Schroder Investment Management North America Ltd
- Regulatory AUM
- $82.5B
- Discretionary
- $80.7B
- Clients
- 111
- Avg AUM / client
- $744M
- Accounts
- 111
- Employees
- 300
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | 2 | $47.7M | 0.06% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Investment companies | 60 | $55.8B | 67.6% |
| Pooled investment vehicles (non-investment companies) | 15 | $9.1B | 11.0% |
| Pension and profit sharing plans | 7 | $1.8B | 2.13% |
| Charitable organizations | 1 | $113M | 0.14% |
| State or municipal government entities | 16 | $11.8B | 14.3% |
| Other investment advisers | 4 | $1.8B | 2.22% |
| Insurance companies | 2 | $533M | 0.65% |
| Sovereign wealth funds and foreign official institutions | 3 | $1.5B | 1.86% |
| Corporations and other businesses | 1 | $53.7M | 0.07% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chislett, Paul, James | Director | Oct 2012 (14y) | Less than 5% | |
| Taylor, Christopher, Neil | Director | Oct 2016 (10y) | Less than 5% | |
| Roy, Ruchira | Chief Compliance Officer | Dec 2019 (7y) | Less than 5% | |
| Moscow, Andrew, Lewis | Director | Jan 2020 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schroder Investment Management Ltd. | Direct Shareholder | May 1989 | A | 75% or more |
| Schroder Administration Limited | Shareholder | Jul 2017 | B | ≈ 42.19% – 100% via Schroder International Holdings Limited |
| Schroders Plc | Shareholder | Jun 2004 | B | ≈ 31.64% – 100% via Schroder Administration Limited |
| Schroder International Holdings Limited | Shareholder | Jul 2017 | B | ≈ 56.25% – 100% via Schroder Investment Management Ltd. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Schroder Administration Limited: 75% – 100% of Schroder International Holdings Limited × 75% – 100% of Schroder Investment Management Ltd. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Schroders Plc: 75% – 100% of Schroder Administration Limited × 75% – 100% of Schroder International Holdings Limited × 75% – 100% of Schroder Investment Management Ltd. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Schroder International Holdings Limited: 75% – 100% of Schroder Investment Management Ltd. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS REQUIRED BY BUNDESANSTALT FÜR FINANZDIENSTLEISTUNGSAUFSICHT Status: Final Sanction Detail: FINE WAS IMPOSED ON SIM LTD IN THE AMOUNT OF $59,441 USD. AMOUNT PAID IN FULL ON 9/16/2010. Summary: THE MATTER HAS BEEN SETTLED AND THE FINE HAS BEEN PAID.
Allegations: TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS REQUIRED BY HELLENIC REPUBLIC CAPITAL MARKET COMMISSION. Status: Final Sanction Detail: THE ISSUE HAS NOW BEEN RESOLVED AND A FINE AGREED BUT NOT PAID DUE TO THE REGULATOR NOT BEING ABLE TO FACILITATE PAYEMENT. Summary: THE ISSUE HAS NOW BEEN RESOLVED AND A FINE AGREED BUT NOT PAID DUE TO THE REGULATOR NOT BEING ABLE TO FACILITATE PAYEMENT. THIS IS ON THE ADV FORM UNDER A SEPARATE ENTITY
Allegations: TECHNICAL BREACH OF SHAREHOLDER DISCLOSURE OBLIGATIONS AS DEFINED BY THE COMMISSIONE NAZIONALE PER LE SOCIETÀ E LA BORSA Status: Final Sanction Detail: FINE HAS BEEN PAID Summary: THE MATTER HAS BEEN SETTLED AND THE FINE HAS BEEN PAID
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $5.9B (7% of AUM) Mar 2026
- BNY Mellon $4.9B (6% of AUM) Mar 2026
- Northern Trust $3.3B (4% of AUM) Mar 2026
- Cibc Mellon Trust Company $1.8B (4% of AUM) Apr 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗