Victory Capital Management Inc.
SEC-registered
Mutual Fund / Asset Manager · Mega ($100B+)
CRD 106189
· SEC file 801-46878
· San Antonio, TX
· www.linkedin.com
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $283B
- Discretionary
- $279B
- Clients
- 18,120
- Avg AUM / client
- $15.6M
- Accounts
- 4,061
- Employees
- 699
AUM over time
$18.8B
$283B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Asset allocation (SMA assets by investment type)
as of Mar 27, 2026
Exchange-traded equities
$271B
96%
Cash & equivalents
$5.7B
2%
US government & agency bonds
$2.8B
1%
Investment-grade corporate bonds
$2.8B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,238 | $1.2B | 0.43% |
| High net worth individuals | 37 | $94.0M | 0.03% |
| Banking or thrift institutions | Fewer than 5 clients | $1.2B | 0.41% |
| Investment companies | 420 | $200B | 70.7% |
| Pooled investment vehicles (non-investment companies) | 75 | $50.5B | 17.9% |
| Pension and profit sharing plans | 85 | $6.2B | 2.18% |
| Charitable organizations | 45 | $1.9B | 0.66% |
| State or municipal government entities | 19 | $4.5B | 1.59% |
| Insurance companies | 11 | $1.4B | 0.48% |
| Sovereign wealth funds and foreign official institutions | 7 | $3.9B | 1.4% |
| Corporations and other businesses | 116 | $8.9B | 3.15% |
| Other | 14,067 | $3.2B | 1.15% |
Private funds (21)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.2B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Necicf Ii Aggregator 2, Llc | Private Equity Fund | Delaware | $527M | 114 |
| New Energy Capital Infrastructure Credit Fund Ii, Lp | Private Equity Fund | Delaware | $391M | 98 |
| Necicf Ii Aiv2, Lp | Private Equity Fund | Delaware | $359M | 90 |
| Nec Fund Vi Aggregator, Llc | Private Equity Fund | Delaware | $139M | 75 |
| New Energy Capital Infrastructure Credit Fund, Lp | Private Equity Fund | Delaware | $99.5M | 95 |
| Necicf Ii Cayman Blocker Corp. | Private Equity Fund | Delaware | $84.9M | 15 |
| New Energy Capital Infrastructure Offshore Credit Fund Ii, Lp | Private Equity Fund | Cayman Islands | $84.9M | 15 |
| Nec Fund Vi Aiv, L.P. | Private Equity Fund | Delaware | $76.7M | 54 |
| Nec Fund Vi, L.P. | Private Equity Fund | Delaware | $76.7M | 54 |
| Victory Thb Smallcap Fund, Llc | Hedge Fund | Delaware | $52.1M | 3 |
| New Energy Capital Infrastructure Credit Fund Ii A, Lp | Private Equity Fund | Delaware | $51.8M | 1 |
| Nec Fund Vi (Signature), L.P. | Private Equity Fund | Delaware | $35.0M | 1 |
| Necicf Ii Aiv2 B, Lp | Private Equity Fund | Delaware | $31.4M | 8 |
| Necicf Ii Aiv2 Lpi (Blocker), Llc | Private Equity Fund | Delaware | $31.4M | 8 |
| Necic Cayman Blocker Llc | Private Equity Fund | Delaware | $27.9M | 7 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hawaii Insulators Pension Plan Board Of Trustees Of Hawaii Insulators Pension Trust | 2024 | |
| Jacksonville Plumbers And Pipefitters Pension Plan Trustees Of Jacksonville Plumbers And Pipefitters Pension Plan | 2024 | |
| Lorain County Community Action Agency 403(b) Thrif Lorain County Community Action Agency | Lorain, OH | 2024 |
| Smart Local 265 Pension Fund Trustees Of The Smart Local 265 Pension Fund | 2024 | |
| Sheet Metal Workers Local Union No. 32 Pension Trust Fund Sheet Metal Workers Local Union No. 32 Pension Trust Fund | 2024 | |
| Laborers Local 57 Industrial Pension Plan Trustees Of Laborers Local 57 Industrial Pension | 2024 | |
| Painters And Allied Trades District Council No.35 Annuity Fund Painters Annuity Council No. 35 Annuity Fund | 2024 | |
| Painters And Allied Trades District Council No. 35 Pension Fund Bd Of Trustees Pdc Pension Fund | 2024 | |
| Buffalo Laborers Pension Fund Board Of Trustees Buffalo Laborers Pension Fund | 2024 | |
| Employees' Retirement Plan Of Duke University Duke University | 2024 | |
| Edwin L Heim Co 401(k) Profit Sharing And Employee Stock Ownership Plan Edwin L. Heim Company | 2024 | |
| Materion Corporation Pension Plan Materion Corporation | 2024 | |
| Indiana State Council Of Carpenters Pension Fund Board Of Trustees Indiana State Council Of Carpenters Pension Fund | Troy, MI | 2024 |
| Hawaii Laborers' Pension Trust Fund Hawaii Laborers' Pension Trust Fund | 2024 | |
| Ubs 401(k) Plan Trust Ubs Ag | 2024 | |
| Capital Blue Cross Employee Savings Plan Capital Blue Cross | 2024 | |
| Ibew Local 595 Pension Plan Board Of Trustees, Ibew Local 595 Pension Plan | 2024 | |
| The Guardian Home Office Employees' Retirement Pla The Guardian Life Insurance Company Of America | 2024 | |
| Valero Energy Corporation Pension Plan Valero Energy Corporation | 2024 | |
| Ilwu (Hawaii) Employers General Pension Plan Board Of Trustees Of The Ilwu (Hawaii) Employers General Pension Trust | 2024 | |
| Western Pennsylvania Teamsters And Employers Pension Fund W Pa Teamsters & Employers Pension | 2024 | |
| Hotel Industry Ilwu Pension Plan Board Of Trustees Of The Hotel Industry Ilwu Pension Plan | 2024 | |
| Ufcw Union & Partcipating Food Industry Employers Tri State Pension Fund Ufcw Union & Participating Food Industry Employers Tri State Pension F | 2024 | |
| Roofers Pension Fund Board Of Trustees Of Roofers Pension Fund | 2024 | |
| N. Atlantic States Carp. Pension Fund Bot Of The North Atlantic States Carpenters Pension Fund | 2024 | |
| Presbyterian Healthcare Services Employees' Pension Plan Ii Presbyterian Healthcare Services | 2024 | |
| The Guardian Field Representative Employees' Retirement Plan The Guardian Life Insurance Company Of America | 2024 | |
| Sheet Metal Workers Local No.20 Gary Area Pension Trustees Of Sheet Metal Workers Local 20 Gary Area Pension Fund | 2024 | |
| Pension Plan For Officers And Staff Of Ilwu Local 142 International Longshore And Warehouse Union Local 142 | Honolulu, HI | 2024 |
| Local No 731 Excavators And Pavers Pension Trust Fund Trustee Of Excv & Pvrs Local 731 Pension Trust Fund | 2024 | |
| St. Clair Hospital Retirement Plan St. Clair Hospital | 2024 | |
| N. Atlantic States Carp. Guaranteed Annuity Fund Bot Of The North Atlantic States Carpenters Guaranteed Annuity Fund | 2024 | |
| Sheet Metal Workers Local No. 20, Indianapolis Are Sheet Metal Workers Local No. 20, Indianapolis Area, Pension Fund | 2024 | |
| Blue Shield Of California Employees Retirement Plan California Physicians Service Dba Blue Shield Of California | 2024 | |
| Tri State Carpenters And Joiners Pension Trust Fund Board Of Trustees Tri State Carpenters And Joiners Pension | 2024 | |
| Teamsters' Construction Industry & Misc Pension Fund Teamsters' Construction Industry | 2024 | |
| Ufcw Local One Pension Fund Brd Of Ttees Ufcw Local One Pension Fund | 2024 | |
| Retirement Plan Of Idaho Power Company Idaho Power Company | 2024 |
People (107)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brown, David, Craig | Chief Executive Officer, Chairman, Director | Feb 2011 (16y) | Less than 5% | |
| Policarpo, Michael, Dennis | President, Chief Financial Officer & Chief Administrative Officer, Director | Aug 2013 (13y) | Less than 5% | |
| Gupta, Nina | Chief Legal Officer, Secretary, Director | Jul 2016 (10y) | Less than 5% | |
| Garrett, Barry, Stefan | Chief Compliance Officer | Jun 2022 (4y) | Less than 5% | |
| John Thomas Mccauley | Registered representative | Jun 2004 (22y) | ||
| Jason Steven Knapp | Registered representative | Dec 2004 (22y) | ||
| Garrett William Kelley | Registered representative | Sep 2014 (12y) | ||
| James E Fagan | Registered representative | Oct 2014 (12y) | ||
| Gary Stanley Goska | Registered representative | May 2015 (11y) | ||
| Kurt Kenneth Blanz | Registered representative | Jul 2015 (11y) | ||
| Joseph Michael Balestra | Registered representative | Jan 2018 (9y) | ||
| Nicholas Matthew Peiffer | Registered representative | Sep 2018 (8y) | ||
| Christopher M Miller | Registered representative | Jul 2019 (7y) | ||
| Jonathan Charles Goss | Registered representative | Jul 2019 (7y) | ||
| Gerald Steven Reed | Registered representative | Jul 2019 (7y) | ||
| Dale Brent Rowse | Registered representative | Aug 2019 (7y) | ||
| Christopher Castillo | Registered representative | Jan 2021 (6y) | ||
| Ernest Lon Scharff | Registered representative | Jan 2021 (6y) | ||
| Patrick Thomas Groh | Registered representative | Jan 2021 (6y) | ||
| Shana Lynn Cantu | Registered representative | Jan 2021 (6y) | ||
| John Wesley Rankin | Registered representative | Jan 2021 (6y) | ||
| Kenneth Wade Lutz | Registered representative | Jan 2021 (6y) | ||
| Stephen Edward Shadrock | Registered representative | Jan 2021 (6y) | ||
| Jeffrey Cody Garcia | Registered representative | Apr 2021 (5y) | ||
| Michael John Esquivel | Registered representative | May 2021 (5y) | ||
| Sean Michael Salinas | Registered representative | May 2021 (5y) | ||
| Clarissa Velez | Registered representative | Jun 2021 (5y) | ||
| Manuel Perez | Registered representative | Jun 2021 (5y) | ||
| Jesus Anselmo Chavez | Registered representative | Jun 2021 (5y) | ||
| Adam James Cook | Registered representative | Jun 2021 (5y) | ||
| David Walter Lipinski | Registered representative | Jun 2021 (5y) | ||
| Dustie Lynn Hill | Registered representative | Jun 2021 (5y) | ||
| Paul Edward Perez | Registered representative | Jun 2021 (5y) | ||
| Sonia Elias Shipp | Registered representative | Jun 2021 (5y) | ||
| Ada Margaret Brewster | Registered representative | Jun 2021 (5y) | ||
| Carolyn Suzanne Carrillo | Registered representative | Jun 2021 (5y) | ||
| Diane Katherine Hernandez | Registered representative | Jun 2021 (5y) | ||
| Jennifer Marie Romo | Registered representative | Jun 2021 (5y) | ||
| Jon Michael Green | Registered representative | Jun 2021 (5y) | ||
| Mary Elizabeth Eisinger | Registered representative | Jun 2021 (5y) | ||
| Noe Jose Fernandez | Registered representative | Sep 2021 (5y) | ||
| Rhonda Rene Garcia | Registered representative | Oct 2021 (5y) | ||
| Irene Myriam Gill | Registered representative | Jan 2022 (5y) | ||
| Robert Lee Wells | Registered representative | Apr 2022 (4y) | ||
| Cameron Richard Knight | Registered representative | Jul 2022 (4y) | ||
| Charles B Mathes | Registered representative | Jul 2022 (4y) | ||
| Jacob Daniel Miller | Registered representative | Aug 2022 (4y) | ||
| Curtis Don Tobler | Registered representative | Sep 2022 (4y) | ||
| William Earl Taylor | Registered representative | Jan 2023 (4y) | ||
| David Lee Partida | Registered representative | Jun 2023 (3y) | ||
| Christian Oconnor | Registered representative | Jun 2023 (3y) | ||
| Michael D Mack | Registered representative | Sep 2023 (3y) | ||
| Ethan Hunter Fine | Registered representative | Sep 2023 (3y) | ||
| Trent William Scott Marshall | Registered representative | Oct 2023 (3y) | ||
| Matthew Lee Goska | Registered representative | Nov 2023 (3y) | ||
| Jordan Barrett Boehne | Registered representative | Nov 2023 (3y) | ||
| Brian Kenneth Groover | Registered representative | Dec 2023 (3y) | ||
| Austin Wallace List | Registered representative | Jan 2024 (3y) | ||
| Darren Brian Armstrong | Registered representative | May 2025 (1y) | ||
| Daniel Enrique Ortega | Registered representative | May 2025 (1y) | ||
| Debra Susan Wekstein | Registered representative | Jul 2025 (1y) | ||
| Jonathan Alexander Schmehl | Registered representative | Jul 2025 (1y) | ||
| Jeffrey Thomas Abelli | Registered representative | Aug 2025 (1y) | ||
| Brian Arthur Mcmahon | Registered representative | Aug 2025 (1y) | ||
| Cornelius Francis Leahey | Registered representative | Aug 2025 (1y) | ||
| Daniel Nobile | Registered representative | Aug 2025 (1y) | ||
| Jefferson Philip Matkin | Registered representative | CFA | Aug 2025 (1y) | |
| Jeffrey H Saunders | Registered representative | Aug 2025 (1y) | ||
| John R. Murray | Registered representative | Aug 2025 (1y) | ||
| Justin Hamilton Morse | Registered representative | Aug 2025 (1y) | ||
| Mackenzie D Peeler | Registered representative | CFA | Aug 2025 (1y) | |
| Margaret Riley | Registered representative | Aug 2025 (1y) | ||
| Patrick Murphy | Registered representative | Aug 2025 (1y) | ||
| Andrew Raymond Williams | Registered representative | Sep 2025 (1y) | ||
| Brian Craig Byers | Registered representative | Sep 2025 (1y) | ||
| Cameron Charles Hutchins | Registered representative | Sep 2025 (1y) | ||
| Christopher William Strutt | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Toussaint | Registered representative | Sep 2025 (1y) | ||
| John Charles Cove | Registered representative | Sep 2025 (1y) | ||
| Nikolas Silas Atsalis | Registered representative | CFA | Sep 2025 (1y) | |
| Seth Cullen | Registered representative | Sep 2025 (1y) | ||
| Stephen Daniel Casaccia | Registered representative | Sep 2025 (1y) | ||
| Thomas Hughes | Registered representative | CFA | Sep 2025 (1y) | |
| Brandi E. Kinsman | Registered representative | Sep 2025 (1y) | ||
| Brian Dominic Giue | Registered representative | Sep 2025 (1y) | ||
| Christopher R Bilello | Registered representative | Sep 2025 (1y) | ||
| Daniel Joseph Clark | Registered representative | Sep 2025 (1y) | ||
| Ira William Cox | Registered representative | Sep 2025 (1y) | ||
| Jason C. Xanthakis | Registered representative | Sep 2025 (1y) | ||
| Jason Richard Young | Registered representative | Sep 2025 (1y) | ||
| John Daniel Dion | Registered representative | Sep 2025 (1y) | ||
| Joshua Weisenberg | Registered representative | Sep 2025 (1y) | ||
| Jimmy Roberto Bueso | Registered representative | Sep 2025 (1y) | ||
| Matthew William Fagan | Registered representative | Sep 2025 (1y) | ||
| Michael John Mahoney | Registered representative | Sep 2025 (1y) | ||
| Patrick Christopher Foley | Registered representative | Sep 2025 (1y) | ||
| Patrick Kramer Earley | Registered representative | Sep 2025 (1y) | ||
| Richard Michael Dailey | Registered representative | Sep 2025 (1y) | ||
| Robert Anthony Giannini | Registered representative | Sep 2025 (1y) | ||
| Samuel Henry Weitz | Registered representative | Sep 2025 (1y) | ||
| Shamim Johnson Koch | Registered representative | Sep 2025 (1y) | ||
| Brandon Locke Daniels | Registered representative | Oct 2025 (1y) | ||
| Jefferson David Hightower | Registered representative | Oct 2025 (1y) | ||
| Jessica Ashley Overstreet | Registered representative | Apr 2026 (0y) | ||
| Tyler Haines | Registered representative | Jun 2026 (0y) | ||
| Kevin M Trevor Wilson | Registered representative | Jun 2026 (0y) | ||
| Marie Rose Zoutomou Hockaday | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Victory Capital Operating, Llc | Shareholder | Oct 2014 | A | 75% or more |
| Victory Capital Holdings, Inc. | Shareholder | Oct 2014 | B | ≈ 42.19% – 100% via Vch Holdings, Llc |
| Vch Holdings, Llc | Member | Oct 2014 | B | ≈ 56.25% – 100% via Victory Capital Operating, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Victory Capital Holdings, Inc.: 75% – 100% of Vch Holdings, Llc × 75% – 100% of Victory Capital Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Vch Holdings, Llc: 75% – 100% of Victory Capital Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (21, $2.2B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Necicf Ii Aggregator 2, Llc | Private Equity Fund | $527M | $250K | 114 |
| New Energy Capital Infrastructure Credit Fund Ii, Lp | Private Equity Fund | $391M | $250K | 98 |
| Necicf Ii Aiv2, Lp | Private Equity Fund | $359M | $250K | 90 |
| Nec Fund Vi Aggregator, Llc | Private Equity Fund | $139M | $250K | 75 |
| New Energy Capital Infrastructure Credit Fund, Lp | Private Equity Fund | $99.5M | $250K | 95 |
| Necicf Ii Cayman Blocker Corp. | Private Equity Fund | $84.9M | $250K | 15 |
| New Energy Capital Infrastructure Offshore Credit Fund Ii, Lp | Private Equity Fund | $84.9M | $250K | 15 |
| Nec Fund Vi Aiv, L.P. | Private Equity Fund | $76.7M | $250K | 54 |
| Nec Fund Vi, L.P. | Private Equity Fund | $76.7M | $250K | 54 |
| Victory Thb Smallcap Fund, Llc | Hedge Fund | $52.1M | $500K | 3 |
| New Energy Capital Infrastructure Credit Fund Ii A, Lp | Private Equity Fund | $51.8M | $250K | 1 |
| Nec Fund Vi (Signature), L.P. | Private Equity Fund | $35.0M | $250K | 1 |
| Necicf Ii Aiv2 B, Lp | Private Equity Fund | $31.4M | $250K | 8 |
| Necicf Ii Aiv2 Lpi (Blocker), Llc | Private Equity Fund | $31.4M | $250K | 8 |
| Necic Cayman Blocker Llc | Private Equity Fund | $27.9M | $250K | 7 |
| New Energy Capital Infrastructure Offshore Credit Fund, Lp | Private Equity Fund | $27.9M | $250K | 7 |
| Nec Fund Vi (Offshore) Blocker Corp. | Private Equity Fund | $27.1M | $250K | 20 |
| Nec Fund Vi (Offshore), L.P. | Private Equity Fund | $27.1M | $250K | 20 |
| Nec Cleantech Infrastructure Fund, L.P. | Private Equity Fund | $2.5M | $10.0M | 2 |
| Nec Fund Vi Aiv B, L.P. | Private Equity Fund | $0 | $250K | 0 |
| Nec Fund Vi Aiv (Blocker), Llc | Private Equity Fund | $0 | $250K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (38)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hawaii Insulators Pension Plan | Board Of Trustees Of Hawaii Insulators Pension Trust | 83 | $15.0M | 09/01/2024 |
| Jacksonville Plumbers And Pipefitters Pension Plan | Trustees Of Jacksonville Plumbers And Pipefitters Pension Plan | 646 | $321M | 09/01/2024 |
| Lorain County Community Action Agency 403(b) Thrif | Lorain County Community Action Agency | 301 | $4.0M | 08/01/2024 |
| Smart Local 265 Pension Fund | Trustees Of The Smart Local 265 Pension Fund | 1,234 | $607M | 07/01/2024 |
| Sheet Metal Workers Local Union No. 32 Pension Trust Fund | Sheet Metal Workers Local Union No. 32 Pension Trust Fund | 207 | $62.8M | 07/01/2024 |
| Laborers Local 57 Industrial Pension Plan | Trustees Of Laborers Local 57 Industrial Pension | 1,436 | $338M | 07/01/2024 |
| Painters And Allied Trades District Council No.35 Annuity Fund | Painters Annuity Council No. 35 Annuity Fund | 2,820 | $527M | 07/01/2024 |
| Painters And Allied Trades District Council No. 35 Pension Fund | Bd Of Trustees Pdc Pension Fund | 2,235 | $806M | 07/01/2024 |
| Buffalo Laborers Pension Fund | Board Of Trustees Buffalo Laborers Pension Fund | 622 | $133M | 07/01/2024 |
| Employees' Retirement Plan Of Duke University | Duke University | 23,682 | $2.8B | 07/01/2024 |
| Edwin L Heim Co 401(k) Profit Sharing And Employee Stock Ownership Plan | Edwin L. Heim Company | 172 | $88.2M | 06/26/2024 |
| Materion Corporation Pension Plan | Materion Corporation | 455 | $129M | 06/01/2024 |
| Indiana State Council Of Carpenters Pension Fund | Board Of Trustees Indiana State Council Of Carpenters Pension Fund | 8,190 | $1.4B | 04/01/2024 |
| Hawaii Laborers' Pension Trust Fund | Hawaii Laborers' Pension Trust Fund | 2,457 | $426M | 03/01/2024 |
| Ubs 401(k) Plan Trust | Ubs Ag | 24,260 | $10.2B | 01/01/2024 |
| Capital Blue Cross Employee Savings Plan | Capital Blue Cross | 2,240 | $508M | 01/01/2024 |
| Ibew Local 595 Pension Plan | Board Of Trustees, Ibew Local 595 Pension Plan | 1,536 | $546M | 01/01/2024 |
| The Guardian Home Office Employees' Retirement Pla | The Guardian Life Insurance Company Of America | 2,563 | $1.3B | 01/01/2024 |
| Valero Energy Corporation Pension Plan | Valero Energy Corporation | 6,554 | $2.6B | 01/01/2024 |
| Ilwu (Hawaii) Employers General Pension Plan | Board Of Trustees Of The Ilwu (Hawaii) Employers General Pension Trust | 1,972 | $90.7M | 01/01/2024 |
| Western Pennsylvania Teamsters And Employers Pension Fund | W Pa Teamsters & Employers Pension | 3,616 | $1.6B | 01/01/2024 |
| Hotel Industry Ilwu Pension Plan | Board Of Trustees Of The Hotel Industry Ilwu Pension Plan | 6,605 | $319M | 01/01/2024 |
| Ufcw Union & Partcipating Food Industry Employers Tri State Pension Fund | Ufcw Union & Participating Food Industry Employers Tri State Pension F | 6,739 | $872M | 01/01/2024 |
| Roofers Pension Fund | Board Of Trustees Of Roofers Pension Fund | 2,046 | $530M | 01/01/2024 |
| N. Atlantic States Carp. Pension Fund | Bot Of The North Atlantic States Carpenters Pension Fund | 16,341 | $5.1B | 01/01/2024 |
Top 25 of 38 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 5.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- BNY Mellon $12.7B (4% of AUM) Mar 2026
- State Street $5.4B (2% of AUM) Mar 2026
- Northern Trust $4.3B (2% of AUM) Mar 2026
- Comerica Bank Trust National Association $1.6B (1% of AUM) Dec 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗