Alan D Biller & Associates, Inc.
SEC-registered
Institutional / Pension Advisor · Large ($10B–$100B)
CRD 105283
· SEC file 801-48432
· Menlo Park, CA
· WWW.ALANBILLER.COM
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ADV data as of Jan 26, 2026
- Regulatory AUM
- $65.1B
- Discretionary
- $65.1B
- Clients
- 51
- Avg AUM / client
- $1.3B
- Accounts
- 52
- Employees
- 51
AUM over time
$4.2M
$82.6B
Oct 2011
Oct 2025
Annual snapshots from Form ADV filings · as of Jan 26, 2026
Asset allocation (SMA assets by investment type)
as of Jan 26, 2026
Pooled investment vehicles
$42.3B
65%
Registered investment companies (funds/ETFs)
$18.9B
29%
Investment-grade corporate bonds
$2.0B
3%
Exchange-traded equities
$651M
1%
US government & agency bonds
$651M
1%
Cash & equivalents
$651M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 25 | $56.8B | 87.3% |
| Charitable organizations | 1 | $4.1M | 0.01% |
| Other | 25 | $8.3B | 12.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mid America Carpenters Regional Council Supplemental Retirement Plan Board Of Trustees Of Mid America Carp Reg Council Supplemental Retirem | 2024 | |
| Carpenters Annuity Trust Fund For Northern California Carpenters Annuity Trust Fund For Northern California | 2024 | |
| Carpenters Pension Trust Fund For Northern California Carpenters Pension Trust Fund | 2024 | |
| Pacific Maritime Association Qualified Deferred Compensation Plan Pacific Maritime Association | 2024 | |
| Iron Workers Regional Shop Local Union 855 Individual Account Retirement Plan Iron Workers Regional Shop Local Union 855 | 2024 | |
| Local 191 I.B.E.W. Money Purchase Plan Board Of Trustees, Local 191 I.B.E.W. Money | 2024 | |
| Ilwu Pma Savings (401(k)) Plan Pacific Maritime Association | 2024 | |
| Arizona Sheet Metal Pension Trust Fund Board Of Trustees Arizona Sheet Metal Pension Trust Fund | Phoenix, AZ | 2024 |
| Ilwu Pma Pension Plan Trustees Of Ilwu Pma Pension Plan | 2024 | |
| Ilwu Pma Watchmen Pension Plan Trustees Of Ilwu Pma Watchmen Pension Plan | 2024 | |
| Ibew Local #952 Ventura Division Of La County Chapter Neca Pension Trust Fund Board Of Trustees, Ibew Local 952 Ventura Division | 2024 | |
| Iron Workers Regional Shop Local Union No 855 Pension Trust Iron Workers Regional Shop Local Union 855 Pension Trust | 2024 | |
| Pacific Coast Benefits Trust Fund Board Of Trustees, Pacific Coast Benefits Trust Fund | 2024 | |
| Cmta Gmpp & Allied Workers Local 164 B Pension Trust Jt. Board Of Trustees Cmta Gmpp & Allied Workers Local 164 B Pension | 2024 | |
| Mid America Carpenters Regional Council Pension Fund Board Of Trustees Of Mid America Carpenters Regional Council Pension F | 2024 | |
| Distributors Association Warehousemen's Pension Trust Industrial Employers & Distributors Association | 2024 | |
| Industrial Carpenters And Precast Pension Plan Board Of Trustees Of Industrial Carpenters And Precast Pension Plan | 2024 | |
| Western Conference Of Teamsters Supp Benefit Plan Board Of Trustees, Western Conference Of Teamsters | 2024 | |
| Ironworkers Local 549 550 Pension Plan Ironworkers Local 549 550 Pension Plan | Ona, WV | 2024 |
| International Brotherhood Of Electrical Workers District No. 9 Pension Plan Board Of Trustees, International Brotherhood Of | 2024 | |
| Ironworkers Local Union 549 And 550 Security Plan Ironworkers Local 549/550 Security Plan Board Of Trustees | 2024 | |
| Inland Refrigeration And Air Conditioning Retirement Trust Fund Board Of Trustees, Inland Refrigeration And Air | 2024 | |
| Ibew Local No 640 & Az Chapter Neca Defined Contribution Plan B Of T Ibew Local No 640 & Az Chapter Neca Defined Contribution Plan | Phoenix, AZ | 2024 |
| International Brotherhood Of Teamsters Retirement & Family Protection International Brotherhood Of Teamsters | 2024 | |
| United Parcel Service, Inc. Local 177, I.B.T Multi Employer Retirement Plan Bd Of Trustees, Ups Local 177, Ibt Multi Employer Retirement Plan | 2024 | |
| U. A. Local No. 159 Defined Benefit Plan Board Of Trustees Of U.A. Local No. 159 Pension Trust | 2024 | |
| Western States Carpenters Pension Plan Joint Board Of Trustees Western States Carpenters Pension Plan | Los Angeles, CA | 2024 |
| I.A.T.S.E. Local 33 Section 401(k) Plan Board Of Trustees, I.A.T.S.E. Local 33 Section 401(k) | 2024 | |
| U. A. Local No. 159 Defined Contribution Plan Board Of Trustees Of U.A. Local No. 159 Defined Contribution Plan | 2024 | |
| Southern District Ubc Defined Contribution Fund Board Of Trustees Of The Southern District Ubc Defined Contribution F | 2024 | |
| Northwest Carpenters Individual Account Pension Plan Board Of Trustees, Northwest Carpenters Individual Account Pension Pla | 2024 | |
| Northern California Electrical Workers Pension Plan Board Of Trustees, Northern California Electrical | 2024 | |
| The Newspaper Guild International Pension Plan Tng International Pension Fund | 2024 | |
| Iubac Local Union Officers & Employees Pension Plan Bd Of Trustees Iubac Local Union Officer & Empl Pension Plan | 2024 | |
| Bac Salaried Employees Pension Plan Bd Of Trustees Iubac Salaried Empl Pen Plan | 2024 | |
| United Brotherhood Of Carpenters Pension Fund United States Segment United Brotherhood Of Carpenters Pension Fund | 2024 | |
| Teamsters National 401 K Savings Plan Board Of Trustees Of The Teamsters National 401 K Savings Plan Trust | 2024 | |
| Southern California Lumber Industry Retirement Fund Board Of Trustees, Southern California Lumber | 2024 | |
| Western Conference Of Teamsters Pension Plan Western Conference Of Teamsters Pension Trust Fund Board Of Trustees | Seattle, WA | 2024 |
| Carpenters Labor Management Pension Plan United Brotherhood Of Carpenters Labor Mgmt Pf Trustee | Los Angeles, CA | 2024 |
| Supplemental Income 401(k) Plan Board Of Trustees Of Supplemental Income Trust Fund | 2024 | |
| Northwest Carpenters Retirement Plan Board Of Trustees, Northwest Carpenters Retirement Plan | 2024 | |
| The Teamster Ups National 401(k) Tax Deferred Savings Plan Board Of Trustees Of The Teamsters Ups 401 K National Savings Plan | 2024 | |
| Ibew Local 1245 Money Purchase Pension Plan Board Of Trustees Of Ibew 1245 Money Purchase Plan | 2024 | |
| The Cineplex Odeon Corporation U.S. Employees Pension Plan American Multi Cinema, Inc. | 2024 | |
| Pension Plan Of The Employers Shopmen's Local 516 Pension Trust Board Of Trustees, Employers Shopmen's Local 516 | 2024 | |
| Defined Benefit Retirement Income Plan For Certain Employees Of American Multi Cinema, Inc. American Multi Cinema, Inc. | 2024 | |
| American Multi Cinema, Inc. 401(k) Savings Plan American Multi Cinema, Inc. | 2024 | |
| Gciu Employer Retirement Benefit Plan Board Of Trustees Gciu Employer Retirement Benefit Plan | 2024 | |
| Bricklayers & Trowel Trades International Pension Fund Bricklayers & Trowel Trades Intl Pension Fd Bd Of Trustee | 2024 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Biller, Alan, David | Chairman, Chief Financial Officer | Nov 1982 (44y) | 25% – 50% | |
| Melton, Nancy, Tarabochia | Vice Chair | Oct 1991 (35y) | 25% – 50% | |
| Goldsticker, Ralph, Philip | Chief Investment Officer | Feb 2016 (11y) | Less than 5% | |
| Lim, Simon, Paul | Chief Compliance Officer/Managing Senior Consultant | Mar 2018 (8y) | Less than 5% | |
| Newell, Jennifer, Christine | Chief Executive Officer | Aug 2018 (8y) | Less than 5% | |
| Ali, Asad, Asif | President | Oct 2018 (8y) | Less than 5% | |
| Burrows, Aileen, Elizabeth | Chief Operating Officer | Aug 2021 (5y) | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (50)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mid America Carpenters Regional Council Supplemental Retirement Plan | Board Of Trustees Of Mid America Carp Reg Council Supplemental Retirem | 16,383 | $2.0B | 10/01/2024 |
| Carpenters Annuity Trust Fund For Northern California | Carpenters Annuity Trust Fund For Northern California | 22,353 | $3.5B | 09/01/2024 |
| Carpenters Pension Trust Fund For Northern California | Carpenters Pension Trust Fund | 19,200 | $6.6B | 09/01/2024 |
| Pacific Maritime Association Qualified Deferred Compensation Plan | Pacific Maritime Association | 150 | $96.7M | 07/01/2024 |
| Iron Workers Regional Shop Local Union 855 Individual Account Retirement Plan | Iron Workers Regional Shop Local Union 855 | 1,879 | $30.8M | 07/01/2024 |
| Local 191 I.B.E.W. Money Purchase Plan | Board Of Trustees, Local 191 I.B.E.W. Money | 4,177 | $238M | 07/01/2024 |
| Ilwu Pma Savings (401(k)) Plan | Pacific Maritime Association | 17,790 | $3.4B | 07/01/2024 |
| Arizona Sheet Metal Pension Trust Fund | Board Of Trustees Arizona Sheet Metal Pension Trust Fund | 814 | $124M | 07/01/2024 |
| Ilwu Pma Pension Plan | Trustees Of Ilwu Pma Pension Plan | 15,642 | $10.8B | 07/01/2024 |
| Ilwu Pma Watchmen Pension Plan | Trustees Of Ilwu Pma Watchmen Pension Plan | 283 | $107M | 07/01/2024 |
| Ibew Local #952 Ventura Division Of La County Chapter Neca Pension Trust Fund | Board Of Trustees, Ibew Local 952 Ventura Division | 359 | $130M | 07/01/2024 |
| Iron Workers Regional Shop Local Union No 855 Pension Trust | Iron Workers Regional Shop Local Union 855 Pension Trust | 254 | $77.2M | 07/01/2024 |
| Pacific Coast Benefits Trust Fund | Board Of Trustees, Pacific Coast Benefits Trust Fund | 49,438 | $838M | 07/01/2024 |
| Cmta Gmpp & Allied Workers Local 164 B Pension Trust | Jt. Board Of Trustees Cmta Gmpp & Allied Workers Local 164 B Pension | 88 | $118M | 07/01/2024 |
| Mid America Carpenters Regional Council Pension Fund | Board Of Trustees Of Mid America Carpenters Regional Council Pension F | 11,246 | $6.4B | 07/01/2024 |
| Distributors Association Warehousemen's Pension Trust | Industrial Employers & Distributors Association | 233 | $102M | 06/01/2024 |
| Industrial Carpenters And Precast Pension Plan | Board Of Trustees Of Industrial Carpenters And Precast Pension Plan | 891 | $130M | 06/01/2024 |
| Western Conference Of Teamsters Supp Benefit Plan | Board Of Trustees, Western Conference Of Teamsters | 9,474 | $78.2M | 04/01/2024 |
| Ironworkers Local 549 550 Pension Plan | Ironworkers Local 549 550 Pension Plan | 792 | $215M | 04/01/2024 |
| International Brotherhood Of Electrical Workers District No. 9 Pension Plan | Board Of Trustees, International Brotherhood Of | 31,265 | $2.5B | 04/01/2024 |
| Ironworkers Local Union 549 And 550 Security Plan | Ironworkers Local 549/550 Security Plan Board Of Trustees | 4,003 | $54.5M | 04/01/2024 |
| Inland Refrigeration And Air Conditioning Retirement Trust Fund | Board Of Trustees, Inland Refrigeration And Air | 203 | $33.3M | 02/01/2024 |
| Ibew Local No 640 & Az Chapter Neca Defined Contribution Plan | B Of T Ibew Local No 640 & Az Chapter Neca Defined Contribution Plan | 6,339 | $137M | 01/01/2024 |
| International Brotherhood Of Teamsters Retirement & Family Protection | International Brotherhood Of Teamsters | 316 | $152M | 01/01/2024 |
| United Parcel Service, Inc. Local 177, I.B.T Multi Employer Retirement Plan | Bd Of Trustees, Ups Local 177, Ibt Multi Employer Retirement Plan | 4,753 | $2.0B | 01/01/2024 |
Top 25 of 50 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/26/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RETAINER
Services
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- BNY Mellon $43.1B (66% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.
View current Form ADV (SEC/IAPD) ↗