Federated Global Investment Management Corp.
SEC-registered
Mutual Fund / Asset Manager · Large ($10B–$100B)
CRD 106277
· SEC file 801-49470
· New York, NY
· WWW.FACEBOOK.COM
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ADV data as of Jul 15, 2026
- Regulatory AUM
- $14.1B
- Discretionary
- $14.1B
- Clients
- 83
- Avg AUM / client
- $170M
- Accounts
- 83
- Employees
- 39
AUM over time
$7.7B
$30.2B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 45 | $10.3M | 0.07% |
| High net worth individuals | 11 | $12.6M | 0.09% |
| Investment companies | 13 | $12.4B | 87.8% |
| Pooled investment vehicles (non-investment companies) | 4 | $866M | 6.15% |
| Pension and profit sharing plans | 5 | $635M | 4.51% |
| Charitable organizations | 1 | $925K | 0.01% |
| Corporations and other businesses | 4 | $193M | 1.37% |
People (211)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donahue, John, Christopher | Director, Chairman | May 1995 (31y) | Less than 5% | |
| Donahue, Thomas, Robert | Director, Treasurer | May 1995 (31y) | Less than 5% | |
| Bonnewell, George, Andrew | Vice President, Secretary | Mar 1999 (27y) | Less than 5% | |
| Auth, Stephen, Frank | Evp, Cio Equity | Apr 2000 (26y) | Less than 5% | |
| John Basil Fisher | Director, President Ceo | Jan 2006 (21y) | Less than 5% | |
| Stephen Paul Van Meter | Chief Compliance Officer | Jul 2015 (11y) | Less than 5% | |
| Brian Sean Ronayne | Registered representative | May 2010 (16y) | ||
| Bruce Edward Hastings | Registered representative | May 2010 (16y) | ||
| David Albert Wasik | Registered representative | May 2010 (16y) | ||
| Diane Mcconaghy Robinson | Registered representative | May 2010 (16y) | ||
| Edwin James Brooks | Registered representative | May 2010 (16y) | ||
| James Edward Ostrowski | Registered representative | May 2010 (16y) | ||
| James Francis Getz | Registered representative | May 2010 (16y) | ||
| John Paul Liekar | Registered representative | May 2010 (16y) | ||
| John Robert Rush | Registered representative | May 2010 (16y) | ||
| Jonathan Brett Lipinski | Registered representative | May 2010 (16y) | ||
| Mark Benjamin Patsy | Registered representative | May 2010 (16y) | ||
| Mark Joseph Strubel | Registered representative | May 2010 (16y) | ||
| Nicholas Raymond Kemerer | Registered representative | May 2010 (16y) | ||
| Paul Adam Uhlman | Registered representative | May 2010 (16y) | ||
| Paul Jude Zuber | Registered representative | May 2010 (16y) | ||
| Peter Christopher Siconolfi | Registered representative | May 2010 (16y) | ||
| Peter William Eisenbrandt | Registered representative | May 2010 (16y) | ||
| Richard Collins Mihm | Registered representative | May 2010 (16y) | ||
| Scott Alan Holick | Registered representative | May 2010 (16y) | ||
| Scott Douglas Kavanagh | Registered representative | May 2010 (16y) | ||
| Scott James Charlton | Registered representative | May 2010 (16y) | ||
| Stephen James Costlow | Registered representative | May 2010 (16y) | ||
| Thomas Andrew Marik | Registered representative | May 2010 (16y) | ||
| Todd William Jones | Registered representative | May 2010 (16y) | ||
| Bryan Markham Burke | Registered representative | Jul 2010 (16y) | ||
| Damon Michael Clayton | Registered representative | Jan 2011 (16y) | ||
| Kenneth Collen Baber | Registered representative | Jan 2011 (16y) | ||
| Matthew Phillip Fitzgibbons | Registered representative | Jan 2011 (16y) | ||
| Paul Michael Buckwalter | Registered representative | Jan 2011 (16y) | ||
| Raisa Elizabeth Barkaloff | Registered representative | Jan 2011 (16y) | ||
| Scott Raymond Collette | Registered representative | Jan 2011 (16y) | ||
| Daniel Robert Wroble | Registered representative | Jan 2011 (16y) | ||
| Diane Marie Marzula | Registered representative | Jan 2011 (16y) | ||
| Scott Alan Vallina | Registered representative | Jan 2011 (16y) | ||
| Jack Custer Ebenreiter | Registered representative | Feb 2011 (15y) | ||
| Brendan Patrick Schutt | Registered representative | Oct 2011 (15y) | ||
| Charles Richard Ebbs | Registered representative | Jun 2012 (14y) | ||
| Albert John Anthony Devito | Registered representative | Oct 2012 (14y) | ||
| Stephen Chris Otto | Registered representative | Nov 2012 (14y) | ||
| Brendan Evan Butler | Registered representative | Apr 2014 (12y) | ||
| Michael Thomas Dimarsico | Registered representative | Jul 2014 (12y) | ||
| Alexander Carl Henry | Registered representative | Jan 2015 (12y) | ||
| Christopher David Berg | Registered representative | Mar 2015 (11y) | ||
| Lewis Chandler Williams | Registered representative | May 2015 (11y) | ||
| Theodore Edward Williams | Registered representative | Jul 2015 (11y) | ||
| Matthew James Litzinger | Registered representative | Jul 2015 (11y) | ||
| Mark Anton Flisek | Registered representative | Aug 2015 (11y) | ||
| Thomas Robert Brown | Registered representative | Sep 2015 (11y) | ||
| Timothy Horton Johnson | Registered representative | Nov 2015 (11y) | ||
| Jillian Michele Cochran | Registered representative | Apr 2016 (10y) | ||
| Ryan William Jones | Registered representative | CFA | Jun 2016 (10y) | |
| Kaitlyn Cecilia Ross | Registered representative | Sep 2016 (10y) | ||
| Anthony Zugec | Registered representative | Sep 2016 (10y) | ||
| Thomas Arthur Anzio | Registered representative | Oct 2016 (10y) | ||
| Patrick Dubbs Miley | Registered representative | Jan 2017 (10y) | ||
| Adina Ann Davis | Registered representative | Oct 2017 (9y) | ||
| Michael Daniel Klim | Registered representative | Jan 2018 (9y) | ||
| Maya Gorokhovskiy | Registered representative | Apr 2018 (8y) | ||
| Jeffrey Scott Fedan | Registered representative | Apr 2018 (8y) | ||
| Michael Wayne Koenig | Registered representative | May 2018 (8y) | ||
| Irving Frasia Anderson | Registered representative | Jun 2018 (8y) | ||
| Emory Lincoln Redd | Registered representative | Mar 2019 (7y) | ||
| John Charles Mosko | Registered representative | May 2019 (7y) | ||
| Heather West Froehlich | Registered representative | Nov 2019 (7y) | ||
| Devin Michael Rankin | Registered representative | Apr 2020 (6y) | ||
| Ian Richard Hastings | Registered representative | Jul 2020 (6y) | ||
| David Donald Gregoire | Registered representative | CFA | Nov 2020 (6y) | |
| Philip Lee Judson | Registered representative | Apr 2021 (5y) | ||
| John Stuart Larson | Registered representative | Jun 2021 (5y) | ||
| Christopher Dibartolomeo | Registered representative | Aug 2021 (5y) | ||
| Layne Michelle Freeman | Registered representative | Aug 2021 (5y) | ||
| Thor Christian Chandler | Registered representative | Aug 2021 (5y) | ||
| Anna Elizabeth Allwes | Registered representative | Aug 2021 (5y) | ||
| Brian Matthew Petnuch | Registered representative | Aug 2021 (5y) | ||
| Brian Patrick Adams | Registered representative | Aug 2021 (5y) | ||
| Brian Robert Willer | Registered representative | Aug 2021 (5y) | ||
| Daniel Gregory Berry | Registered representative | Aug 2021 (5y) | ||
| Daniel Roy Zsolcsak | Registered representative | Aug 2021 (5y) | ||
| David Francis Morgan | Registered representative | Aug 2021 (5y) | ||
| Dayna Leslie Haferkamp | Registered representative | Aug 2021 (5y) | ||
| Drew Haley | Registered representative | Aug 2021 (5y) | ||
| Erik Jakob Zettelmayer | Registered representative | Aug 2021 (5y) | ||
| Emma Lynn Field | Registered representative | Aug 2021 (5y) | ||
| Erik Robert Thornton | Registered representative | Aug 2021 (5y) | ||
| James Julian Wojciak | Registered representative | Aug 2021 (5y) | ||
| John Adolphus Staley | Registered representative | Aug 2021 (5y) | ||
| Jonathan Paul Sullivan | Registered representative | Aug 2021 (5y) | ||
| Justin Andrew Bard | Registered representative | Aug 2021 (5y) | ||
| Luke Vincent Picchi | Registered representative | Aug 2021 (5y) | ||
| Marc John Benacci | Registered representative | Aug 2021 (5y) | ||
| Matthew Eugene Osheskie | Registered representative | Aug 2021 (5y) | ||
| Matthew Robert Defilippo | Registered representative | Aug 2021 (5y) | ||
| Michael Patrick Wolff | Registered representative | Aug 2021 (5y) | ||
| Madeleine Ann Rees | Registered representative | Aug 2021 (5y) | ||
| Michael Christopher Layton | Registered representative | Aug 2021 (5y) | ||
| Morgan Elaine Scaife | Registered representative | Aug 2021 (5y) | ||
| Paul Jozsa Magan | Registered representative | Aug 2021 (5y) | ||
| Peter Francis Smith | Registered representative | Aug 2021 (5y) | ||
| Ryan Charles Murphy | Registered representative | Aug 2021 (5y) | ||
| Samuel Michael Mcgowen | Registered representative | Aug 2021 (5y) | ||
| Thomas Scott Schinabeck | Registered representative | CFA | Aug 2021 (5y) | |
| Thomas James Maciarello | Registered representative | Aug 2021 (5y) | ||
| Tonilynn Frazzini | Registered representative | Aug 2021 (5y) | ||
| Vincent Thomas Morrow | Registered representative | Aug 2021 (5y) | ||
| Littell Edward Wilson | Registered representative | Aug 2021 (5y) | ||
| Adam Michele Heurich | Registered representative | Aug 2021 (5y) | ||
| Alec Harry Neilly | Registered representative | Aug 2021 (5y) | ||
| Andrew Paul Larson | Registered representative | Aug 2021 (5y) | ||
| Bradley Wayne Smith | Registered representative | Aug 2021 (5y) | ||
| Brian Scott Mcinis | Registered representative | Aug 2021 (5y) | ||
| Casey Clarence Curtin | Registered representative | Aug 2021 (5y) | ||
| Catherine Maura Mc Gee | Registered representative | Aug 2021 (5y) | ||
| Christopher Paul Minton | Registered representative | Aug 2021 (5y) | ||
| Christopher T Koch | Registered representative | Aug 2021 (5y) | ||
| Christopher Thomas Davis | Registered representative | Aug 2021 (5y) | ||
| Caroline Elizabeth Kafafian | Registered representative | Aug 2021 (5y) | ||
| Daniel Patrick Casey | Registered representative | Aug 2021 (5y) | ||
| David Gary Dankmyer | Registered representative | Aug 2021 (5y) | ||
| David Michael Larrick | Registered representative | Aug 2021 (5y) | ||
| Edwin Cletus Koontz | Registered representative | Aug 2021 (5y) | ||
| Eugene William Mccourt | Registered representative | Aug 2021 (5y) | ||
| G Walter Whalen | Registered representative | Aug 2021 (5y) | ||
| George Matthew Hnaras | Registered representative | Aug 2021 (5y) | ||
| Gregory Stilianos Tzanoukakis | Registered representative | Aug 2021 (5y) | ||
| Jack Boyd Bohnet | Registered representative | Aug 2021 (5y) | ||
| Jacob Raymond Maddigan | Registered representative | Aug 2021 (5y) | ||
| James Sheridan Conely | Registered representative | Aug 2021 (5y) | ||
| Jane Broeren Lambesis | Registered representative | Aug 2021 (5y) | ||
| Jeffrey Scott Jones | Registered representative | Aug 2021 (5y) | ||
| Justin Edward Levy | Registered representative | CFP | Aug 2021 (5y) | |
| Justin Joseph Slomkowski | Registered representative | Aug 2021 (5y) | ||
| Jennifer Marie Weaver | Registered representative | Aug 2021 (5y) | ||
| Luke Anthony Raffa | Registered representative | Aug 2021 (5y) | ||
| Marcus Vincent Persichetti | Registered representative | Aug 2021 (5y) | ||
| Mark Carroll | Registered representative | Aug 2021 (5y) | ||
| Mark Joseph Murphy | Registered representative | Aug 2021 (5y) | ||
| Matthew Adam Boyle | Registered representative | Aug 2021 (5y) | ||
| Max Edward Recker | Registered representative | Aug 2021 (5y) | ||
| Michael Henry Liss | Registered representative | Aug 2021 (5y) | ||
| Neil Benjamin Apfelbaum | Registered representative | Aug 2021 (5y) | ||
| Patrick Michael Kelly | Registered representative | Aug 2021 (5y) | ||
| Richard Paul Paulson | Registered representative | Aug 2021 (5y) | ||
| Robert Howard Kern | Registered representative | Aug 2021 (5y) | ||
| Rodney Andrew Kehler | Registered representative | Aug 2021 (5y) | ||
| Shawn Everett Knutson | Registered representative | Aug 2021 (5y) | ||
| Theodore August Noethling | Registered representative | Aug 2021 (5y) | ||
| Victor Landon Harper | Registered representative | Aug 2021 (5y) | ||
| Joshua Nathaniel Wertkin | Registered representative | Mar 2022 (4y) | ||
| David James Brown | Registered representative | Mar 2022 (4y) | ||
| Ethan James Young | Registered representative | Mar 2022 (4y) | ||
| David Anthony Perez | Registered representative | Apr 2022 (4y) | ||
| Casey Patrick Garwig | Registered representative | May 2022 (4y) | ||
| Eric George Kramer | Registered representative | Aug 2022 (4y) | ||
| James Joseph Henry | Registered representative | Sep 2022 (4y) | ||
| Jessica Diane Kraisinger | Registered representative | Sep 2022 (4y) | ||
| Matthew Warren Koenig | Registered representative | Sep 2022 (4y) | ||
| William Ringen Gavett | Registered representative | Sep 2022 (4y) | ||
| Jared Matthew Orr | Registered representative | CFP | Oct 2022 (4y) | |
| Timothy Michael Halberg | Registered representative | May 2023 (3y) | ||
| Nathaniel Auldin Westfall | Registered representative | Jun 2023 (3y) | ||
| Frank Carl Senchak | Registered representative | CFA | Jun 2023 (3y) | |
| Jeffrey Michael Antonacci | Registered representative | CFA | Aug 2023 (3y) | |
| Colby Reese Anthony | Registered representative | Sep 2023 (3y) | ||
| Emily Christine Kavanagh | Registered representative | Oct 2023 (3y) | ||
| Gabriel Michael Dominick | Registered representative | Oct 2023 (3y) | ||
| Nathan Michael Pangallo | Registered representative | Oct 2023 (3y) | ||
| William Henry Ehland | Registered representative | Jan 2024 (3y) | ||
| Anthony Brandon Tambellini | Registered representative | Jan 2024 (3y) | ||
| Jason Charles Straker | Registered representative | CFA | Jan 2024 (3y) | |
| Derrick Richard Stancick | Registered representative | Apr 2024 (2y) | ||
| Matthew Lee Harris | Registered representative | Jun 2024 (2y) | ||
| Brendan Kyle Kopich | Registered representative | Jun 2024 (2y) | ||
| Daniel James Potosky | Registered representative | Jun 2024 (2y) | ||
| Nolan Joseph Hutter | Registered representative | Aug 2024 (2y) | ||
| Michael Orsi | Registered representative | Oct 2024 (2y) | ||
| Branko Alexander Kosanovich | Registered representative | Nov 2024 (2y) | ||
| Christian John Gabriel | Registered representative | Nov 2024 (2y) | ||
| Emily Cipriani | Registered representative | Nov 2024 (2y) | ||
| Samuel John Layton | Registered representative | Nov 2024 (2y) | ||
| Samuel Thomas Passalinqua | Registered representative | Nov 2024 (2y) | ||
| Tyler Roman Siconolfi | Registered representative | Nov 2024 (2y) | ||
| Christopher Michael Gianchetti | Registered representative | Dec 2024 (2y) | ||
| Marin Kate Laffey | Registered representative | Dec 2024 (2y) | ||
| Ioannis D Repoulis | Registered representative | CFA | Jan 2025 (2y) | |
| Michael P Meehan | Registered representative | CFA | Feb 2025 (1y) | |
| Paul Clifford Anderson | Registered representative | CFA | Feb 2025 (1y) | |
| Michael Honer | Registered representative | CFA | Mar 2025 (1y) | |
| Andrew Grange Smith | Registered representative | Mar 2025 (1y) | ||
| Joseph Cacese | Registered representative | Mar 2025 (1y) | ||
| Justin Christopher Fein | Registered representative | Mar 2025 (1y) | ||
| Brandon Paul Williams | Registered representative | Apr 2025 (1y) | ||
| Caitlyn Marie Dalessandro | Registered representative | Apr 2025 (1y) | ||
| Philip Robert Hoffman | Registered representative | Apr 2025 (1y) | ||
| William Keber | Registered representative | Apr 2025 (1y) | ||
| Jacob Patrick Gruden | Registered representative | Jun 2025 (1y) | ||
| Douglas Wayne Gardner | Registered representative | Sep 2025 (1y) | ||
| Jack Henry Dana | Registered representative | Sep 2025 (1y) | ||
| Spencer Reinke | Registered representative | Sep 2025 (1y) | ||
| Jeremy A Taylor | Registered representative | CFA | Oct 2025 (1y) | |
| Kristie Ellen Faber | Registered representative | Nov 2025 (1y) | ||
| Caroline Marfino Martin | Registered representative | Nov 2025 (1y) | ||
| Triston Christopher Schaffer | Registered representative | Nov 2025 (1y) | ||
| Grayden Jackson | Registered representative | Jan 2026 (1y) | ||
| Parker Scott Lammers | Registered representative | Jul 2026 (0y) | ||
| William Charles Hirt | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fii Holdings, Inc. | Shareholder | May 1995 | A | 75% or more |
| Federated Hermes, Inc. | Shareholder | Mar 1983 | B | ≈ 56.25% – 100% via Fii Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Federated Hermes, Inc.: 75% – 100% of Fii Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.72 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Mar 15, 2024
Allegations: THE SEC FOUND, WITHOUT FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. ADMITTING OR DENYING ANY OF THE FINDINGS EXCEPT AS TO THE COMMISSION'S JURISDICTION AND THE SUBJECT MATTER OF THE PROCEEDINGS, THAT DURING THE PERIOD FROM APPROXIMATELY 2001 TO 2010 THE REGISTRANT FAILED TO ESTABLISH, MAINTAIN AND ENFORCE WRITTEN POLICIES AND PROCEDURES REASONABLY DESIGNED TO PREVENT THE MISUSE OF MATERIAL NONPUBLIC INFORMATION IN CONNECTION WITH ITS USE OF AN OUTSIDE CONSULTANT AS PART OF ITS SECURITIES RESEARCH AND ANALYSIS ACTIVITIES. THERE WAS NO FINDING OF ANY MISUSE OF MATERIAL NONPUBLIC INFORMATION. Status: Final Sanction Detail: THE REGISTRANT WAS CENSURED, AND ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF SECTION 204A OF THE INVESTMENT ADVISERS ACT, AND PAID A CIVIL MONEY PENALTY IN THE AMOUNT OF $1.5 MILLION ON MAY 31, 2016. Summary: ON MAY 27, 2016, THE REGISTRANT WITHOUT ADMITTING OR DENYING ANY FINDINGS EXCEPT AS TO THE COMMISSION'S JURISDICTION AND THE SUBJECT MATTER OF THE PROCEEDINGS, CONSENTED TO THE ENTRY OF AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE AND DESIST PROCEEDINGS (ORDER) IN SETTLEMENT OF AN ADMINISTRATIVE PROCEEDING. THE ORDER CONCLUDED THE SEC'S INQUIRY INTO THIS MATTER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ADDITIONAL FEES BASED ON GROSS INCOME.
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Merrill Lynch $118M (1% of AUM) Jun 2020
- Northern Trust $107M (1% of AUM) Jun 2019
- State Street $103M (0% of AUM) Jun 2020
- BNY Mellon $325K (0% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗