Federated Investment Counseling
SEC-registered
Investment Adviser · Mega ($100B+)
CRD 105325
· SEC file 801-34611
· Pittsburgh, PA
· WWW.LINKEDIN.COM
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ADV data as of May 21, 2026
- Regulatory AUM
- $207B
- Discretionary
- $207B
- Clients
- 8,721
- Avg AUM / client
- $23.8M
- Accounts
- 8,721
- Employees
- 213
AUM over time
$56.6B
$207B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 21, 2026
Asset allocation (SMA assets by investment type)
as of May 21, 2026
Investment-grade corporate bonds
$85.0B
41%
US government & agency bonds
$55.9B
27%
Exchange-traded equities
$24.9B
12%
Non-investment-grade bonds
$18.6B
9%
Registered investment companies (funds/ETFs)
$12.4B
6%
Derivatives
$8.3B
4%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6,466 | $3.6B | 1.75% |
| High net worth individuals | 146 | $224M | 0.11% |
| Banking or thrift institutions | 2 | $572K | 0.0% |
| Pooled investment vehicles (non-investment companies) | 25 | $15.9B | 7.69% |
| Pension and profit sharing plans | 215 | $2.3B | 1.11% |
| Charitable organizations | 210 | $1.1B | 0.52% |
| State or municipal government entities | 22 | $157B | 75.8% |
| Other investment advisers | 1,003 | $3.1B | 1.5% |
| Insurance companies | 15 | $15.2B | 7.35% |
| Sovereign wealth funds and foreign official institutions | 2 | $3.7B | 1.78% |
| Corporations and other businesses | 615 | $5.1B | 2.44% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Federated Hermes Short Term U.S. Prime Fund | Liquidity Fund | Ireland | $1.4B | 290 |
| Federated Hermes Short Term U.S. Gov Securities Fund | Liquidity Fund | Ireland | $673M | 458 |
| Federated Hermes Prime Private Liquidity Fund | Liquidity Fund | Delaware | $264M | 16 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| U.A. Plumbers & Steamfitters Local 22 Pension Fund U.A. Plumbers & Steamfitters Local 22 Pension Fund | West Seneca, NY | 2024 |
People (248)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Deborah Ann Cunningham | Exec Vice President/Cio Money Markets | May 1981 (45y) | Less than 5% | |
| Ostrowski, Robert, John | Exec Vice President/Cio Global Fixed Income | May 1987 (39y) | Less than 5% | |
| Donahue, John, Christopher | Trustee | Apr 1989 (37y) | Less than 5% | |
| John Basil Fisher | Trustee, President,Ceo | Aug 1993 (33y) | Less than 5% | |
| Donahue, Thomas, Robert | Trustee, Treasurer | Aug 1995 (31y) | Less than 5% | |
| Auth, Stephen, Frank | Evp, Cio Equity | Apr 2000 (26y) | Less than 5% | |
| Paul Adam Uhlman | Executive Vice President | Sep 2002 (24y) | Less than 5% | |
| Ochson, Mary Jo | Cio Tax Free Money Markets | Apr 2004 (22y) | Less than 5% | |
| Magera, George, Frank | Secretary | Aug 2013 (13y) | Less than 5% | |
| Stephen Paul Van Meter | Chief Compliance Officer | Apr 2015 (11y) | Less than 5% | |
| Gallagher, James, Joseph | Trustee | Jan 2018 (9y) | Less than 5% | |
| Jacobs, Gina | Trustee | Apr 2019 (7y) | Less than 5% | |
| Scott James Charlton | Registered representative | May 1995 (31y) | ||
| William Pollard Pribanic | Registered representative | Mar 2001 (25y) | ||
| Bryan Markham Burke | Registered representative | Mar 2002 (24y) | ||
| Joseph Mark Natoli | Registered representative | Jul 2002 (24y) | ||
| Susan Robinson Hill | Registered representative | Jul 2002 (24y) | ||
| Bruce Edward Hastings | Registered representative | Aug 2002 (24y) | ||
| Kenneth Collen Baber | Registered representative | Aug 2002 (24y) | ||
| Mark Joseph Strubel | Registered representative | Sep 2002 (24y) | ||
| James Sheridan Conely | Registered representative | Oct 2002 (24y) | ||
| Marcus Vincent Persichetti | Registered representative | Oct 2002 (24y) | ||
| John Paul Liekar | Registered representative | Feb 2003 (23y) | ||
| Richard Collins Mihm | Registered representative | Mar 2003 (23y) | ||
| George Matthew Hnaras | Registered representative | Apr 2003 (23y) | ||
| Irving Frasia Anderson | Registered representative | Jun 2003 (23y) | ||
| John Adolphus Staley | Registered representative | Jul 2003 (23y) | ||
| Daniel Patrick Casey | Registered representative | Aug 2003 (23y) | ||
| Vincent Thomas Morrow | Registered representative | Sep 2003 (23y) | ||
| Patrick Michael Kelly | Registered representative | Oct 2003 (23y) | ||
| Edwin Cletus Koontz | Registered representative | Jan 2004 (23y) | ||
| Jonathan Paul Sullivan | Registered representative | Mar 2004 (22y) | ||
| Diane Mcconaghy Robinson | Registered representative | May 2004 (22y) | ||
| Erik Jakob Zettelmayer | Registered representative | Jul 2004 (22y) | ||
| Jennifer Marie Weaver | Registered representative | Jul 2004 (22y) | ||
| Scott Raymond Collette | Registered representative | Jul 2004 (22y) | ||
| Bradley Wayne Smith | Registered representative | Sep 2004 (22y) | ||
| Paul Jozsa Magan | Registered representative | Sep 2004 (22y) | ||
| Stephen James Costlow | Registered representative | Oct 2004 (22y) | ||
| Mark Benjamin Patsy | Registered representative | Nov 2004 (22y) | ||
| Jane Broeren Lambesis | Registered representative | Jan 2005 (22y) | ||
| Michael Patrick Wolff | Registered representative | Jan 2005 (22y) | ||
| John Robert Rush | Registered representative | Jan 2005 (22y) | ||
| Jonathan Brett Lipinski | Registered representative | Jan 2005 (22y) | ||
| Michael Wayne Koenig | Registered representative | Feb 2005 (22y) | ||
| Peter William Eisenbrandt | Registered representative | Feb 2005 (21y) | ||
| Scott Douglas Kavanagh | Registered representative | Feb 2005 (21y) | ||
| Diane Marie Marzula | Registered representative | Mar 2005 (21y) | ||
| Theodore August Noethling | Registered representative | Mar 2005 (21y) | ||
| Todd William Jones | Registered representative | Mar 2005 (21y) | ||
| Thomas Scott Schinabeck | Registered representative | CFA | Apr 2005 (21y) | |
| Brian Sean Ronayne | Registered representative | Apr 2005 (21y) | ||
| Peter Christopher Siconolfi | Registered representative | Apr 2005 (21y) | ||
| Denis Patrick Doherty | Registered representative | CFA | Jun 2005 (21y) | |
| Daniel Gregory Berry | Registered representative | Jul 2005 (21y) | ||
| Mark Carroll | Registered representative | Jul 2005 (21y) | ||
| Jack Boyd Bohnet | Registered representative | Jul 2005 (21y) | ||
| Paul Michael Buckwalter | Registered representative | Aug 2005 (21y) | ||
| Brian Patrick Adams | Registered representative | Oct 2005 (21y) | ||
| Justin Joseph Slomkowski | Registered representative | Oct 2005 (21y) | ||
| Richard Paul Paulson | Registered representative | Jan 2006 (21y) | ||
| Shawn Everett Knutson | Registered representative | Jan 2006 (21y) | ||
| Nicholas Raymond Kemerer | Registered representative | Jan 2006 (21y) | ||
| Jeffrey Scott Jones | Registered representative | Apr 2006 (20y) | ||
| Damon Michael Clayton | Registered representative | May 2006 (20y) | ||
| James Francis Getz | Registered representative | May 2006 (20y) | ||
| Victor Landon Harper | Registered representative | Sep 2006 (20y) | ||
| Erica Lee Raver | Registered representative | Oct 2006 (20y) | ||
| Stephen Chris Otto | Registered representative | Nov 2006 (20y) | ||
| Raisa Elizabeth Barkaloff | Registered representative | Dec 2006 (20y) | ||
| Dayna Leslie Haferkamp | Registered representative | Dec 2006 (20y) | ||
| Paul Jude Zuber | Registered representative | Jan 2007 (20y) | ||
| G Walter Whalen | Registered representative | Feb 2007 (19y) | ||
| Adina Ann Davis | Registered representative | Feb 2007 (19y) | ||
| James Julian Wojciak | Registered representative | Feb 2007 (19y) | ||
| Daniel Peris | Registered representative | Mar 2007 (19y) | ||
| Catherine Maura Mc Gee | Registered representative | Mar 2007 (19y) | ||
| Donald Zook Shaub | Registered representative | May 2007 (19y) | ||
| David Francis Morgan | Registered representative | Jun 2007 (19y) | ||
| David Gary Dankmyer | Registered representative | Sep 2007 (19y) | ||
| Alec Harry Neilly | Registered representative | Jan 2008 (19y) | ||
| Matthew Adam Boyle | Registered representative | Jan 2008 (19y) | ||
| Kevin Michael Fitzpatrick | Registered representative | Jan 2008 (19y) | ||
| Marc John Benacci | Registered representative | Jan 2008 (19y) | ||
| Daniel Robert Wroble | Registered representative | Jan 2008 (19y) | ||
| Edwin James Brooks | Registered representative | Feb 2008 (18y) | ||
| Matthew Phillip Fitzgibbons | Registered representative | Apr 2008 (18y) | ||
| Deborah Diane Bickerstaff | Registered representative | Apr 2008 (18y) | ||
| James Edward Ostrowski | Registered representative | May 2008 (18y) | ||
| John Charles Mosko | Registered representative | May 2008 (18y) | ||
| Brian Scott Mcinis | Registered representative | Jun 2008 (18y) | ||
| Thomas Andrew Marik | Registered representative | Jun 2008 (18y) | ||
| Scott Alan Vallina | Registered representative | Jul 2008 (18y) | ||
| Mark Anton Flisek | Registered representative | Aug 2008 (18y) | ||
| David Albert Wasik | Registered representative | Aug 2008 (18y) | ||
| David Michael Larrick | Registered representative | Aug 2008 (18y) | ||
| Mark Joseph Murphy | Registered representative | Oct 2008 (18y) | ||
| Megan Ann Griffin Dolan | Registered representative | Nov 2008 (18y) | ||
| Rodney Andrew Kehler | Registered representative | Nov 2008 (18y) | ||
| Michael Henry Liss | Registered representative | Jan 2009 (18y) | ||
| Lewis Chandler Williams | Registered representative | Feb 2009 (17y) | ||
| Scott Edward Crawford | Registered representative | Jun 2009 (17y) | ||
| Peter Francis Smith | Registered representative | Aug 2009 (17y) | ||
| Christopher David Berg | Registered representative | Sep 2009 (17y) | ||
| Scott Alan Holick | Registered representative | Nov 2009 (17y) | ||
| Max Edward Recker | Registered representative | Jun 2010 (16y) | ||
| Samuel Michael Mcgowen | Registered representative | Nov 2010 (16y) | ||
| Littell Edward Wilson | Registered representative | Dec 2010 (16y) | ||
| Jack Custer Ebenreiter | Registered representative | Feb 2011 (15y) | ||
| Kaitlyn Cecilia Ross | Registered representative | Mar 2011 (15y) | ||
| Mark Ferdinand Weiss | Registered representative | CFA | Jul 2011 (15y) | |
| Brendan Patrick Schutt | Registered representative | Aug 2011 (15y) | ||
| Devin Michael Rankin | Registered representative | Aug 2011 (15y) | ||
| Jacob Raymond Maddigan | Registered representative | Aug 2011 (15y) | ||
| Matthew Eugene Osheskie | Registered representative | Oct 2011 (15y) | ||
| Neil Benjamin Apfelbaum | Registered representative | Oct 2011 (15y) | ||
| Justin Edward Levy | Registered representative | CFP | Feb 2012 (14y) | |
| Charles Richard Ebbs | Registered representative | Jun 2012 (14y) | ||
| Albert John Anthony Devito | Registered representative | Aug 2012 (14y) | ||
| Adam Michele Heurich | Registered representative | Aug 2012 (14y) | ||
| Eugene William Mccourt | Registered representative | Aug 2012 (14y) | ||
| David Baines Catalane | Registered representative | Oct 2012 (14y) | ||
| Christopher Thomas Davis | Registered representative | Dec 2012 (14y) | ||
| Christopher Dibartolomeo | Registered representative | Jan 2013 (14y) | ||
| Robert Howard Kern | Registered representative | Jan 2013 (14y) | ||
| Michael David Jura | Registered representative | Feb 2013 (13y) | ||
| Madison Raye Cornell Dischinger | Registered representative | May 2013 (13y) | ||
| Christopher Patrick Mcginley | Registered representative | May 2013 (13y) | ||
| Ihab Labib Salib | Registered representative | May 2013 (13y) | ||
| Brian Robert Willer | Registered representative | Jun 2013 (13y) | ||
| Jared Scott Hoff | Registered representative | Jun 2013 (13y) | ||
| Casey Clarence Curtin | Registered representative | Aug 2013 (13y) | ||
| Anthony Zugec | Registered representative | Aug 2013 (13y) | ||
| Kristin Jeanne Rhad | Registered representative | Oct 2013 (13y) | ||
| Brian Matthew Petnuch | Registered representative | Nov 2013 (13y) | ||
| Thomas Arthur Anzio | Registered representative | Feb 2014 (12y) | ||
| Brendan Evan Butler | Registered representative | Mar 2014 (12y) | ||
| Layne Michelle Freeman | Registered representative | May 2014 (12y) | ||
| Matthew Robert Defilippo | Registered representative | Jul 2014 (12y) | ||
| Michael Thomas Dimarsico | Registered representative | Jul 2014 (12y) | ||
| Gregory Stilianos Tzanoukakis | Registered representative | Aug 2014 (12y) | ||
| Daniel Roy Zsolcsak | Registered representative | Aug 2014 (12y) | ||
| Alexander Carl Henry | Registered representative | Jan 2015 (12y) | ||
| Ryan Charles Murphy | Registered representative | Jan 2015 (12y) | ||
| Maria Riggi | Registered representative | Mar 2015 (11y) | ||
| Anne Marie Hillwig | Registered representative | Jun 2015 (11y) | ||
| Matthew James Litzinger | Registered representative | Jun 2015 (11y) | ||
| Theodore Edward Williams | Registered representative | Jul 2015 (11y) | ||
| Thomas Robert Brown | Registered representative | Sep 2015 (11y) | ||
| Christopher Paul Minton | Registered representative | Oct 2015 (11y) | ||
| Damian Michael Mcintyre | Registered representative | CFA | Oct 2015 (11y) | |
| Patrick Dubbs Miley | Registered representative | Oct 2015 (11y) | ||
| Timothy Horton Johnson | Registered representative | Oct 2015 (11y) | ||
| Candice Shakira Gallagher | Registered representative | Nov 2015 (11y) | ||
| Drew Haley | Registered representative | Feb 2016 (10y) | ||
| Morgan Elaine Scaife | Registered representative | Mar 2016 (10y) | ||
| Jillian Michele Cochran | Registered representative | Apr 2016 (10y) | ||
| Anna Elizabeth Allwes | Registered representative | May 2016 (10y) | ||
| Ryan William Jones | Registered representative | CFA | Jun 2016 (10y) | |
| Michael Alan Smith | Registered representative | Oct 2016 (10y) | ||
| Luke Anthony Raffa | Registered representative | Feb 2017 (9y) | ||
| Michael Robert Tucker | Registered representative | Feb 2017 (9y) | ||
| Andrew Paul Larson | Registered representative | Sep 2017 (9y) | ||
| Michael Daniel Klim | Registered representative | Jan 2018 (9y) | ||
| Maya Gorokhovskiy | Registered representative | Apr 2018 (8y) | ||
| Jeffrey Scott Fedan | Registered representative | Apr 2018 (8y) | ||
| Jeff Davis Aronsohn | Registered representative | May 2018 (8y) | ||
| Ian Richard Hastings | Registered representative | Aug 2018 (8y) | ||
| Gregory Sterzel | Registered representative | Sep 2018 (8y) | ||
| Erik Robert Thornton | Registered representative | Nov 2018 (8y) | ||
| Emory Lincoln Redd | Registered representative | Mar 2019 (7y) | ||
| Michael Christopher Layton | Registered representative | Sep 2019 (7y) | ||
| Christopher T Koch | Registered representative | Nov 2019 (7y) | ||
| Tonilynn Frazzini | Registered representative | Nov 2019 (7y) | ||
| Heather West Froehlich | Registered representative | Nov 2019 (7y) | ||
| Thomas James Maciarello | Registered representative | Feb 2020 (6y) | ||
| Madeleine Ann Rees | Registered representative | Jul 2020 (6y) | ||
| Thor Christian Chandler | Registered representative | Jul 2020 (6y) | ||
| Stephen Karl Gutch | Registered representative | CFA | Aug 2020 (6y) | |
| Patrick Joseph Morello | Registered representative | Aug 2020 (6y) | ||
| Luke Vincent Picchi | Registered representative | Aug 2020 (6y) | ||
| David Donald Gregoire | Registered representative | CFA | Nov 2020 (6y) | |
| Emma Lynn Field | Registered representative | Dec 2020 (6y) | ||
| Justin Andrew Bard | Registered representative | Jan 2021 (6y) | ||
| Caroline Elizabeth Kafafian | Registered representative | Mar 2021 (5y) | ||
| Philip Lee Judson | Registered representative | Apr 2021 (5y) | ||
| John Stuart Larson | Registered representative | Jun 2021 (5y) | ||
| David James Brown | Registered representative | Feb 2022 (4y) | ||
| Ethan James Young | Registered representative | Feb 2022 (4y) | ||
| Joshua Nathaniel Wertkin | Registered representative | Feb 2022 (4y) | ||
| Eric George Kramer | Registered representative | Mar 2022 (4y) | ||
| David Anthony Perez | Registered representative | Apr 2022 (4y) | ||
| Casey Patrick Garwig | Registered representative | May 2022 (4y) | ||
| James Joseph Henry | Registered representative | Sep 2022 (4y) | ||
| Jessica Diane Kraisinger | Registered representative | Sep 2022 (4y) | ||
| Matthew Warren Koenig | Registered representative | Sep 2022 (4y) | ||
| William Ringen Gavett | Registered representative | Sep 2022 (4y) | ||
| Jared Matthew Orr | Registered representative | CFP | Oct 2022 (4y) | |
| Craig Wilton Henderson | Registered representative | Oct 2022 (4y) | ||
| Timothy Michael Halberg | Registered representative | May 2023 (3y) | ||
| Nathaniel Auldin Westfall | Registered representative | Jun 2023 (3y) | ||
| Frank Carl Senchak | Registered representative | CFA | Jun 2023 (3y) | |
| Jeffrey Michael Antonacci | Registered representative | CFA | Aug 2023 (3y) | |
| Emily Christine Kavanagh | Registered representative | Sep 2023 (3y) | ||
| Gabriel Michael Dominick | Registered representative | Sep 2023 (3y) | ||
| Nathan Michael Pangallo | Registered representative | Sep 2023 (3y) | ||
| Colby Reese Anthony | Registered representative | Sep 2023 (3y) | ||
| Derrick Richard Stancick | Registered representative | Dec 2023 (3y) | ||
| William Henry Ehland | Registered representative | Jan 2024 (3y) | ||
| Anthony Brandon Tambellini | Registered representative | Jan 2024 (3y) | ||
| Jason Charles Straker | Registered representative | CFA | Jan 2024 (3y) | |
| Matthew Lee Harris | Registered representative | Jun 2024 (2y) | ||
| Brendan Kyle Kopich | Registered representative | Jun 2024 (2y) | ||
| Daniel James Potosky | Registered representative | Jun 2024 (2y) | ||
| Nolan Joseph Hutter | Registered representative | Aug 2024 (2y) | ||
| Michael Orsi | Registered representative | Oct 2024 (2y) | ||
| Branko Alexander Kosanovich | Registered representative | Nov 2024 (2y) | ||
| Christian John Gabriel | Registered representative | Nov 2024 (2y) | ||
| Emily Cipriani | Registered representative | Nov 2024 (2y) | ||
| Samuel John Layton | Registered representative | Nov 2024 (2y) | ||
| Samuel Thomas Passalinqua | Registered representative | Nov 2024 (2y) | ||
| Tyler Roman Siconolfi | Registered representative | Nov 2024 (2y) | ||
| Christopher Michael Gianchetti | Registered representative | Dec 2024 (2y) | ||
| Marin Kate Laffey | Registered representative | Dec 2024 (2y) | ||
| Ioannis D Repoulis | Registered representative | CFA | Jan 2025 (2y) | |
| Michael P Meehan | Registered representative | CFA | Feb 2025 (1y) | |
| Paul Clifford Anderson | Registered representative | CFA | Feb 2025 (1y) | |
| Michael Honer | Registered representative | CFA | Mar 2025 (1y) | |
| Andrew Grange Smith | Registered representative | Mar 2025 (1y) | ||
| Joseph Cacese | Registered representative | Mar 2025 (1y) | ||
| Justin Christopher Fein | Registered representative | Mar 2025 (1y) | ||
| Brandon Paul Williams | Registered representative | Apr 2025 (1y) | ||
| Caitlyn Marie Dalessandro | Registered representative | Apr 2025 (1y) | ||
| Philip Robert Hoffman | Registered representative | Apr 2025 (1y) | ||
| William Keber | Registered representative | Apr 2025 (1y) | ||
| Tracie Lynn Heaton | Registered representative | May 2025 (1y) | ||
| Bradley Allan Yoder | Registered representative | Jun 2025 (1y) | ||
| Jacob Patrick Gruden | Registered representative | Jun 2025 (1y) | ||
| Douglas Wayne Gardner | Registered representative | Sep 2025 (1y) | ||
| Jack Henry Dana | Registered representative | Sep 2025 (1y) | ||
| Spencer Reinke | Registered representative | Sep 2025 (1y) | ||
| Jeremy A Taylor | Registered representative | CFA | Oct 2025 (1y) | |
| Kristie Ellen Faber | Registered representative | Nov 2025 (1y) | ||
| Caroline Marfino Martin | Registered representative | Nov 2025 (1y) | ||
| Triston Christopher Schaffer | Registered representative | Nov 2025 (1y) | ||
| Grayden Jackson | Registered representative | Jan 2026 (1y) | ||
| Parker Scott Lammers | Registered representative | Jul 2026 (0y) | ||
| William Charles Hirt | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fii Holdings, Inc. | Shareholder | Dec 1989 | A | 75% or more |
| Federated Hermes, Inc. | Shareholder | Mar 1983 | B | ≈ 56.25% – 100% via Fii Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Federated Hermes, Inc.: 75% – 100% of Fii Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $2.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Federated Hermes Short Term U.S. Prime Fund | Liquidity Fund | $1.4B | $10.0M | 290 |
| Federated Hermes Short Term U.S. Gov Securities Fund | Liquidity Fund | $673M | $10.0M | 458 |
| Federated Hermes Prime Private Liquidity Fund | Liquidity Fund | $264M | $5.0M | 16 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| U.A. Plumbers & Steamfitters Local 22 Pension Fund | U.A. Plumbers & Steamfitters Local 22 Pension Fund | 851 | $289M | 05/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 2.65 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- BNY Mellon $32.0B (15% of AUM) May 2026
- State Street $30.4B (16% of AUM) Mar 2024
- J.P. Morgan $2.8B (2% of AUM) Nov 2020
- Northern Trust $1.0B (1% of AUM) Jun 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗