New England Asset Management, Inc.
- Regulatory AUM
- $112B
- Discretionary
- $87.3B
- Clients
- 145
- Avg AUM / client
- $770M
- Accounts
- 1,001
- Employees
- 122
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $41.3M | 0.04% |
| Pooled investment vehicles (non-investment companies) | 3 | $51.6M | 0.05% |
| Pension and profit sharing plans | Fewer than 5 clients | $12.3M | 0.01% |
| State or municipal government entities | 14 | $15.2B | 13.6% |
| Insurance companies | 128 | $96.4B | 86.3% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $58.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ayresome Cdo I Ltd | Securitized Asset Fund | Cayman Islands | $33.5M | 1 |
| Saybrook Point Cbo Ii Limited | Securitized Asset Fund | Cayman Islands | $18.4M | 1 |
| Saybrook Point Cbo Limited | Securitized Asset Fund | Cayman Islands | $6.6M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Berkshire Hathaway Consolidated Pension Plan Berkshire Hathaway Credit Corporation | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stein, Laurence, Cabot | Secretary, Legal Counsel / Director | Sep 2007 (19y) | Less than 5% | |
| Clark, Calvin | President / Director | May 2014 (12y) | Less than 5% | |
| Rotatori, William, Eugene | Ceo / Chairman | May 2014 (12y) | Less than 5% | |
| Wilcox, William, David | Chief Compliance Officer | Dec 2020 (6y) | Less than 5% | |
| Quisenberry, Jennifer, O | Chief Investment Officer | Apr 2022 (4y) | Less than 5% | |
| Christian Adam Auger | Registered representative | CFA | Dec 2012 (14y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| General Re Corporation | Shareholder | Aug 1995 | A | 75% or more |
| Berkshire Hathaway Inc | Shareholder | Dec 1998 | B | ≈ 56.25% – 100% via General Re Corporation |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Berkshire Hathaway Inc: 75% – 100% of General Re Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $58.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ayresome Cdo I Ltd | Securitized Asset Fund | $33.5M | $500K | 1 |
| Saybrook Point Cbo Ii Limited | Securitized Asset Fund | $18.4M | $500K | 1 |
| Saybrook Point Cbo Limited | Securitized Asset Fund | $6.6M | $500K | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Berkshire Hathaway Consolidated Pension Plan | Berkshire Hathaway Credit Corporation | 7,732 | $5.2B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.49 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
Custody
Reported custodians
- BNY Mellon $41.9B (37% of AUM) Mar 2026
- U.S. Bank $17.3B (15% of AUM) Mar 2026
- J.P. Morgan $16.4B (15% of AUM) Mar 2026
- Citibank $14.1B (14% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗