International Assets Advisory, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 3
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Atlanta Dental Supply Company Employees Retirement Plan And Trust Atlanta Dental Supply Company | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cofrancesco, Edward Richard | Ceo / President | Apr 2008 (18y) | Less than 5% | |
| Ann Katherine Moore | Chief Business Development Officer | Jun 2014 (12y) | Less than 5% | |
| Myra Pearle Nicholson | Chief Legal Officer, Chief Risk Officer | Dec 2017 (9y) | Less than 5% | |
| Richard Weiss | Chief Compliance Officer, Chief Aml Cco | Jan 2018 (9y) | Less than 5% | |
| David S Weinberger | Registered Options Principal / Chief Financial Officer / Chief Regulatory Officer | Jan 2020 (7y) | Less than 5% | |
| Matthew Edward Lampman | Executive Vice President/Chief Operating Officer | Jan 2020 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pecunia Management, Llc | Owner | Nov 2006 | A | 75% or more |
| Iaa Investment Holdings, Llc | Member | Feb 2023 | B | ≈ 56.25% – 100% via Pecunia Management, Llc |
| Ria Holding Company, Llc | Member | Feb 2023 | B | ≈ 42.19% – 100% via Iaa Investment Holdings, Llc |
| Richard Desich Irrevocable 2005 South Dakota Trust Fbo Of Jeffrey Desich And Richard A. Desich | Member | Feb 2023 | B | 75% or more of Ria Holding Company Llc (indirect) |
| South Dakota Trust Company, Llc | Trustee | Feb 2023 | B | GP / trustee / elected manager of Richard Desich Irrevocable 2005 South Dakota Trust Fbo Of Jeffrey Desich And Richard A. Desich (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Iaa Investment Holdings, Llc: 75% – 100% of Pecunia Management, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Ria Holding Company, Llc: 75% – 100% of Iaa Investment Holdings, Llc × 75% – 100% of Pecunia Management, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Atlanta Dental Supply Company Employees Retirement Plan And Trust | Atlanta Dental Supply Company | 185 | $18.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.58 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CONTENT OF SALES LITERATURE VIOLATED ARTICLE III, SECTIONS 1 AND 35, FAILURE TO FILE ONE PIECE OF SALES LITERATURE, FAILURE TO REGISTER ADMINISTRATIVE PERSONNEL, IMPROPER HANDLING OF CUSTOMER FUNDS AND BOOKS AND RECORDS VIOLATIONS. Status: Final Sanction Detail: TOTAL JOINT AND SEVERAL FINE AGAINST APPLICANT WAS $15,500. PAID JUNE, 1992.
Allegations: REPORTING VIOLATIONS TO THE AUTOMATED CONFIRMATION TRANSACTION SRVICE ("ACT"). Status: Final Sanction Detail: FINE OF $7500.00 PAID DECEMBER 3, 1999.
Allegations: EFFECTED AS PRINCIPAL FOR ITS OWN ACCOUNT OVER-THE-COUNTER SALES OF CORPORATE SECURITIES TO PUBLIC CUSTOMERS AT PRICES WHICH WERE NOT FAIR. Status: Final Sanction Detail: $2,000 FINE PAID 7/11/88
Allegations: REPORTING VIOLATIONS TO THE AUTOMATED CONFIRMATION TRANSACTION SERVICE Status: Final Sanction Detail: FINE OF $5,000.00 PAID 5/25/00.
Allegations: IAA FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A REASONABLY DESIGNED SUPERVISORY SYSTEM AND WSPS REGARDING NT-ETPS Status: Final Sanction Detail: $30,000 FINE PAID BY FIRM 12/03/2019 AND RESTITUTION IN THE AMOUNT OF $92,805.13 PLUS INTEREST
Allegations: FAILURE TO TRANSMIT EXECUTION REPORTS THROUGH ACT WITHIN 90 SECONDS AFTER EXECUTION AND, IN SOME INSTANCES, FAILURE TO MARK THE REPORTS AS LATE. Status: Final Sanction Detail: $10000.00 FINE PAID ON JANUARY 3, 2001.
Allegations: APPLICANT FAILED TO FULLY RESPOND TO CERTAIN ADMINISTRATIVE REQUESTS. Status: Final Sanction Detail: ADMINISTRATIVE FINE PAID AUGUST, 1994 Summary: APPLICANT INADVERTENTLY FAILED TO PROVIDE CERTAIN INFORMATION REQUESTED BY THE STATE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗