Pgim, Inc.
SEC-registered
Investment Adviser · Mega ($100B+)
CRD 105676
· SEC file 801-22808
· Newark, NJ
· www.pgim.com
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ADV data as of Apr 28, 2026
- Regulatory AUM
- $1.1T
- Discretionary
- $1.1T
- Clients
- 611
- Avg AUM / client
- $1.9B
- Accounts
- 938
- Employees
- 1,990
AUM over time
$432B
$1.2T
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 28, 2026
Asset allocation (SMA assets by investment type)
as of Apr 28, 2026
Investment-grade corporate bonds
$634B
56%
Other
$170B
15%
US government & agency bonds
$113B
10%
Cash & equivalents
$79.2B
7%
Sovereign bonds
$67.9B
6%
Non-investment-grade bonds
$56.6B
5%
Exchange-traded equities
$11.3B
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $0 | — |
| High net worth individuals | Fewer than 5 clients | $870M | 0.08% |
| Banking or thrift institutions | 6 | $27.2B | 2.4% |
| Investment companies | 90 | $215B | 19.0% |
| Pooled investment vehicles (non-investment companies) | 255 | $274B | 24.3% |
| Pension and profit sharing plans | 111 | $122B | 10.8% |
| Charitable organizations | Fewer than 5 clients | $648M | 0.06% |
| State or municipal government entities | 35 | $26.7B | 2.36% |
| Other investment advisers | 7 | $5.1B | 0.45% |
| Insurance companies | 55 | $383B | 33.9% |
| Sovereign wealth funds and foreign official institutions | 22 | $58.2B | 5.14% |
| Corporations and other businesses | 11 | $10.8B | 0.95% |
| Other | 19 | $6.5B | 0.58% |
Private funds (143)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $152B combined gross assets
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Dominion Resources Inc Collectively Bargained Veba Trust EIN 561832307 | New York, NY | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Reading Health System Pension Plan Reading Health System | 2024 | |
| Distributors Association Warehousemen's Pension Trust Industrial Employers & Distributors Association | 2024 | |
| Operating Engineers' Local 324 Pension Fund Joint Board Of Trustees Operating Engineers Local 324 | 2024 | |
| Operating Engineers' Local 324, Defined Contribution Pension Plan Joint Board Of Trustees, Operating Engineers Local 324, Dc | 2024 | |
| Iam National Pension Fund Board Of Trustees Of The I.A.M. National Pension Fund | 2024 | |
| Silgan Plastics Pension Plan For Hourly Paid Employees Silgan Plastics, Llc | 2024 | |
| The Bank Of New York Mellon Corporation Pension Plan The Bank Of New York Mellon | 2024 | |
| Raley's Pension Plan Raley's | 2024 | |
| Ericsson Us Pension Plan Ericsson Inc. | 2024 | |
| Shell Pension Plan Shell Usa, Inc. | 2024 | |
| Toyota Motor Sales, U.S.A., Inc. Pension Plan Toyota Motor North America, Inc. | 2024 | |
| Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association | 2024 | |
| Qbe Pension Equity Plan Qbe Holdings, Inc. | 2024 | |
| National Electrical Annuity Plan Trustees Of The National Electrical Annuity Plan | 2024 | |
| Factory Mutual Insurance Company Pension Plan Factory Mutual Insurance Company | 2024 | |
| Western Conference Of Teamsters Pension Plan Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | Seattle, WA | 2024 |
| National Fuel Gas Company Retirement Plan National Fuel Gas Company | 2024 | |
| Fmc Corporation Employees' Retirement Program Fmc Corporation | 2024 | |
| International Brotherhood Of Electrical Workers Local Union No 226 Open End Pension Fund Ibew Local Union No 226 Pension Fund | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hunt, David, Alexander | Chairman, Director, President & Ceo Pgim | Nov 2011 (15y) | Less than 5% | |
| Muhlhauser, Jurgen | Director, Vice President And Chief Financial Officer | Dec 2013 (13y) | Less than 5% | |
| Hyat, Taimur | Chief Operating Officer, Vice President | Jan 2019 (8y) | Less than 5% | |
| Amabile, Raimondo | Co Chief Executive Officer & Global Chief Investment Officer, Pgim Real Estate | Oct 2023 (3y) | Less than 5% | |
| Collinet Adler, Eric, Bernard | President And Chief Executive Officer, Pgim Private Alternatives | Oct 2023 (3y) | Less than 5% | |
| Marcus, Catherine | Co Chief Executive Officer And Global Chief Operating Officer, Pgim Real Estate | Oct 2023 (3y) | Less than 5% | |
| Douglass, Mathew, Robert | Director And Senior Managing Director, Pgim Private Capital | Jan 2024 (3y) | Less than 5% | |
| Ewing, John, Martin | Chief Compliance Officer And Chief Legal Officer | Jan 2024 (3y) | Less than 5% | |
| Vibert, John, Este Zoltan | Director And Senior Managing Director, Pgim Fixed Income | Jan 2024 (3y) | Less than 5% | |
| Robert M Pacicco | Registered representative | Aug 2024 (2y) | ||
| Bradford Angle | Registered representative | CFA | Nov 2024 (2y) | |
| James Craig Schachtel | Registered representative | Oct 2025 (1y) | ||
| Yining Shen | Registered representative | May 2026 (0y) | ||
| Kevin Paul O'rourke | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pgim Holding Company Llc | Shareholder | Jun 2000 | A | 75% or more |
| Prudential Financial, Inc. | Shareholder | Apr 2006 | B | ≈ 56.25% – 100% via Pgim Holding Company Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Prudential Financial, Inc.: 75% – 100% of Pgim Holding Company Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (143, $152B gross assets)
Top 25 of 143 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Retirement plans served (19)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Reading Health System Pension Plan | Reading Health System | 1,883 | $432M | 07/01/2024 |
| Distributors Association Warehousemen's Pension Trust | Industrial Employers & Distributors Association | 233 | $102M | 06/01/2024 |
| Operating Engineers' Local 324 Pension Fund | Joint Board Of Trustees Operating Engineers Local 324 | 8,819 | $1.9B | 05/01/2024 |
| Operating Engineers' Local 324, Defined Contribution Pension Plan | Joint Board Of Trustees, Operating Engineers Local 324, Dc | 8,349 | $248M | 05/01/2024 |
| Iam National Pension Fund | Board Of Trustees Of The I.A.M. National Pension Fund | 102,863 | $15.0B | 01/01/2024 |
| Silgan Plastics Pension Plan For Hourly Paid Employees | Silgan Plastics, Llc | 130 | $73.0M | 01/01/2024 |
| The Bank Of New York Mellon Corporation Pension Plan | The Bank Of New York Mellon | 5,336 | $5.2B | 01/01/2024 |
| Raley's Pension Plan | Raley's | 457 | $321M | 01/01/2024 |
| Ericsson Us Pension Plan | Ericsson Inc. | 413 | $526M | 01/01/2024 |
| Shell Pension Plan | Shell Usa, Inc. | 11,963 | $9.7B | 01/01/2024 |
| Toyota Motor Sales, U.S.A., Inc. Pension Plan | Toyota Motor North America, Inc. | 4,646 | $4.6B | 01/01/2024 |
| Jpmorgan Chase Retirement Plan | Jpmorgan Chase Bank, National Association | 78,270 | $16.1B | 01/01/2024 |
| Qbe Pension Equity Plan | Qbe Holdings, Inc. | 131 | $138M | 01/01/2024 |
| National Electrical Annuity Plan | Trustees Of The National Electrical Annuity Plan | 89,789 | $18.1B | 01/01/2024 |
| Factory Mutual Insurance Company Pension Plan | Factory Mutual Insurance Company | 3,786 | $3.0B | 01/01/2024 |
| Western Conference Of Teamsters Pension Plan | Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | 231,353 | $56.4B | 01/01/2024 |
| National Fuel Gas Company Retirement Plan | National Fuel Gas Company | 189 | $861M | 01/01/2024 |
| Fmc Corporation Employees' Retirement Program | Fmc Corporation | 74 | $1.1B | 01/01/2024 |
| International Brotherhood Of Electrical Workers Local Union No 226 Open End Pension Fund | Ibew Local Union No 226 Pension Fund | 534 | $101M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Dominion Resources Inc Collectively Bargained Veba Trust | Public charity | $1.1B | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 40.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- J.P. Morgan $282B (25% of AUM) Apr 2026
- State Street $76.9B (7% of AUM) Apr 2026
- Citibank $67.6B (6% of AUM) Apr 2026
- BNY Mellon $67.0B (6% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗