Wellington Management Company Llp
- Regulatory AUM
- $1.4T
- Discretionary
- $1.3T
- Clients
- 1,559
- Avg AUM / client
- $916M
- Accounts
- 1,559
- Employees
- 1,868
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 34 | $14.7B | 1.03% |
| Investment companies | 209 | $636B | 44.6% |
| Pooled investment vehicles (non-investment companies) | 408 | $327B | 22.9% |
| Pension and profit sharing plans | 172 | $65.7B | 4.6% |
| Charitable organizations | 74 | $18.6B | 1.3% |
| State or municipal government entities | 95 | $69.8B | 4.89% |
| Other investment advisers | 27 | $86.4B | 6.05% |
| Insurance companies | 452 | $145B | 10.2% |
| Sovereign wealth funds and foreign official institutions | 48 | $51.6B | 3.61% |
| Corporations and other businesses | 40 | $12.7B | 0.89% |
Private funds (82)
View all →Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $40.8B combined gross assets
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| University Of Manitoba EIN 986008078 | Canada | 03/31/2025 |
| American Journey Financial Life EIN 237131460 | Independence, OH | 12/31/2024 |
| Ltc Reinsurance Pcc EIN 820630879 | Washington, DC | 12/31/2024 |
| Vincent Memorial Hospital Foundation Inc EIN 046004286 | Boston, MA | 09/30/2024 |
| Chicago District Council Of Carpenters Welfare Fund EIN 362229735 | Chicago, IL | 06/30/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Konzal, Gregory, Scott | Head Of Legal, Americas | Aug 2019 (7y) | Less than 5% | |
| Klar, Stephen | President | Jan 2021 (6y) | Less than 5% | |
| Hynes, Jean, Marie | Chief Executive Officer | Jul 2021 (5y) | Less than 5% | |
| Murphy, Erin, Kimberly | Chief Financial Officer | May 2023 (3y) | Less than 5% | |
| Speede, Ihsan, K | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% | |
| Gregory Lance Williams | Registered representative | Jan 2014 (13y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wellington Investment Advisors Holdings Llp | Managing Partner | Jan 2015 | A | 75% or more |
| Wellington Management Group Llp | Managing Partner | May 2014 | B | ≈ 42.19% – 100% via Wellington Group Holdings Llp |
| Wellington Group Holdings Llp | Managing Partner | May 2014 | B | ≈ 56.25% – 100% via Wellington Investment Advisors Holdings Llp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Wellington Management Group Llp: 75% – 100% of Wellington Group Holdings Llp × 75% – 100% of Wellington Investment Advisors Holdings Llp × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Wellington Group Holdings Llp: 75% – 100% of Wellington Investment Advisors Holdings Llp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (82, $40.8B gross assets)
Top 25 of 82 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (54)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Food And Commercial Workers Local 1546 Pension Plan | Board Of Trustees Of United Food & Commercial Wkrs Local 1546 Pension | 4,533 | $217M | 09/01/2024 |
| Kansas City Cement Masons Pension Fund | Board Of Trustees Of Kansas City Cement Masons Pension Fund | 611 | $114M | 08/01/2024 |
| Kamehameha Schools Retirement Plan | Kamehameha Schools | 942 | $294M | 07/01/2024 |
| University Of Notre Dame Employees' Pension Plan | University Of Notre Dame Du Lac | 1,155 | $224M | 07/01/2024 |
| United Association National Pension Fund | B/O/T United Association National Pension Fund | 93,165 | $7.7B | 07/01/2024 |
| Nba Pension Plan For Coaches, Assistant Coaches And Trainers | National Basketball Association | 41 | $86.6M | 06/01/2024 |
| National Basketball Association Players' Pension Plan | Board Of Trustees Of Nba Players' Pension Plan | 525 | $725M | 02/02/2024 |
| Nokia Savings/401(k) Plan | Nokia Of America Corporation | 6,331 | $9.8B | 01/01/2024 |
| Hess Corporation Employees' Pension Plan | Hess Corporation | 1,520 | $1.9B | 01/01/2024 |
| American Express Retirement Savings Plan | American Express Company And Its Participating Subsidiaries | 25,049 | $9.1B | 01/01/2024 |
| Screen Actors Guild Producers Pension Plan | Board Of Trustees Screen Actors Guild Producers | 31,218 | $5.3B | 01/01/2024 |
| Kpmg Pension Plan | Kpmg Llp | 18,369 | $3.1B | 01/01/2024 |
| Retirement Security Plan | National Rural Electric Cooperative Association | 56,128 | $11.5B | 01/01/2024 |
| Retirement Plan For Employees Of Aetna Inc. | Aetna Inc. | 9,117 | $5.2B | 01/01/2024 |
| The Citigroup Pension Plan | Citigroup Inc. | 14,217 | $10.0B | 01/01/2024 |
| Csx Corporation 401(k) Plan | Csx Corporation | 3,385 | $1.5B | 01/01/2024 |
| Csx Corporation Capital Builder Plan | Csx Corporation | 19,459 | $1.5B | 01/01/2024 |
| Ricoh Family Group Pension Equity Plan | Ricoh Usa, Inc. | 1,003 | $157M | 01/01/2024 |
| Gannett Retirement Plan | Gannett Media Corp. | 957 | $864M | 01/01/2024 |
| Raley's Pension Plan | Raley's | 457 | $321M | 01/01/2024 |
| Cargill, Inc. And Associated Companies Pension Plan For Union Represented Hourly Wage Employees | Cargill, Incorporated | 0 | $396M | 01/01/2024 |
| Siemens Pension Plan | Siemens Corporation | 3,620 | $1.4B | 01/01/2024 |
| Construction Laborers Pension Trust Fund For Southern California | Board Of Trustees,Construction Laborers Pension Trust For Southern Cal | 25,831 | $3.7B | 01/01/2024 |
| Cargill, Inc. And Associated Companies Salaried Employees Pension Plan | Cargill, Incorporated | 2,989 | $2.0B | 01/01/2024 |
| Cargill, Inc And Assoc. Co's Pension Plan For Production Employees | Cargill, Incorporated | 2,853 | $598M | 01/01/2024 |
Top 25 of 54 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (5)
| Organization | Type | Assets | As of |
|---|---|---|---|
| University Of Manitoba | Public charity | $2.4B | 03/31/2025 |
| American Journey Financial Life | Public charity | $221M | 12/31/2024 |
| Ltc Reinsurance Pcc | Public charity | $319M | 12/31/2024 |
| Vincent Memorial Hospital Foundation Inc | Public charity | $36.8M | 09/30/2024 |
| Chicago District Council Of Carpenters Welfare Fund | Public charity | $922M | 06/30/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 19.9 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE SWEDISH FINANCIAL REGULATORY AUTHORITY ALLEGED THAT WELLINGTON HAD NOT FILED, WITHIN THE SPECIFIED TIME PERIOD, A REPORT REGARDING A NET SHORT POSITION HELD IN A SWEDISH SECURITY. Status: Final Sanction Detail: THE AMOUNT OF PENALTY FEE WAS SEK 8,700 (APPROXIMATELY USD $1,000). Summary: WELLINGTON WAS ASSESSED A PENALTY FEE IN FULL DISPOSITION OF THE MATTER. THERE WERE NO ADDITIONAL CONDITIONS IMPOSED.
Allegations: THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY ("BAFIN") SANCTIONED WELLINGTON MANAGEMENT IN RELATION TO THREE INDIVIDUAL ADMINISTRATIVE BREACHES OF LARGE SHAREHOLDER DISCLOSURE REQUIREMENTS. THE BREACHES RELATE TO EVENTS WHICH OCCURRED IN 2016, 2018 AND 2019 RESPECTIVELY. Status: Final Sanction Detail: THE AMOUNT OF THE ADMINISTRATIVE CHARGE WAS EUR 165,000 Summary: WE CONSENTED TO THE FINE IN FULL SETTLEMENT OF THE MATTER. THERE WERE NO ADDITIONAL CONDITIONS IMPOSED.
Allegations: THE FDF ALLEGED THAT WELLINGTON HAD NOT FILED, WITHIN THE SPECIFIED TIME PERIOD, REPORTS THAT ITS COLLECTIVE OWNERSHIP OF A SWISS SECURITY CROSSED AN OWNERSHIP THRESHOLD. Status: Final Sanction Detail: THE AMOUNT OF THE SETTLEMENT WAS CHF7,000 (APPROXIMATELY USD7,000.) Summary: WE CONSENTED TO THE FINE IN FULL SETTLEMENT OF THE MATTER. THERE WERE NO ADDITIONAL CONDITIONS IMPOSED.
Allegations: THE FDF ALLEGED THAT WELLINGTON HAD NOT PROVIDED AN ADDITIONAL TABLE THAT PROVIDES A BREAKDOWN OF SHARES AMONG OUR CLIENT ACCOUNTS WITH SIX LARGE SHAREHOLDER DISCLOSURE FILINGS MADE IN 2016 AND 2017 IN ACCORDANCE WITH ART. 151 IN RELATION WITH ART. 120 OF THE FEDERAL ACT ON FINANCIAL MARKET INFRASTRUCTURES AND MARKET CONDUCT IN SECURITIES AND DERIVATIVES TRADING (FINMIA; SR 958.1). THE OMISSION WAS UNCOVERED BY WELLINGTON AND SELF-DISCLOSED TO THE REGULATOR IN 2017. WHILE THE SHARES HELD BY WELLINGTON MANAGEMENT GROUP LLP WERE PROPERLY DISCLOSED, WELLINGTON DID NOT INCLUDE A BREAKDOWN OF SHARES HELD AMONG OUR ACCOUNTS AS REQUIRED UNDER THE REGULATION. Status: Final Sanction Detail: THE AMOUNT OF THE SETTLEMENT WAS CHF 31,550 (APPROXIMATELY USD 35,500) Summary: WELLINGTON CONSENTED TO THE FINE IN FULL SETTLEMENT OF THE MATTER. THERE WERE NO ADDITIONAL CONDITIONS IMPOSED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $125B (9% of AUM) Jul 2026
- BNY Mellon $93.0B (7% of AUM) Jul 2026
- Northern Trust $82.3B (6% of AUM) Jul 2026
- J.P. Morgan $56.4B (4% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗