1y) | ||
| Christopher Alexander Lizama | Registered representative | Mar 2025 (1y) | ||
| Jamin Larry Watson | Registered representative | CFP | Mar 2025 (1y) | |
| Benjamin Eugene Gaff | Registered representative | Mar 2025 (1y) | ||
| Keisha Denice Mc Gowens | Registered representative | CFP | Mar 2025 (1y) | |
| Cameron June Cuffari | Registered representative | Mar 2025 (1y) | ||
| Donna Laine Resurreccion Sivick | Registered representative | Mar 2025 (1y) | ||
| Charles William Lotzar | Registered representative | Apr 2025 (1y) | ||
| Lisa Ruggery Bolten | Registered representative | Apr 2025 (1y) | ||
| Stephen Saladrigas | Registered representative | CFP | Apr 2025 (1y) | |
| Zachary Jonathan Logan Wik | Registered representative | CFP | Apr 2025 (1y) | |
| Aaron Charles Kerr | Registered representative | Apr 2025 (1y) | ||
| Edwin Santiago Guerra | Registered representative | Apr 2025 (1y) | ||
| Mario Dont'a Rudolph | Registered representative | Apr 2025 (1y) | ||
| Richard James King | Registered representative | Apr 2025 (1y) | ||
| Edward Allen Dingess | Registered representative | Apr 2025 (1y) | ||
| Christopher Elliott Oxford | Registered representative | Apr 2025 (1y) | ||
| Jordan Thomas Hayes | Registered representative | Apr 2025 (1y) | ||
| Andrew Ruivivar Ferolino | Registered representative | Apr 2025 (1y) | ||
| Anne Rita Douglas | Registered representative | CFP | Apr 2025 (1y) | |
| Hannah Rae Cresswell | Registered representative | Apr 2025 (1y) | ||
| Philip Ryan Meyer | Registered representative | Apr 2025 (1y) | ||
| Israel David Bentley | Registered representative | Apr 2025 (1y) | ||
| Charles Glen Hamm | Registered representative | Apr 2025 (1y) | ||
| Jonathan Taylor Crisp | Registered representative | Apr 2025 (1y) | ||
| Moyosola David Olawale Aina | Registered representative | Apr 2025 (1y) | ||
| Alexander Jesus Feria | Registered representative | Apr 2025 (1y) | ||
| Rachael Marie Moley | Registered representative | Apr 2025 (1y) | ||
| Aidan Lamar Little | Registered representative | May 2025 (1y) | ||
| Christopher Ryan Burcham | Registered representative | CFP | May 2025 (1y) | |
| Richard Joseph Marvray | Registered representative | May 2025 (1y) | ||
| Jeremy Warren Post | Registered representative | CFP | May 2025 (1y) | |
| Calvin Lee Thompson | Registered representative | May 2025 (1y) | ||
| Hussain Abdulkareem Hassan | Registered representative | May 2025 (1y) | ||
| Thomas James Kovalic | Registered representative | May 2025 (1y) | ||
| Eric David Edwards | Registered representative | May 2025 (1y) | ||
| Kelly Patrick Malone | Registered representative | May 2025 (1y) | ||
| Matthew Joseph Tarillion | Registered representative | May 2025 (1y) | ||
| Nicholas Andrew Lindow | Registered representative | May 2025 (1y) | ||
| Samitha Kukkillaya | Registered representative | May 2025 (1y) | ||
| Adrian Joseph Grow | Registered representative | May 2025 (1y) | ||
| Casey Patrick Brown | Registered representative | May 2025 (1y) | ||
| John Thomas Procak | Registered representative | May 2025 (1y) | ||
| Lori Katheryn Jones Stathis | Registered representative | May 2025 (1y) | ||
| Michael Richard Murray | Registered representative | May 2025 (1y) | ||
| Zoe Shadzad Howard | Registered representative | May 2025 (1y) | ||
| Calen Thomas Ulmer | Registered representative | May 2025 (1y) | ||
| Anthony Patrick Tivnan | Registered representative | May 2025 (1y) | ||
| Joseph Augustus Pizzo | Registered representative | May 2025 (1y) | ||
| Oscar Braulio Lopez Garcia | Registered representative | CFP | May 2025 (1y) | |
| Robert Joseph Kearns | Registered representative | May 2025 (1y) | ||
| Corrado Piccioni | Registered representative | May 2025 (1y) | ||
| Cristhian Armando Elenes Ramirez | Registered representative | May 2025 (1y) | ||
| John Breslin Grant | Registered representative | May 2025 (1y) | ||
| Russell James Bragg | Registered representative | May 2025 (1y) | ||
| Gustavo Andrade Alanis | Registered representative | May 2025 (1y) | ||
| Theodore Allen Steele | Registered representative | May 2025 (1y) | ||
| Torrell Shay Priest | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Alexandria Chantel Page | Registered representative | Jun 2025 (1y) | ||
| John Jamal Abdelmalak | Registered representative | Jun 2025 (1y) | ||
| Laura Elizabeth Thuener | Registered representative | Jun 2025 (1y) | ||
| Syed Aamer Ali Shah | Registered representative | CFP | Jun 2025 (1y) | |
| Tyler Chase Copeland | Registered representative | Jun 2025 (1y) | ||
| Collin James Clark | Registered representative | Jun 2025 (1y) | ||
| Taylor Alexander Lassiter | Registered representative | Jun 2025 (1y) | ||
| Alexander Christopher Johnson | Registered representative | Jun 2025 (1y) | ||
| Gina Maria Carollo | Registered representative | Jun 2025 (1y) | ||
| Savannah Suzanne Simpson | Registered representative | Jun 2025 (1y) | ||
| Sean Michael Molloy | Registered representative | Jun 2025 (1y) | ||
| Sharon Huang Zhang | Registered representative | Jun 2025 (1y) | ||
| Alexandria Madison Puia | Registered representative | Jun 2025 (1y) | ||
| Connor Wesley Nightingale | Registered representative | Jun 2025 (1y) | ||
| Garrison Shane Stewart | Registered representative | Jun 2025 (1y) | ||
| Anthony Richard De La Cruz | Registered representative | Jun 2025 (1y) | ||
| Neil Francis O'hare | Registered representative | Jun 2025 (1y) | ||
| Abigail Elizabeth Nathu | Registered representative | CFP | Jun 2025 (1y) | |
| Drew Scott Braverman | Registered representative | Jun 2025 (1y) | ||
| Ryan William Ness | Registered representative | Jun 2025 (1y) | ||
| Ethan Gabriel Ghetti Blum | Registered representative | Jun 2025 (1y) | ||
| James Mitchell Nikcevich | Registered representative | Jun 2025 (1y) | ||
| Samuel Jared Blalock | Registered representative | Jun 2025 (1y) | ||
| James Cole Greer | Registered representative | CFP | Jun 2025 (1y) | |
| Dennys Alexander Esquivel | Registered representative | Jun 2025 (1y) | ||
| Travis Matthew O Connor | Registered representative | Jun 2025 (1y) | ||
| Algeria Jakesa Johnson | Registered representative | Jun 2025 (1y) | ||
| Brenden George Schlotzhauer | Registered representative | CFP | Jun 2025 (1y) | |
| Benjamin Liam Davis | Registered representative | Jun 2025 (1y) | ||
| Paul Andrew Biafore | Registered representative | Jun 2025 (1y) | ||
| Athena J Mccarthy | Registered representative | CFP | Jun 2025 (1y) | |
| Bridget Nolan Kyle | Registered representative | CFP | Jun 2025 (1y) | |
| David Michael Benevento | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan Michael Pryslak | Registered representative | Jun 2025 (1y) | ||
| Dailen Todd Rogers | Registered representative | Jul 2025 (1y) | ||
| Robert Christopher Schofield | Registered representative | Jul 2025 (1y) | ||
| Sara Ramirez Montes | Registered representative | Jul 2025 (1y) | ||
| Ataul Azad | Registered representative | Jul 2025 (1y) | ||
| Darrin Michael Hoffman | Registered representative | CFP | Jul 2025 (1y) | |
| Kevin Michael Stahler | Registered representative | CFP | Jul 2025 (1y) | |
| Nicholas Adam Saggers | Registered representative | CFP | Jul 2025 (1y) | |
| Todd Christopher Wnuk | Registered representative | Jul 2025 (1y) | ||
| Danielle Marie Corey | Registered representative | Jul 2025 (1y) | ||
| Joseph William Pfaff | Registered representative | CFP | Jul 2025 (1y) | |
| Sangeetha Sridhar Rajesh | Registered representative | Jul 2025 (1y) | ||
| Matthew Brian Deming | Registered representative | Jul 2025 (1y) | ||
| Ivan Rodriguez Flores | Registered representative | Jul 2025 (1y) | ||
| Sean Nathaniel Lawrence | Registered representative | Jul 2025 (1y) | ||
| Nickolas Patrick Asch | Registered representative | Jul 2025 (1y) | ||
| Rei Dorian Lemashov | Registered representative | Jul 2025 (1y) | ||
| Catherine Danielle Stiltner | Registered representative | Jul 2025 (1y) | ||
| Henry Efosa Ighile | Registered representative | Jul 2025 (1y) | ||
| Randall Jennings | Registered representative | Jul 2025 (1y) | ||
| Colin Michael Smith | Registered representative | Jul 2025 (1y) | ||
| David Anthony Falcone | Registered representative | Jul 2025 (1y) | ||
| Andrew James Freed | Registered representative | Jul 2025 (1y) | ||
| Brandon Robert Koch | Registered representative | Jul 2025 (1y) | ||
| Eugene Joshua Allen | Registered representative | Jul 2025 (1y) | ||
| Kyle Scott Houston | Registered representative | Jul 2025 (1y) | ||
| Sean Patrick Quinn | Registered representative | Jul 2025 (1y) | ||
| Walter Davis Orebaugh | Registered representative | Jul 2025 (1y) | ||
| Susan Raeisi | Registered representative | Jul 2025 (1y) | ||
| Sufyan Thomas Davis Arrington | Registered representative | Jul 2025 (1y) | ||
| Delfin Rosca Llamas | Registered representative | Jul 2025 (1y) | ||
| Matthew Martin Puttroff | Registered representative | Jul 2025 (1y) | ||
| Cameron Austin Sharpe | Registered representative | CFP | Jul 2025 (1y) | |
| Michael Daniel Ramirez | Registered representative | Jul 2025 (1y) | ||
| Marina Ann Smith | Registered representative | Jul 2025 (1y) | ||
| Nicholas Anthony Diascro | Registered representative | Jul 2025 (1y) | ||
| Raji Kurbaj | Registered representative | Jul 2025 (1y) | ||
| Andrew Ryan Moose | Registered representative | CFP | Jul 2025 (1y) | |
| Anna Stastny Keisler | Registered representative | CFP | Jul 2025 (1y) | |
| Drew William Schlotter | Registered representative | CFP | Jul 2025 (1y) | |
| Jaren Scott Kiser | Registered representative | CFP | Jul 2025 (1y) | |
| Mark Andrew Christman | Registered representative | CFP | Jul 2025 (1y) | |
| Andrew Ritchie Harris | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Emily Jo Stroud | Registered representative | Aug 2025 (1y) | ||
| Logan Roescoe Hartrum | Registered representative | Aug 2025 (1y) | ||
| Joshua Matthew Preston | Registered representative | Aug 2025 (1y) | ||
| Kwaku Kesse Asante | Registered representative | Aug 2025 (1y) | ||
| Brian Thomas Reynolds | Registered representative | Aug 2025 (1y) | ||
| Jackson Calhoun Graham | Registered representative | Aug 2025 (1y) | ||
| Margaret Mary Anderson | Registered representative | Aug 2025 (1y) | ||
| Ryan John Truscio | Registered representative | Aug 2025 (1y) | ||
| Kyle Alexander Crews | Registered representative | Aug 2025 (1y) | ||
| Mitchel Obby Odiaka | Registered representative | Aug 2025 (1y) | ||
| Susana Romo Lozano | Registered representative | Aug 2025 (1y) | ||
| Gregory Paul Girdis | Registered representative | Aug 2025 (1y) | ||
| Robert Ian Koch | Registered representative | Aug 2025 (1y) | ||
| Cameron Luke Munn | Registered representative | Aug 2025 (1y) | ||
| Dana Elizabeth Kulp | Registered representative | CFP | Aug 2025 (1y) | |
| Robert Lee Kidd | Registered representative | CFP | Aug 2025 (1y) | |
| Terrell Devito Trae'don Whitmore | Registered representative | Aug 2025 (1y) | ||
| Barbara Christine Tsinakis | Registered representative | Aug 2025 (1y) | ||
| Matthew Edward Westmoreland | Registered representative | Aug 2025 (1y) | ||
| Kyle Joseph Demarino | Registered representative | Aug 2025 (1y) | ||
| Paul Justen Hensley | Registered representative | CFP | Aug 2025 (1y) | |
| Ross Mason Peterson | Registered representative | Aug 2025 (1y) | ||
| Tyrone Ellis Ward | Registered representative | Aug 2025 (1y) | ||
| Brett Thomas Meade | Registered representative | Aug 2025 (1y) | ||
| Joseph Colton Taylor | Registered representative | CFP | Aug 2025 (1y) | |
| Keegan Chase Burwell | Registered representative | Aug 2025 (1y) | ||
| Gerard Joseph Leyden | Registered representative | CFP | Aug 2025 (1y) | |
| Ryan Robert Mcguire | Registered representative | CFP | Aug 2025 (1y) | |
| Jared Brandon Mullis | Registered representative | Aug 2025 (1y) | ||
| Joanna Michelle Rotenberg | Registered representative | Aug 2025 (1y) | ||
| Yanan Liu | Registered representative | Aug 2025 (1y) | ||
| Rusty Michael Rutledge | Registered representative | CFP | Aug 2025 (1y) | |
| Brian John Horvath | Registered representative | Aug 2025 (1y) | ||
| Kristin Marie Avellino | Registered representative | Aug 2025 (1y) | ||
| Patrick James O'connor Hogan | Registered representative | Aug 2025 (1y) | ||
| Andre Lafleur | Registered representative | Aug 2025 (1y) | ||
| Abbi Klaire Seid | Registered representative | Aug 2025 (1y) | ||
| Christopher Machens Frederick | Registered representative | Aug 2025 (1y) | ||
| Jacob John Hoeting | Registered representative | CFP | Aug 2025 (1y) | |
| Jose Angel Maceda | Registered representative | Aug 2025 (1y) | ||
| Kelly Rae Zanto | Registered representative | Aug 2025 (1y) | ||
| Michael Robert Ursomarso | Registered representative | Aug 2025 (1y) | ||
| Ashley Rochelle Alexander | Registered representative | Aug 2025 (1y) | ||
| Ryan Joseph Richmond | Registered representative | Aug 2025 (1y) | ||
| Isaac Theodore Caldwell | Registered representative | Sep 2025 (1y) | ||
| Matthew Allen England | Registered representative | Sep 2025 (1y) | ||
| William Basil Wilson | Registered representative | Sep 2025 (1y) | ||
| Christopher Ryan Shoop | Registered representative | CFP | Sep 2025 (1y) | |
| Karl Michael Kaprelian | Registered representative | Sep 2025 (1y) | ||
| Angelica Vernay Proctor | Registered representative | Sep 2025 (1y) | ||
| Michael Joseph Spedale | Registered representative | Sep 2025 (1y) | ||
| Adam David Glassman | Registered representative | Sep 2025 (1y) | ||
| Lydia Jean Solomon | Registered representative | Sep 2025 (1y) | ||
| Robert Patrick Mc Racken | Registered representative | Sep 2025 (1y) | ||
| Brooke Joyceann Schneider | Registered representative | Sep 2025 (1y) | ||
| Brady James La Roe | Registered representative | Sep 2025 (1y) | ||
| Arie Abigail Lillian Pearson | Registered representative | Sep 2025 (1y) | ||
| Alivia Grace Clark | Registered representative | Sep 2025 (1y) | ||
| Blake Andrew Redd | Registered representative | Sep 2025 (1y) | ||
| Niren Singh Johal | Registered representative | Sep 2025 (1y) | ||
| Paul Allen Phillips | Registered representative | CFP | Sep 2025 (1y) | |
| Rilee Elizabeth Kelly | Registered representative | Sep 2025 (1y) | ||
| Tristan Chase Starkweather | Registered representative | Sep 2025 (1y) | ||
| Brandon Thomas Malone | Registered representative | Sep 2025 (1y) | ||
| Macy Jean Reyes | Registered representative | Sep 2025 (1y) | ||
| Richard Steven Sowell | Registered representative | Sep 2025 (1y) | ||
| Valentin Duran | Registered representative | Sep 2025 (1y) | ||
| Robert Alex Luten | Registered representative | Sep 2025 (1y) | ||
| Thomas Dominick Reichelt | Registered representative | Sep 2025 (1y) | ||
| Peter James Bovaird | Registered representative | Sep 2025 (1y) | ||
| Chasity George Charles | Registered representative | Sep 2025 (1y) | ||
| Douglas Joseph Greenberg | Registered representative | Sep 2025 (1y) | ||
| Jackson Ryan Rohn | Registered representative | Sep 2025 (1y) | ||
| Jacob Ryan Newman | Registered representative | Sep 2025 (1y) | ||
| Pierre Steven Marquina | Registered representative | Sep 2025 (1y) | ||
| Shane Daniel Kozup | Registered representative | Sep 2025 (1y) | ||
| Zane Nicholas Rosenbaum | Registered representative | Sep 2025 (1y) | ||
| Clifford Darius Hart | Registered representative | Sep 2025 (1y) | ||
| Gary Jennings Phillips | Registered representative | Sep 2025 (1y) | ||
| Patrick Otto Weber | Registered representative | Sep 2025 (1y) | ||
| Aleksander Theodore Niggli | Registered representative | Sep 2025 (1y) | ||
| Anthony Patrick Dicicco | Registered representative | Sep 2025 (1y) | ||
| Benjamin David Geise | Registered representative | Sep 2025 (1y) | ||
| Blake Allen Shill | Registered representative | Sep 2025 (1y) | ||
| Christopher Austin Watkins | Registered representative | Sep 2025 (1y) | ||
| Isaac Benjamin Carr | Registered representative | Sep 2025 (1y) | ||
| Jessica Nicole Mclaughlin | Registered representative | Sep 2025 (1y) | ||
| Kyle Robert Pogson | Registered representative | Sep 2025 (1y) | ||
| Timothy Mark Hewczuk | Registered representative | Sep 2025 (1y) | ||
| Harrison Levi Singer | Registered representative | Sep 2025 (1y) | ||
| Joseph Vincent Furey | Registered representative | CFP | Sep 2025 (1y) | |
| Kasumi Callaway | Registered representative | Sep 2025 (1y) | ||
| Cara Ann Mc Cutcheon | Registered representative | Sep 2025 (1y) | ||
| Danielle Anne Holden | Registered representative | Sep 2025 (1y) | ||
| Nicolas Christopher Chupela | Registered representative | Sep 2025 (1y) | ||
| Pouya Horzadeh | Registered representative | Sep 2025 (1y) | ||
| Gabriel Mason Ferrell | Registered representative | Sep 2025 (1y) | ||
| Connor John Lokuta | Registered representative | Sep 2025 (1y) | ||
| Samuel Meza | Registered representative | Sep 2025 (1y) | ||
| Tyler Hayden Craig | Registered representative | CFP | Sep 2025 (1y) | |
| Alexander David Kallweit | Registered representative | Sep 2025 (1y) | ||
| Raj Gunvantrai Rawal | Registered representative | Sep 2025 (1y) | ||
| Evan Wesley Crook | Registered representative | Sep 2025 (1y) | ||
| Amanda Rose Akowski | Registered representative | Sep 2025 (1y) | ||
| Andrew Scott Boerman | Registered representative | Sep 2025 (1y) | ||
| Austin Michael Atkinson | Registered representative | Sep 2025 (1y) | ||
| Emmaline Carroll Crawford | Registered representative | Sep 2025 (1y) | ||
| Haynes Matthew Owen | Registered representative | Sep 2025 (1y) | ||
| Kenneth Martin Kaiser | Registered representative | Sep 2025 (1y) | ||
| Mimi Elizabeth Bauer | Registered representative | Sep 2025 (1y) | ||
| Rachel Lynn Whitfield | Registered representative | Sep 2025 (1y) | ||
| Connor Matthew Braun | Registered representative | CFP | Oct 2025 (1y) | |
| Elizabeth Natanya Watkinson | Registered representative | CFP | Oct 2025 (1y) | |
| Edward Charles Busch | Registered representative | Oct 2025 (1y) | ||
| Jeffrey Shannon Bierbower | Registered representative | Oct 2025 (1y) | ||
| Johnathon Kyle Lawson | Registered representative | Oct 2025 (1y) | ||
| Sydney Jo Clawson | Registered representative | Oct 2025 (1y) | ||
| Jonathan Michael Jefferson | Registered representative | Oct 2025 (1y) | ||
| Sean Anthony Vanderah | Registered representative | Oct 2025 (1y) | ||
| Joshua Robert Shapin | Registered representative | CFP | Oct 2025 (1y) | |
| William Xunik Tavico Juan | Registered representative | Oct 2025 (1y) | ||
| Ronald Joseph Barnes | Registered representative | Oct 2025 (1y) | ||
| Isaac Richard Erdody | Registered representative | Oct 2025 (1y) | ||
| Joseph Anthony Vitiritto | Registered representative | Oct 2025 (1y) | ||
| Michael David Milne | Registered representative | Oct 2025 (1y) | ||
| Constantine Nicopoulos | Registered representative | Oct 2025 (1y) | ||
| Evan Bandler Adams | Registered representative | Oct 2025 (1y) | ||
| Patrick James Traynor | Registered representative | Oct 2025 (1y) | ||
| Todd Alan Clarke | Registered representative | Oct 2025 (1y) | ||
| Delbert T Stafford | Registered representative | CFA | Oct 2025 (1y) | |
| George Athanasios Kyriazis | Registered representative | CFP | Oct 2025 (1y) | |
| Gage Arturo Wellington | Registered representative | Oct 2025 (1y) | ||
| Jesse Paul Billela | Registered representative | Oct 2025 (1y) | ||
| Jack Nelson Winters | Registered representative | Oct 2025 (1y) | ||
| John Joseph Zebuski | Registered representative | Oct 2025 (1y) | ||
| Miguelito Wycleff Jean | Registered representative | Oct 2025 (1y) | ||
| Terry Alane Stoneberg | Registered representative | Oct 2025 (1y) | ||
| Valerie Borin | Registered representative | Oct 2025 (1y) | ||
| Victor David Krikor Bozadjian | Registered representative | Oct 2025 (1y) | ||
| David Raymond Steen | Registered representative | Oct 2025 (1y) | ||
| Zachary Andrew Reece | Registered representative | Oct 2025 (1y) | ||
| Ilan Jonah Wieser | Registered representative | Oct 2025 (1y) | ||
| Justin Patrick Henneberry | Registered representative | Oct 2025 (1y) | ||
| Larry Michael Dieter | Registered representative | Oct 2025 (1y) | ||
| Luke Remington Burgess | Registered representative | Oct 2025 (1y) | ||
| Anthony Cheng | Registered representative | Oct 2025 (1y) | ||
| Brock Robert Woessner | Registered representative | Oct 2025 (1y) | ||
| Brooke Lauren Wirtheim | Registered representative | Oct 2025 (1y) | ||
| Jeramiah Eliazar Huizar | Registered representative | Oct 2025 (1y) | ||
| Mary Anne Mc Lendon | Registered representative | Oct 2025 (1y) | ||
| Nichole Cathryn Yirku | Registered representative | Oct 2025 (1y) | ||
| Aneesa Ranell Tibbs | Registered representative | Oct 2025 (1y) | ||
| Jennifer Baylee Abernathy | Registered representative | Oct 2025 (1y) | ||
| Jeremy Ellis Munoz | Registered representative | Oct 2025 (1y) | ||
| Garrett Davis | Registered representative | Oct 2025 (1y) | ||
| Kate Murphy Lauer | Registered representative | Oct 2025 (1y) | ||
| Rachel Ellen Anderson | Registered representative | Oct 2025 (1y) | ||
| Brennen Higer Davis | Registered representative | Oct 2025 (1y) | ||
| Cole Matthew Holocher | Registered representative | Oct 2025 (1y) | ||
| Jordan Travis Landers | Registered representative | CFP | Oct 2025 (1y) | |
| Jaime Jackson Bell | Registered representative | Oct 2025 (1y) | ||
| Keith Elmer Gardner | Registered representative | Oct 2025 (1y) | ||
| Matthew Edward Rueter | Registered representative | Oct 2025 (1y) | ||
| Richard Eugene Bibeau | Registered representative | Oct 2025 (1y) | ||
| Grace Erica Buchanan | Registered representative | Oct 2025 (1y) | ||
| Michael Philip Carroll Crawford | Registered representative | Oct 2025 (1y) | ||
| Zanelle Miller Sutton | Registered representative | Oct 2025 (1y) | ||
| Alexander Robert Lindholm | Registered representative | Oct 2025 (1y) | ||
| Domenico Calogero Martorana | Registered representative | Oct 2025 (1y) | ||
| Logan Alan Hester | Registered representative | Oct 2025 (1y) | ||
| Antonio Jose Maya | Registered representative | Nov 2025 (1y) | ||
| Jon Robert Fenton | Registered representative | Nov 2025 (1y) | ||
| Joel Sanchez | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Robert Paternostro | Registered representative | Nov 2025 (1y) | ||
| Zachary Philip Azar | Registered representative | Nov 2025 (1y) | ||
| Anthony Michael Acchione | Registered representative | Nov 2025 (1y) | ||
| Gregory Mc Cullough Shumock | Registered representative | Nov 2025 (1y) | ||
| Isaac Matthew Morrison | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Jason Carter | Registered representative | Nov 2025 (1y) | ||
| Ryan Michael Kasakove | Registered representative | Nov 2025 (1y) | ||
| Samantha Marie Novotny | Registered representative | Nov 2025 (1y) | ||
| Benjamin Alexander Glenn | Registered representative | Nov 2025 (1y) | ||
| Gabino Pacheco Rodriguez | Registered representative | Nov 2025 (1y) | ||
| James Sperling Wilson | Registered representative | Nov 2025 (1y) | ||
| Kwame Omari Edwards | Registered representative | Nov 2025 (1y) | ||
| Lauren Mcgreevy Nisbett | Registered representative | Nov 2025 (1y) | ||
| Theodore Corning Pearson | Registered representative | Nov 2025 (1y) | ||
| Jacob Charles Kavinsky | Registered representative | Nov 2025 (1y) | ||
| Lauren Corinne Bonner | Registered representative | Nov 2025 (1y) | ||
| Timothy Cyril Zinn | Registered representative | Nov 2025 (1y) | ||
| David Matthew Nagy | Registered representative | Nov 2025 (1y) | ||
| Matthew Scott Trink | Registered representative | CFP | Nov 2025 (1y) | |
| Richard Louis French | Registered representative | Nov 2025 (1y) | ||
| James Matthew Wenzel | Registered representative | Nov 2025 (1y) | ||
| Sarah Elizabeth Reynolds | Registered representative | CFP | Nov 2025 (1y) | |
| Arlie Santo Anthony Huff | Registered representative | Nov 2025 (1y) | ||
| Brian Joseph Patrick | Registered representative | Nov 2025 (1y) | ||
| Jeffrey Scott Marino | Registered representative | Nov 2025 (1y) | ||
| Patrick Speight Casey | Registered representative | Nov 2025 (1y) | ||
| Quentin Anthony Keith | Registered representative | Nov 2025 (1y) | ||
| Paul Gregory Sobran | Registered representative | Nov 2025 (1y) | ||
| Sharon Suran Davis | Registered representative | Nov 2025 (1y) | ||
| William Eoin Carr | Registered representative | Nov 2025 (1y) | ||
| John Charles Thompson | Registered representative | Nov 2025 (1y) | ||
| Jack Joseph Norrbohm | Registered representative | Nov 2025 (1y) | ||
| Matthew Richard Lorenzo Glover | Registered representative | Nov 2025 (1y) | ||
| Ryan Alexander Keefe | Registered representative | Nov 2025 (1y) | ||
| William Charles Snyder | Registered representative | Nov 2025 (1y) | ||
| Andrew David Lainoff | Registered representative | Nov 2025 (1y) | ||
| Keval Deepak Nagda | Registered representative | CFP | Nov 2025 (1y) | |
| David Randolph Freiman | Registered representative | Nov 2025 (1y) | ||
| Nahla Simone Turner | Registered representative | Nov 2025 (1y) | ||
| Andrew Paul Warner | Registered representative | Nov 2025 (1y) | ||
| Alec James Goossen | Registered representative | Nov 2025 (1y) | ||
| Larry Daniel Sparks | Registered representative | Nov 2025 (1y) | ||
| Raza Irshad Elahi | Registered representative | Nov 2025 (1y) | ||
| Zachariah Jeremiah Hamilton | Registered representative | Nov 2025 (1y) | ||
| Cesar Obed Ruiz Morales | Registered representative | Nov 2025 (1y) | ||
| John Joseph Lang | Registered representative | Nov 2025 (1y) | ||
| Joseph James Madrak | Registered representative | Nov 2025 (1y) | ||
| Samuel Robert Moore | Registered representative | Nov 2025 (1y) | ||
| Ashley Grace Woodcox | Registered representative | Dec 2025 (1y) | ||
| Catherine Andrea Fell | Registered representative | Dec 2025 (1y) | ||
| Christopher Matthew Haley | Registered representative | Dec 2025 (1y) | ||
| Cole Allen Harmon | Registered representative | Dec 2025 (1y) | ||
| Daniel Roland Holloway | Registered representative | Dec 2025 (1y) | ||
| Hector Leonardo Nava Castanon | Registered representative | Dec 2025 (1y) | ||
| Matthew John Curry | Registered representative | Dec 2025 (1y) | ||
| Colin Francis Baker | Registered representative | Dec 2025 (1y) | ||
| Ethan Andrew Smith | Registered representative | Dec 2025 (1y) | ||
| Jad Abou Chacra | Registered representative | Dec 2025 (1y) | ||
| John Wayne Purvis | Registered representative | CFP | Dec 2025 (1y) | |
| Robert Thomas Ramirez | Registered representative | Dec 2025 (1y) | ||
| Bryson Charles Bianco | Registered representative | Dec 2025 (1y) | ||
| David Sang Il Lee | Registered representative | Dec 2025 (1y) | ||
| Stefen James Ruiz | Registered representative | Dec 2025 (1y) | ||
| William Howard Burnsed | Registered representative | Dec 2025 (1y) | ||
| Michael Rayfield Alston | Registered representative | Dec 2025 (1y) | ||
| Paul Michael Murphy | Registered representative | Dec 2025 (1y) | ||
| Sheila Marie Bowden | Registered representative | Dec 2025 (1y) | ||
| Brandon Joseph Badik | Registered representative | Dec 2025 (1y) | ||
| Cinnamon Marie Brickner | Registered representative | Dec 2025 (1y) | ||
| Jocephus Perry Lewis | Registered representative | Dec 2025 (1y) | ||
| Justin F Gower | Registered representative | Dec 2025 (1y) | ||
| Matthew Laurence Igus | Registered representative | Dec 2025 (1y) | ||
| Paul Jason Bisbal | Registered representative | Dec 2025 (1y) | ||
| William R Puggini | Registered representative | CFA | Dec 2025 (1y) | |
| Kevin Anthony Rice | Registered representative | Dec 2025 (1y) | ||
| Niveniece A Lloyd Turner | Registered representative | Dec 2025 (1y) | ||
| Sandeep Singh Nagra | Registered representative | Dec 2025 (1y) | ||
| Aaron Douglas Shaw | Registered representative | Dec 2025 (1y) | ||
| Andrew Michael Patrick | Registered representative | Dec 2025 (1y) | ||
| Kevin Andrew Cline | Registered representative | Dec 2025 (1y) | ||
| Sebastian Quintana Paredes | Registered representative | Dec 2025 (1y) | ||
| Daniel Fallon Tafoya | Registered representative | CFP | Dec 2025 (1y) | |
| Irma Elizabeth Carrillo Rodriguez | Registered representative | Dec 2025 (1y) | ||
| Robert Harvey Pothier | Registered representative | CFP | Dec 2025 (1y) | |
| Taylor Matthew O'connell | Registered representative | CFP | Dec 2025 (1y) | |
| Brian Joseph Haggenmiller | Registered representative | Dec 2025 (1y) | ||
| Christopher Wayne Thomas | Registered representative | Dec 2025 (1y) | ||
| Harmony Marie Bostick | Registered representative | Dec 2025 (1y) | ||
| Jacob Brian Sarkan | Registered representative | Dec 2025 (1y) | ||
| Kim Hong | Registered representative | Dec 2025 (1y) | ||
| Ryan Alexei Szabo | Registered representative | Dec 2025 (1y) | ||
| Richard Kevin Frank | Registered representative | CFP | Dec 2025 (1y) | |
| Glen David Amason | Registered representative | CFP | Dec 2025 (1y) | |
| Mary Claire Roysdon | Registered representative | Dec 2025 (1y) | ||
| Gary Oneil White | Registered representative | Dec 2025 (1y) | ||
| Brendan Ray Zamora | Registered representative | Dec 2025 (1y) | ||
| Anthony Clive Jarrett | Registered representative | Dec 2025 (1y) | ||
| Mark Steven Ritvalski | Registered representative | Dec 2025 (1y) | ||
| Alexander Joseph Cavaliere | Registered representative | Dec 2025 (1y) | ||
| Beverly Carroll Rosen | Registered representative | Dec 2025 (1y) | ||
| Christopher James Federman | Registered representative | Dec 2025 (1y) | ||
| Ronnie Chad Bushay | Registered representative | CFP | Dec 2025 (1y) | |
| Joseph Michael Mchugh | Registered representative | Jan 2026 (1y) | ||
| Natalie Marie Niedermeyer | Registered representative | Jan 2026 (1y) | ||
| Steven Lee Cameron | Registered representative | Jan 2026 (1y) | ||
| Sara Gannon Mullen | Registered representative | Jan 2026 (1y) | ||
| Seth Gregory Downing | Registered representative | Jan 2026 (1y) | ||
| Stephens Manuel Morillo | Registered representative | Jan 2026 (1y) | ||
| Aaron James Beasley | Registered representative | Jan 2026 (1y) | ||
| Adam Don Carlos Shepherd | Registered representative | Jan 2026 (1y) | ||
| Cynthia Modupe Kimble | Registered representative | Jan 2026 (1y) | ||
| Elias Daniel Smith | Registered representative | Jan 2026 (1y) | ||
| Justin Michael Lang | Registered representative | Jan 2026 (1y) | ||
| Riley Scott Alford | Registered representative | Jan 2026 (1y) | ||
| Ryan Henry Ognall | Registered representative | Jan 2026 (1y) | ||
| Tywon Antonio Pelzer | Registered representative | Jan 2026 (1y) | ||
| Zachary David Miles | Registered representative | Jan 2026 (1y) | ||
| Ashley Marie Kopczynskie | Registered representative | Jan 2026 (1y) | ||
| Matthias Tanner Black | Registered representative | Jan 2026 (1y) | ||
| Hui Ling Paez | Registered representative | Jan 2026 (1y) | ||
| Brooke Summer Walker | Registered representative | Jan 2026 (1y) | ||
| Logan Douglas Shuping | Registered representative | CFP | Jan 2026 (1y) | |
| Anfernee De Shawn Alexander | Registered representative | Jan 2026 (1y) | ||
| Emily Baker Saunders | Registered representative | Jan 2026 (1y) | ||
| Kendra Ayanna Gutierrez | Registered representative | Jan 2026 (1y) | ||
| Shanee Adiah Abbott | Registered representative | Jan 2026 (1y) | ||
| Thomas Paul Jones | Registered representative | Jan 2026 (1y) | ||
| Melissa Marlene Witbeck | Registered representative | Jan 2026 (1y) | ||
| Michael Paul Foltmer | Registered representative | Jan 2026 (1y) | ||
| Casey Joseph Bowman | Registered representative | Jan 2026 (1y) | ||
| John David Howard | Registered representative | Jan 2026 (1y) | ||
| Traci Maria Coles | Registered representative | Jan 2026 (1y) | ||
| Kendra Shelley White | Registered representative | Jan 2026 (1y) | ||
| Stephen Felix Notebaert | Registered representative | Jan 2026 (1y) | ||
| Anna Katherine York | Registered representative | Jan 2026 (1y) | ||
| Tiara De Shaun Leggett | Registered representative | Jan 2026 (1y) | ||
| Steven Andrew Mason | Registered representative | Jan 2026 (1y) | ||
| Jameson Merlin Howard | Registered representative | Jan 2026 (1y) | ||
| Nathan Jon Hansen | Registered representative | Jan 2026 (1y) | ||
| Robert Grant Ritter | Registered representative | Jan 2026 (1y) | ||
| Faith Lyn Hurrinus | Registered representative | Jan 2026 (1y) | ||
| Lisa Marie Swatkoski | Registered representative | Jan 2026 (1y) | ||
| James Franklin Liddington | Registered representative | Jan 2026 (1y) | ||
| Liubov Holfelner | Registered representative | Jan 2026 (1y) | ||
| Morgan Errola Norris | Registered representative | Jan 2026 (1y) | ||
| Aaron Louis Shackelford | Registered representative | Jan 2026 (1y) | ||
| Aliya Shantel Washington | Registered representative | CFP | Jan 2026 (1y) | |
| Nicholas Antonio Tittanegro | Registered representative | Jan 2026 (1y) | ||
| Valdemiro Joao Vandik | Registered representative | Jan 2026 (1y) | ||
| Andalib Ahmed | Registered representative | Jan 2026 (1y) | ||
| Jeb Lee Milam | Registered representative | Jan 2026 (1y) | ||
| Misty Nicole Calderon | Registered representative | Jan 2026 (1y) | ||
| Tristan Anthony Proctor | Registered representative | Jan 2026 (1y) | ||
| Timothy Paul Lee | Registered representative | Feb 2026 (0y) | ||
| Alexander Baird Hoffman | Registered representative | Feb 2026 (0y) | ||
| Bradon John Lloyd | Registered representative | Feb 2026 (0y) | ||
| Hyun Sup Paik | Registered representative | Feb 2026 (0y) | ||
| Jimmy To | Registered representative | Feb 2026 (0y) | ||
| John Henry Hunter | Registered representative | Feb 2026 (0y) | ||
| Michael Tibor Ariel | Registered representative | Feb 2026 (0y) | ||
| Mc Cafferty Francis Gray | Registered representative | Feb 2026 (0y) | ||
| Owen Junior Nickle | Registered representative | Feb 2026 (0y) | ||
| Brandon Michael Jamison | Registered representative | Feb 2026 (0y) | ||
| Cole Aaron Eldridge | Registered representative | Feb 2026 (0y) | ||
| Cristian Arman Marceleno | Registered representative | Feb 2026 (0y) | ||
| De Yana Lee Mungro | Registered representative | Feb 2026 (0y) | ||
| Ethan Stonebraker Willis | Registered representative | Feb 2026 (0y) | ||
| Garrett Todd Turnbull | Registered representative | Feb 2026 (0y) | ||
| Jacob John Storms | Registered representative | CFP | Feb 2026 (0y) | |
| Kendall Leaanne Meyer | Registered representative | Feb 2026 (0y) | ||
| Luke Patrick Griese | Registered representative | Feb 2026 (0y) | ||
| Payep Kanyou Sandra Shu | Registered representative | Feb 2026 (0y) | ||
| John Stephen Reilly | Registered representative | Feb 2026 (0y) | ||
| John Pierre | Registered representative | Feb 2026 (0y) | ||
| Steve Michael Masciangelo | Registered representative | Feb 2026 (0y) | ||
| Andrew Michael Parker | Registered representative | Feb 2026 (0y) | ||
| Johnathan Kevon Samuel Patterson | Registered representative | Feb 2026 (0y) | ||
| Alan Robert Zimmerman | Registered representative | Feb 2026 (0y) | ||
| Alexander Michael Venuti | Registered representative | Feb 2026 (0y) | ||
| Allison Mary Redding | Registered representative | Feb 2026 (0y) | ||
| James Ray Garza | Registered representative | Feb 2026 (0y) | ||
| Peter John Dluoik | Registered representative | Feb 2026 (0y) | ||
| Joseph Christopher Alaimo | Registered representative | Feb 2026 (0y) | ||
| Kieran Michael Smith | Registered representative | Feb 2026 (0y) | ||
| Teresa Jay Di Gregorio | Registered representative | Feb 2026 (0y) | ||
| Gabriel Vallejo | Registered representative | Feb 2026 (0y) | ||
| Michael Paul Bryant | Registered representative | Feb 2026 (0y) | ||
| Gordon Thomas Ferguson | Registered representative | Feb 2026 (0y) | ||
| Jaclyn Marie Swavely | Registered representative | CFP | Feb 2026 (0y) | |
| Simeon Joseph Hill | Registered representative | Feb 2026 (0y) | ||
| Peter Jay | Registered representative | Feb 2026 (0y) | ||
| Timothy A Burgess | Registered representative | CFP | Feb 2026 (0y) | |
| Dylan Ray Moore | Registered representative | Feb 2026 (0y) | ||
| Francesco Antonio Carafa | Registered representative | Feb 2026 (0y) | ||
| John Gorny Bradley | Registered representative | Feb 2026 (0y) | ||
| James Weldon Sartain | Registered representative | Feb 2026 (0y) | ||
| Edward Joseph Richards | Registered representative | Feb 2026 (0y) | ||
| Michael Anthony Daly | Registered representative | Feb 2026 (0y) | ||
| Stephen Derrick Farrar | Registered representative | Feb 2026 (0y) | ||
| Arlene Nicole Lewis Leader | Registered representative | Feb 2026 (0y) | ||
| Matthew Thomas Harrigan | Registered representative | Feb 2026 (0y) | ||
| Richard Bradley Jones | Registered representative | Feb 2026 (0y) | ||
| Stephen Salnaitis | Registered representative | Feb 2026 (0y) | ||
| Clifton Lavell Boone | Registered representative | Mar 2026 (0y) | ||
| John David Wolfersberger | Registered representative | CFA | Mar 2026 (0y) | |
| Alexa Lauren Dubin | Registered representative | Mar 2026 (0y) | ||
| David Michael Thurston | Registered representative | Mar 2026 (0y) | ||
| Eric Robert Mancini | Registered representative | Mar 2026 (0y) | ||
| Jose Luis Castillo Rivera | Registered representative | Mar 2026 (0y) | ||
| Kaitlyn Aleah Hathcock | Registered representative | Mar 2026 (0y) | ||
| Nicola Lorenzo Gallo | Registered representative | Mar 2026 (0y) | ||
| Sean Noah Gelband | Registered representative | Mar 2026 (0y) | ||
| Connor John Phelan | Registered representative | Mar 2026 (0y) | ||
| Chelsea Hope Kepner | Registered representative | Mar 2026 (0y) | ||
| Christian Dominic Pagliaro | Registered representative | Mar 2026 (0y) | ||
| James Parker Dowell | Registered representative | Mar 2026 (0y) | ||
| Jordan Thomas Ballard | Registered representative | Mar 2026 (0y) | ||
| Thomas James Burke | Registered representative | Mar 2026 (0y) | ||
| Kadejha Elissia Adams | Registered representative | Mar 2026 (0y) | ||
| Michael Brian Doyle | Registered representative | Mar 2026 (0y) | ||
| Michael Matthew Stidham | Registered representative | CFP | Mar 2026 (0y) | |
| Steven Craig Shipley | Registered representative | Mar 2026 (0y) | ||
| Casey Casey Sanchez | Registered representative | Mar 2026 (0y) | ||
| Jerald William Minnerly | Registered representative | Mar 2026 (0y) | ||
| John Micah Milliron | Registered representative | CFP | Mar 2026 (0y) | |
| Ryan Douglas Myles | Registered representative | Mar 2026 (0y) | ||
| Clark Alan Hurst | Registered representative | Mar 2026 (0y) | ||
| Jack Charles Kelly | Registered representative | Mar 2026 (0y) | ||
| Nicholas Joseph Castillo | Registered representative | Mar 2026 (0y) | ||
| Brannon Jaymar Henry | Registered representative | Mar 2026 (0y) | ||
| Justin Jon Lundberg | Registered representative | Mar 2026 (0y) | ||
| Michael Craig Waldow | Registered representative | CFP | Mar 2026 (0y) | |
| Gregory Thomas Zegalia | Registered representative | Mar 2026 (0y) | ||
| Stephen Ross Hutter | Registered representative | CFP | Mar 2026 (0y) | |
| Zachary Khoi Minh Pyers | Registered representative | Mar 2026 (0y) | ||
| Antoinette Nicole Bailey | Registered representative | Mar 2026 (0y) | ||
| Cameron James Runyan | Registered representative | Mar 2026 (0y) | ||
| Kelsey Elizabeth Adler | Registered representative | Mar 2026 (0y) | ||
| Kevin Henry Glover | Registered representative | Mar 2026 (0y) | ||
| Matthew John Robinson | Registered representative | Mar 2026 (0y) | ||
| Trevor Lee Mann | Registered representative | Mar 2026 (0y) | ||
| Andrew James Rowland | Registered representative | Mar 2026 (0y) | ||
| Victor Orlando Moran | Registered representative | Mar 2026 (0y) | ||
| Daniel Jessei Arostegui | Registered representative | Mar 2026 (0y) | ||
| Robert William Rigsby | Registered representative | Mar 2026 (0y) | ||
| William Ayigbatonye Allagoa | Registered representative | Mar 2026 (0y) | ||
| Scott Adams | Registered representative | Mar 2026 (0y) | ||
| Max Anton Bukovec | Registered representative | Mar 2026 (0y) | ||
| Zachary Stephen Adam | Registered representative | Mar 2026 (0y) | ||
| Christopher John Taylor | Registered representative | Mar 2026 (0y) | ||
| Kody Timothy Rife | Registered representative | Mar 2026 (0y) | ||
| Samara Dierra Barnett | Registered representative | Mar 2026 (0y) | ||
| Elizabeth Anne Helene Smith Rivera | Registered representative | CFP | Mar 2026 (0y) | |
| Michael Martin Newhart | Registered representative | Mar 2026 (0y) | ||
| William Gaston Bailey | Registered representative | Mar 2026 (0y) | ||
| Austin Davis Rogers | Registered representative | Mar 2026 (0y) | ||
| Emily Grace Axtell | Registered representative | Mar 2026 (0y) | ||
| Humberto Vargas | Registered representative | Mar 2026 (0y) | ||
| Rachel Catherine Hite | Registered representative | Mar 2026 (0y) | ||
| Gustavo Sosa | Registered representative | Apr 2026 (0y) | ||
| Marques Donald Lee Merriweather | Registered representative | Apr 2026 (0y) | ||
| Matthew Nicholas Williams | Registered representative | Apr 2026 (0y) | ||
| Onyinyechuku Nnenna Nwokorie | Registered representative | CFP | Apr 2026 (0y) | |
| Gordon Thomas Hasslinger | Registered representative | Apr 2026 (0y) | ||
| Joseph Patrick Donnelly | Registered representative | Apr 2026 (0y) | ||
| Jordan Latrell Bryson | Registered representative | Apr 2026 (0y) | ||
| Oscar Cortes | Registered representative | Apr 2026 (0y) | ||
| Kyle Gregory Richard | Registered representative | Apr 2026 (0y) | ||
| Marcel Rahav Levi | Registered representative | Apr 2026 (0y) | ||
| Minhal Somji | Registered representative | Apr 2026 (0y) | ||
| Shannon Haeson Kim | Registered representative | Apr 2026 (0y) | ||
| Tyler James Torcasso | Registered representative | Apr 2026 (0y) | ||
| Vineeta Agrawal | Registered representative | Apr 2026 (0y) | ||
| Joseph Robert Martemucci | Registered representative | Apr 2026 (0y) | ||
| Harrison Edgar Keyser | Registered representative | Apr 2026 (0y) | ||
| Jalen Arkell Walsh | Registered representative | Apr 2026 (0y) | ||
| Cameron Taylor Hopkins Harrington | Registered representative | Apr 2026 (0y) | ||
| Elijah Oneal Fleming | Registered representative | Apr 2026 (0y) | ||
| Robert Hollins Allred | Registered representative | Apr 2026 (0y) | ||
| Ronald Frank Raimondi | Registered representative | Apr 2026 (0y) | ||
| Samuel Zachary Fries | Registered representative | Apr 2026 (0y) | ||
| Zakary Wayne Bryant | Registered representative | Apr 2026 (0y) | ||
| Latasia Mantoria Ingram | Registered representative | Apr 2026 (0y) | ||
| Michael Aaron Rothstein | Registered representative | Apr 2026 (0y) | ||
| Simon Mahonri Abegg | Registered representative | CFP | Apr 2026 (0y) | |
| Benjamin Dominic Mc Guire | Registered representative | Apr 2026 (0y) | ||
| Hanna Elizabeth Bertrand | Registered representative | Apr 2026 (0y) | ||
| Zhi Martinez | Registered representative | CFP | Apr 2026 (0y) | |
| Brian Anotnio Reichenbach Leite | Registered representative | Apr 2026 (0y) | ||
| Damion Patrick Brown | Registered representative | Apr 2026 (0y) | ||
| Patrick Felice Broderick | Registered representative | Apr 2026 (0y) | ||
| Samuel Wesley Moran | Registered representative | Apr 2026 (0y) | ||
| Charles Ashley Girling | Registered representative | Apr 2026 (0y) | ||
| Joseph Albert Reyes | Registered representative | Apr 2026 (0y) | ||
| Dexter Francis De La Rosa | Registered representative | Apr 2026 (0y) | ||
| Jinfu Yang | Registered representative | Apr 2026 (0y) | ||
| Megan Elizabeth Wager | Registered representative | CFP | Apr 2026 (0y) | |
| Nikolas Aron Cash | Registered representative | Apr 2026 (0y) | ||
| Samuel Andrew Pleasant Cress | Registered representative | Apr 2026 (0y) | ||
| Alejandro Castillo | Registered representative | Apr 2026 (0y) | ||
| Beyene Kidane Misikir | Registered representative | Apr 2026 (0y) | ||
| Lauren Amber Ingram | Registered representative | Apr 2026 (0y) | ||
| Ryan John Moore | Registered representative | Apr 2026 (0y) | ||
| Daniele George Madanat | Registered representative | Chartered Financial Consultant | Apr 2026 (0y) | |
| Peter Scott Mcchesney | Registered representative | Apr 2026 (0y) | ||
| Christopher Michael Berardi | Registered representative | Apr 2026 (0y) | ||
| Dorin Mircea Micula | Registered representative | Apr 2026 (0y) | ||
| Ethan Wallace Early | Registered representative | Apr 2026 (0y) | ||
| Anthony Steven Bonvissuto | Registered representative | Apr 2026 (0y) | ||
| Bryan Brett Brown | Registered representative | Apr 2026 (0y) | ||
| Justin Michaux Foxx | Registered representative | Apr 2026 (0y) | ||
| John Melendrez Flores | Registered representative | Apr 2026 (0y) | ||
| Keaton Graham Anderson | Registered representative | Apr 2026 (0y) | ||
| Kyle Adam Hagemeier | Registered representative | Apr 2026 (0y) | ||
| Matthew Thomas Shirley | Registered representative | CFP | Apr 2026 (0y) | |
| Ariel Evon Murchison | Registered representative | Apr 2026 (0y) | ||
| David Antonio Ruiz | Registered representative | Apr 2026 (0y) | ||
| Jake Dillon Abraham Slomiak | Registered representative | Apr 2026 (0y) | ||
| Martin Eugene Thornbrew | Registered representative | CFP | Apr 2026 (0y) | |
| Jacob Anthony Tipoff | Registered representative | Apr 2026 (0y) | ||
| Osher Saboni | Registered representative | May 2026 (0y) | ||
| Stephen Peter Valverde | Registered representative | May 2026 (0y) | ||
| Carleigh Elizabeth Conners | Registered representative | May 2026 (0y) | ||
| Gustavo Angel Giron Andreu | Registered representative | May 2026 (0y) | ||
| Keith David Sojak | Registered representative | May 2026 (0y) | ||
| Matthew Daniel Bake | Registered representative | May 2026 (0y) | ||
| Sofia Estimable Charles | Registered representative | May 2026 (0y) | ||
| Artesian Marquis Young | Registered representative | May 2026 (0y) | ||
| Brenda Jean Belfiglio | Registered representative | May 2026 (0y) | ||
| Carmen Leonard Sinker | Registered representative | May 2026 (0y) | ||
| Joseph John Adams | Registered representative | May 2026 (0y) | ||
| Nisha Sharma | Registered representative | May 2026 (0y) | ||
| Ryan Daniel Peterson | Registered representative | May 2026 (0y) | ||
| Berkay Basaran | Registered representative | May 2026 (0y) | ||
| James Joseph Silvano | Registered representative | May 2026 (0y) | ||
| Joshua Aric Weakland | Registered representative | May 2026 (0y) | ||
| Sebastian Alexander Serrano Santos | Registered representative | May 2026 (0y) | ||
| Taneya Lashay Williams | Registered representative | May 2026 (0y) | ||
| Victor Carvalho De Melo | Registered representative | May 2026 (0y) | ||
| Adib Rezaei Dashti | Registered representative | May 2026 (0y) | ||
| Trevor Lee Scott | Registered representative | May 2026 (0y) | ||
| Diego Alejandro Ferradas | Registered representative | May 2026 (0y) | ||
| George Miller Ramsey | Registered representative | May 2026 (0y) | ||
| Luis Humberto Recio | Registered representative | May 2026 (0y) | ||
| Gianmarco Connolly Giannini | Registered representative | May 2026 (0y) | ||
| John Joseph Murtaugh | Registered representative | May 2026 (0y) | ||
| Christian Daniel Lenahan | Registered representative | May 2026 (0y) | ||
| Juan Antonio Quiroz Lopez | Registered representative | May 2026 (0y) | ||
| Lakisha Martesa Ashford | Registered representative | May 2026 (0y) | ||
| Morgan Ashleigh Acker | Registered representative | May 2026 (0y) | ||
| Hannah Louise Collins | Registered representative | May 2026 (0y) | ||
| Konrad Robert William Osa | Registered representative | CFP | May 2026 (0y) | |
| Trinity Alexis Shorter | Registered representative | May 2026 (0y) | ||
| Adam Williams Chirhart | Registered representative | May 2026 (0y) | ||
| Christopher Brian Rowan | Registered representative | May 2026 (0y) | ||
| Freddie Latron Broadway | Registered representative | May 2026 (0y) | ||
| Hunter James Daskalos | Registered representative | May 2026 (0y) | ||
| Jose Ricardo Benavides | Registered representative | May 2026 (0y) | ||
| Joshua Lorenzo Newett | Registered representative | May 2026 (0y) | ||
| Jorge Antonio Guzman | Registered representative | May 2026 (0y) | ||
| Cameron Clay Dale Rhodes | Registered representative | May 2026 (0y) | ||
| Daniel Martinez | Registered representative | May 2026 (0y) | ||
| Elaine Vanessa Fernandes Muandumba | Registered representative | May 2026 (0y) | ||
| Gregorio Sebastian Acevedo Gonzalez | Registered representative | May 2026 (0y) | ||
| Michael Stephen Levay | Registered representative | May 2026 (0y) | ||
| Robert Raymond Roberti | Registered representative | May 2026 (0y) | ||
| Sm Faizul Azim Omi | Registered representative | May 2026 (0y) | ||
| William Torres | Registered representative | May 2026 (0y) | ||
| Courtney Lynn Goodwin | Registered representative | CFP | May 2026 (0y) | |
| Joshua Aryeh Druz | Registered representative | May 2026 (0y) | ||
| Kapongo Dale Mbambi | Registered representative | May 2026 (0y) | ||
| Michael Sylvester Rodriguez | Registered representative | CFP | May 2026 (0y) | |
| Christanoelle Nangatieh Ume | Registered representative | May 2026 (0y) | ||
| Clare Kathleen Monte | Registered representative | May 2026 (0y) | ||
| Abigail Leigh Bremel | Registered representative | Jun 2026 (0y) | ||
| Adrian Sanchez | Registered representative | Jun 2026 (0y) | ||
| James Joseph Kelly | Registered representative | Jun 2026 (0y) | ||
| Joseph Thomas Diverniero | Registered representative | Jun 2026 (0y) | ||
| Lora Lynn Leavenworth | Registered representative | Jun 2026 (0y) | ||
| Tyler Adam Park | Registered representative | Jun 2026 (0y) | ||
| Erik Stefan Thunberg | Registered representative | Jun 2026 (0y) | ||
| Paul Monroe Riley | Registered representative | Jun 2026 (0y) | ||
| Peter Wataru Miller | Registered representative | Jun 2026 (0y) | ||
| Timol Le Moyne Liggans | Registered representative | Jun 2026 (0y) | ||
| Anmol Katyal | Registered representative | Jun 2026 (0y) | ||
| Bing Liu | Registered representative | Jun 2026 (0y) | ||
| Blake Edward Mathews | Registered representative | Jun 2026 (0y) | ||
| Elizabeth Ann Findeison | Registered representative | Jun 2026 (0y) | ||
| Joseph James Morrison | Registered representative | CFA | Jun 2026 (0y) | |
| Mitchell Peter Mandt | Registered representative | Jun 2026 (0y) | ||
| Benjamin Grant Krauth | Registered representative | CFP | Jun 2026 (0y) | |
| Ryan Oneil Marsh | Registered representative | Jun 2026 (0y) | ||
| Tierra Leighann Hulsey | Registered representative | Jun 2026 (0y) | ||
| Trinidad Salinas | Registered representative | Jun 2026 (0y) | ||
| Gian David Slowik | Registered representative | Jun 2026 (0y) | ||
| Marvin Eduardo Gonzalez | Registered representative | Jun 2026 (0y) | ||
| James Albert Bacani | Registered representative | Jun 2026 (0y) | ||
| L'shauna Evelyn Whitaker | Registered representative | Jun 2026 (0y) | ||
| Aaron Ali Shalwani | Registered representative | Jun 2026 (0y) | ||
| David Joseph Simpson | Registered representative | Jun 2026 (0y) | ||
| Vanessa Vinyonne Atkins | Registered representative | Jun 2026 (0y) | ||
| Joseph Medawar Rodarte | Registered representative | Jun 2026 (0y) | ||
| Roman Gonzalez | Registered representative | Jun 2026 (0y) | ||
| Guy Rene Mondjii | Registered representative | Jun 2026 (0y) | ||
| Michael Andrew Roeder | Registered representative | Jun 2026 (0y) | ||
| Robert Ervin Williams | Registered representative | Jun 2026 (0y) | ||
| Eric Tran | Registered representative | Jun 2026 (0y) | ||
| Lakeith Decody Bradford | Registered representative | Jun 2026 (0y) | ||
| Randall James Murray | Registered representative | Jun 2026 (0y) | ||
| Samuel Colton Donathan | Registered representative | Jun 2026 (0y) | ||
| Angela Kay Janzen | Registered representative | Jun 2026 (0y) | ||
| Ashlyn Collier Larson | Registered representative | Jun 2026 (0y) | ||
| Jordan Edward Kuntzelman | Registered representative | Jun 2026 (0y) | ||
| Joseph Leland Mcmanus | Registered representative | Jun 2026 (0y) | ||
| Kenneth Christopher Zdziarski | Registered representative | Jun 2026 (0y) | ||
| Kaleb Fitzgerald Pitts | Registered representative | Jun 2026 (0y) | ||
| Sean Patrick O Donnell | Registered representative | Jun 2026 (0y) | ||
| Lance David Perry | Registered representative | Jun 2026 (0y) | ||
| Evan James Walker | Registered representative | Jun 2026 (0y) | ||
| Andrea Riley Walser | Registered representative | Jun 2026 (0y) | ||
| Druv Sardana | Registered representative | CFP | Jun 2026 (0y) | |
| Lily Sedona Anderson | Registered representative | CFP | Jun 2026 (0y) | |
| Neil Patrick Matthews | Registered representative | Jun 2026 (0y) | ||
| Joseph William Mcmaster | Registered representative | Jun 2026 (0y) | ||
| Edward Eyong Tambe Ebot | Registered representative | Jun 2026 (0y) | ||
| Kiana Frost Andrews | Registered representative | Jun 2026 (0y) | ||
| Michael Anthony Lager | Registered representative | Jun 2026 (0y) | ||
| Timothy John Wieland | Registered representative | Jun 2026 (0y) | ||
| William Lucius Consolino | Registered representative | Jun 2026 (0y) | ||
| Jamaryl Antoine Mcdowell | Registered representative | Jun 2026 (0y) | ||
| Andrew Jacob Gomez | Registered representative | Jul 2026 (0y) | ||
| Brent Casey Thompson | Registered representative | CFP | Jul 2026 (0y) | |
| Cameron Francis Flowers | Registered representative | Jul 2026 (0y) | ||
| Rurik Gabriel Alconaba | Registered representative | Jul 2026 (0y) | ||
| Todd Edward Dunlap | Registered representative | Jul 2026 (0y) | ||
| Abby Nicole Smith | Registered representative | Jul 2026 (0y) | ||
| Brandon Jeremiah Hawkins | Registered representative | Jul 2026 (0y) | ||
| Edward James Blanchard | Registered representative | Jul 2026 (0y) | ||
| Grayson Lane Matthews | Registered representative | Jul 2026 (0y) | ||
| Vladislav Michael Glouchkov | Registered representative | Jul 2026 (0y) | ||
| Connor Maclean King | Registered representative | Jul 2026 (0y) | ||
| George Edward Adams | Registered representative | Jul 2026 (0y) | ||
| Hannah Catherine Lafaye Vann | Registered representative | Jul 2026 (0y) | ||
| Jordan David Johnston | Registered representative | Jul 2026 (0y) | ||
| Mario Do Carmo Silva | Registered representative | Jul 2026 (0y) | ||
| Wesley Allison Mitchell | Registered representative | Jul 2026 (0y) | ||
| Burton David Feld | Registered representative | Jul 2026 (0y) | ||
| Cooper Wayne Johnson | Registered representative | Jul 2026 (0y) | ||
| Jeffrey Carter Sauer | Registered representative | Jul 2026 (0y) | ||
| Karson Jay Petrie | Registered representative | Jul 2026 (0y) | ||
| Stacy Ann Latasha Spencer | Registered representative | Jul 2026 (0y) | ||
| Clayborn Paul Mcclinton | Registered representative | Jul 2026 (0y) | ||
| Curtis Allen Skousen | Registered representative | Jul 2026 (0y) | ||
| Russell Matthew Winchester | Registered representative | Jul 2026 (0y) | ||
| Stephen Nigel Cudjoe | Registered representative | Jul 2026 (0y) | ||
| Damien Amahal Watson | Registered representative | Jul 2026 (0y) | ||
| Dylan Lee Shaw | Registered representative | Jul 2026 (0y) | ||
| Justin Rui Zhong | Registered representative | Jul 2026 (0y) | ||
| Kevin Robert Kessler | Registered representative | Jul 2026 (0y) | ||
| Andrew Michael Mcavoy | Registered representative | Jul 2026 (0y) | ||
| Harrison Cole Williams | Registered representative | Jul 2026 (0y) | ||
| Trevor Jackson Brockwell | Registered representative | Jul 2026 (0y) | ||
| Meghan Conlen Walsh | Registered representative | Jul 2026 (0y) | ||
| Rong Xue | Registered representative | Jul 2026 (0y) | ||
| Trung Thanh Ngo | Registered representative | Jul 2026 (0y) | ||
| Catherine Elizabeth Esparza | Registered representative | Jul 2026 (0y) | ||
| China Lee Leonard | Registered representative | Jul 2026 (0y) | ||
| Logan Daniel Murphy | Registered representative | Jul 2026 (0y) | ||
| Mark William Rizvi | Registered representative | Jul 2026 (0y) | ||
| Marissa Nicole Mycek | Registered representative | Jul 2026 (0y) | ||
| Amanda Kristin Colon | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Goliath, Inc, A Wholly Owned Subsidiary Of The Vanguard Group Inc | Stockholder | Jun 1995 | A | 75% or more |
| The Vanguard Group, Inc. | Stockholder | Jun 1995 | B | 75% or more of Goliath, Inc (indirect) |
| Vanguard Index Funds | Stockholder | Aug 1976 | B | 25% – 50% of The Vanguard Group, Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Idaho National Laboratory Employee Investment Plan | Battelle Energy Alliance, Llc And Idaho Environmental Coalition, Llc | 6,578 | $2.5B | 10/01/2024 |
| The Graycor Affiliates Profit Sharing & Employees' Salary Contribution Plan | Graycor Services L.L.C. | 240 | $88.5M | 10/01/2024 |
| Gordon Food Service, Inc. Profit Sharing Plan | Gordon Food Service, Inc. | 13,985 | $2.8B | 10/01/2024 |
| Kimball International, Inc. Retirement Plan | Kimball International, Inc. | 0 | $0 | 07/01/2024 |
| Just Born, Inc. Savings And Investment Plan (Salaried) | Just Born, Inc. | 164 | $62.1M | 07/01/2024 |
| Just Born, Inc. Savings & Investment Plan (Hourly) | Just Born, Inc. | 443 | $27.7M | 07/01/2024 |
| Battelle Employees' Savings Plan | Battelle Memorial Institute | 8,537 | $3.4B | 07/01/2024 |
| Boys Republic Pension Plan Trust | Boys Republic | 186 | $50.0M | 07/01/2024 |
| Dtts Profit Sharing Plan | Deloitte Touche Tohmatsu Services, Llc | 115 | $193M | 06/01/2024 |
| Dtts 401 K Plan | Deloitte Touche Tohmatsu Services, Llc | 1,670 | $526M | 06/01/2024 |
| Plm Savings Plan | Pennsylvania Lumbermens Mutual Insurance Company | 166 | $46.4M | 05/01/2024 |
| Crowe Llp Retirement Plan | Crowe Llp | 4,840 | $1.3B | 04/01/2024 |
| New Century Energies, Inc. Employees' Savings And Stock Ownership Plan For Bargaining Unit Employees And Former Non Bargaining Unit Employee | Xcel Energy Inc. | 1,867 | $585M | 01/01/2024 |
| Xcel Energy 401(k) Savings Plan | Xcel Energy Inc. | 9,075 | $3.1B | 01/01/2024 |
| Nuclear Management Company, Llc Nmc Savings And Retirement Plan | Xcel Energy Inc. | 241 | $202M | 01/01/2024 |
| Incentive Savings And Investment Plan For Employees Of National Cargo Bureau, Inc. | National Cargo Bureau, Inc. | 104 | $34.2M | 01/01/2024 |
| Branded Entertainment Network 401(k) Savings Plan | Ben Group, Inc | 147 | $47.9M | 01/01/2024 |
| Quaker Houghton Retirement Savings Plan | Quaker Chemical Corporation | 1,185 | $264M | 01/01/2024 |
| Ibew Local 613 Defined Contribution Pension Plan | Trustees Of Ibew Local 613 Defined Contribution Pension Plan | 5,140 | $752M | 01/01/2024 |
| New Century Energies, Inc. Employee Investment Plan For Bargaining Unit Employees And Former Non Bargaining Unit Employees | Xcel Energy Inc. | 961 | $177M | 01/01/2024 |
| Perrigo Company Profit Sharing And Investment Plan | Perrigo Company | 4,775 | $1.0B | 01/01/2024 |
| Continental Grain Company Salaried Employees' Savings Plan | Continental Grain Company | 64 | $59.8M | 01/01/2024 |
| Geico 401(k) Savings Plan | Geico Corporation | 28,209 | $6.2B | 01/01/2024 |
| Ecovyst 401(k) Savings Plan | Ecovyst Catalyst Technologies, Llc | 756 | $259M | 01/01/2024 |
| The Nebraska Furniture Mart, Inc. Profit Sharing Plan | Nebraska Furniture Mart, Inc. | 4,640 | $400M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 6.65 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.E(2)
as of Dec 19, 2024
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO ESTABLISH AND MAINTAIN AN ADEQUATE SUPERVISORY SYSTEM, INCLUDING WRITTEN PROCEDURES, TO ENSURE THAT IT DISCLOSE UNSATISFIED JUDGMENTS AND LIENS OF REGISTERED REPRESENTATIVES ON UNIFORM APPLICATIONS FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER ("FORM U4S"), IN INSTANCES WHERR THE FIRMS' PAYROLL DEPARTMENT HAD NOTICE OF SUCH LIENS AND JUDGMENTS AS A RESULT OF GARNISHMENT ORDERS IT HAD RECEIVED. THE FINDINGS STATED THAT THE FIRM DID NOT HAVE ANY SUPERVISORY PROCEDURES IN PLACE TO ENSURE THAT THE PAYROLL DEPARTMENT NOTIFIED THE COMPLIANCE DEPARTMENT OF GARNISHMENTS, AND THE FIRM DID NOT REVIEW THE GARNISHMENTS TO DETERMINE WHETHER THEY TRIGGERED A REPORTABLE EVENT FOR REGISTERED REPRESENTATIVES. AS A RESULT, THE FIRM FAILED TO DISCLOSE OR TIMELY DISCLOSE UNSATISFIED JUDGMENTS AND LIENS OF WHICH IT HAD NOTICE BY REASON OF THE GARNISHMENT ORDERS. ALSO THE FIRM BECAME AWARE OF THE DEFICIENCY IN ITS SUPERVISORY SYSTEM AND VOLUNTARILY UNDERTOOK STEPS TO AMEND ITS WRITTEN SUPERVISORY PROCEDURES AND PUT A PROCESS IN PLACE FOR ITS PAYROLL DEPARTMENY TO NOTIFY ITS COMPLIANCE DEPARTMENT OF GARNISHMENT ORDERS. HOWEVER, THE FIRM FAILED TO PROPERLY IMPLEMENT THE AMENDED PROCEDURES. AS A RESULT, THE FIRM CONTINUED TO NOT DISCLOSE OR TIMELY DISCLOSE JUDGMENTS AND LIENS OF WHICH IT HAD RECEIVED NOTICE. IN TOTAL THE FIRM RECEIVED 80 GARNISHMENT ORDERS THAT TRIGGERED REPORTABLE EVENTS ON THE FORM U4. IT FAILED TO FILE AMENDMENTS TO ITS REGISTERED REPRESENTATIVES' FORM U4S FOR 60 OF THESE REPORTABLE EVENTS AND FAILED TO TIMELY FILE FORM U4 AMENDMENTS FOR 20 REPORTABLE EVENTS. Status: Final Sanction Detail: THE FIRM WAS CENSURED, FINED $350,000 AND REQUIRED TO RETAIN AN INDEPENDENT CONSULTANT TO REVIEW AND SUGGEST REVISIONS TO ITS POLICIES, PROCEDURES, AND INTERNAL CONTROLS RELATING TO REPORTING DISCLOSURES ON FORM U4S FOR ITS REGISTERED REPRESENTATIVES. FINE PAID IN FULL ON MARCH 23, 2015. Summary: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS OR FINDINGS, VMC (AFFILIATE) AGREED TO THE IMPOSITION OF A CENSURE, A FINE IN THE AMOUNT OF $350,000, THE PRODUCTION OF A VMC RETAINED INDEPENDENT CONSULTANT'S REPORT, AND THE CERTIFICATION OF VMC'S IMPLEMENTATION OF THE IMPROVEMENTS OUTLINED IN THE INDEPENDENT CONSULTANT'S REPORT. VMC'S LETTER OF ACCEPTANCE, WAIVER AND CONSENT WAS ACCEPTED BY FINRA ON 03/06/2015.
Regulatory · Item 11.D(2), 11.D(4)
as of Dec 19, 2024
Allegations: FROM FEBRUARY 2017 UNTIL DECEMBER 2017, VANGUARD ADVISERS, INC., DUE TO ADMINISTRATIVE ERROR, EMPLOYED AN INVESTMENT ADVISER REPRESENTATIVE WHO, ALTHOUGH REGISTERED AS AN INVESTMENT ADVISER REPRESENTATIVE IN ARIZONA, WAS NOT REGISTERED AS AN INVESTMENT ADVISER REPRESENTATIVE IN PENNSYLVANIA. Status: Final Sanction Detail: AN ADMINISTRATIVE ASSESSMENT OF $23,480 WAS LEVIED AGAINST VAI. PAYMENT WAS MADE JANUARY 9, 2018. Summary: AN INVESTMENT ADVISER REPRESENTATIVE ("IAR") CHANGED HIS PERSONAL RESIDENCE FROM ARIZONA TO PENNSYLVANIA. AS A RESULT OF AN ADMINISTRATIVE ERROR, VANGUARD ADVISERS, INC. DID NOT IMMEDIATELY UPDATE HIS REGISTRATION TO REFLECT PENNSYLVANIA AS HIS NEW PLACE OF EMPLOYMENT. VANGUARD ADVISERS, INC. SELF IDENTIFIED THE ISSUE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Vanguard Marketing Corporation $256B (74% of AUM) Jul 2026
- Vanguard Fiduciary Trust Company $73.7B (21% of AUM) Jul 2026
- The Vanguard Group, Inc. $1.2B (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗