Stacey Braun Associates Inc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 105056
· SEC file 801-10933
· New York, NY
· WWW.STACEYBRAUN.COM
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $5.5B
- Discretionary
- $5.4B
- Clients
- 1,091
- Avg AUM / client
- $5.0M
- Accounts
- 1,091
- Employees
- 17
AUM over time
$2.9B
$5.5B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 883 | $329M | 5.98% |
| High net worth individuals | 12 | $102M | 1.86% |
| Pension and profit sharing plans | 49 | $2.8B | 51.6% |
| State or municipal government entities | 60 | $653M | 11.9% |
| Corporations and other businesses | 6 | $62.8M | 1.14% |
| Other | 81 | $1.5B | 27.6% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| New York State United Teachers Member Benefits Catastrophe Major EIN 477358956 | Latham, NY | 12/31/2024 |
| Voluntary Hospitals House Staff Bnfts Pln EIN 133029280 | Long Island City, NY | 12/31/2024 |
| New York State United Teachers Member Benefits Tr EIN 222480854 | Latham, NY | 08/31/2024 |
| Northern New Jersey Teamsters Benefit Fund EIN 226082349 | North Haledon, NJ | 03/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Local Union 1158 I.B.E.W. Pension Fund Pa Board Of Trustees Of The Local Union 1158 I.B.E.W. Pension Fund Pa | 2024 | |
| Ibew Local 43 & Electrical Contractors Pension Fund Ibew Local 43 & Electrical Contractors Pension Fund | 2024 | |
| Local 295 I.B.T. Employer Group Pension Trust Fund Trustees Of Local 295 I.B.T. Employer Group Pension Trust Fund | 2024 | |
| Iron Workers Local 451 Annuity Fund Iron Workers Local 451 Joint Board Of Trustees | 2024 | |
| Bricklayers And Stonemasons Local Union 2 Pension Plan Trustees Of Bricklayers And Stonemasons Local Union 2 Pension Plan | 2024 | |
| Local 199 Laborers International Union Of North America Annuity Plan Laborers Annuity Fund Local #199 Board Of Trustees | 2024 | |
| Laborers Of Delaware Local Union No. 199 Pension Plan Laborers Of Delaware Lcl Union 199 Board Of Trustees | 2024 | |
| B.A.C. Local I De/Pa Annuity Plan Bricklayers Local Union No 1 Of Del | 2024 | |
| B.A.C. Local 1 De/Pa Pension Trust Bricklayers Local Union No 1 Of Delaware | 2024 | |
| I.U.O.E. Annuity Fund Local 137,137 A,137 B,137 C, And 137 R Board Of Trustees I.U.O.E. Annuity Local 137 137 A 137 B 137 C 137 R | 2024 | |
| Pension Plan Of The Iuoe Local 137 137 A 137 B 137 C 137 R, Afl Cio Bd Of Trustees Pension Plan Of The Iuoe 137 137 A 137 B 137 C 137 R Aflcio | 2024 | |
| Westchester Heavy Construction Laborers Local 60 Annuity Fund Board Of Trustees Local 60 Annuity Fund | Hawthrone, NY | 2024 |
| Local 445 Annuity Fund Local 445 Annuity Fund | 2024 | |
| Local 177 Union Pension Plan Dept Store Drivers Warehousemen Helpers Local 177 Union | 2024 | |
| Annuity Fd Of The Iuoe Local Union 94, 94 A, 94 B Afl Cio Bd Of Trustees Annuity Fund Of The Iuoe Lcl Union 94, 94 A, 94 B Afl Cio | 2024 | |
| Local 108 Retirement Plan Board Of Trustees Local 108 Retirement Plan | 2024 | |
| Teamsters Local 11 Pension Fund Board Of Trustees Teamsters Local 11 Pension Fund | 2024 | |
| Neca Local Union No 313 Ibew Pension Plan Bd Of Tees Of Neca Lu No 313 Ibew Pension Plan | 2024 | |
| Local 817 Ibt Pension Fund Theatrical Teamsters Local 817 Pension Fund | 2024 | |
| Derrickmens Pension Fund, Local 197 Bd Of Tr Derrickmens Pension Fund, Local 197 | 2024 | |
| Westchester Heavy Construction Laborers Local 60 Pension Fund Board Of Trustees Local 60 Pension Fund | Hawthorne, NY | 2024 |
| United Wire, Metal & Machine Pension Fund Board Of Trustees Of U.W.M. & M. Pension Fund | Long Island City, NY | 2024 |
| Southern Electrical Retirement Fund Board Of Trustees Southern Electrical Retirement Fund | 2024 | |
| Connecticut Laborers' Annuity Plan Connecticut Laborers Annuity Fund Board Of Trustees | West Haven, CT | 2024 |
| Local 810 Affliated Pension Plan Board Of Trustees Of Local 810 Affiliated Pension Plan | Long Island City, NY | 2024 |
| Laborers Local 235 Annuity Fund Laborers Local 235 Annuity Fund | 2024 | |
| Marble Industry Pension Trust Fund Board Of Trustees Of Marble | 2024 | |
| Stone Setters Annuity Fund Local 84 Board Of Trustees Of Stone Setters | 2024 | |
| Production Workers Pension Fund Production Workers Pension Fund | 2024 | |
| Laborers Local 235 Pension Fund Board Of Trustees Laborers Local 235 Pension Fund | 2024 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gurevich, Rita | Vice President/Chief Compliance Officer | Sep 1995 (31y) | Less than 5% | |
| Willis, Peter, Bruce | President | Jan 2020 (7y) | 5% – 10% | |
| Newell, Melbourne, Rouston | Vice President | Mar 2021 (5y) | Less than 5% | |
| Wexler, Douglas, Harry | Executive Vice President | Jan 2022 (5y) | 5% – 10% | |
| Wexler, Paul, William | Executive Vice President | Jan 2022 (5y) | 5% – 10% | |
| Robinson Wexler, June | Chairperson Of The Board | Jul 2022 (4y) | 75% or more |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (30)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Local Union 1158 I.B.E.W. Pension Fund Pa | Board Of Trustees Of The Local Union 1158 I.B.E.W. Pension Fund Pa | 0 | $33.8M | 11/01/2024 |
| Ibew Local 43 & Electrical Contractors Pension Fund | Ibew Local 43 & Electrical Contractors Pension Fund | 925 | $271M | 07/01/2024 |
| Local 295 I.B.T. Employer Group Pension Trust Fund | Trustees Of Local 295 I.B.T. Employer Group Pension Trust Fund | 1,494 | $640M | 07/01/2024 |
| Iron Workers Local 451 Annuity Fund | Iron Workers Local 451 Joint Board Of Trustees | 212 | $35.2M | 07/01/2024 |
| Bricklayers And Stonemasons Local Union 2 Pension Plan | Trustees Of Bricklayers And Stonemasons Local Union 2 Pension Plan | 34 | $9.6M | 05/01/2024 |
| Local 199 Laborers International Union Of North America Annuity Plan | Laborers Annuity Fund Local #199 Board Of Trustees | 545 | $8.5M | 05/01/2024 |
| Laborers Of Delaware Local Union No. 199 Pension Plan | Laborers Of Delaware Lcl Union 199 Board Of Trustees | 211 | $64.0M | 05/01/2024 |
| B.A.C. Local I De/Pa Annuity Plan | Bricklayers Local Union No 1 Of Del | 102 | $14.5M | 04/01/2024 |
| B.A.C. Local 1 De/Pa Pension Trust | Bricklayers Local Union No 1 Of Delaware | 427 | $44.3M | 04/01/2024 |
| I.U.O.E. Annuity Fund Local 137,137 A,137 B,137 C, And 137 R | Board Of Trustees I.U.O.E. Annuity Local 137 137 A 137 B 137 C 137 R | 717 | $253M | 01/01/2024 |
| Pension Plan Of The Iuoe Local 137 137 A 137 B 137 C 137 R, Afl Cio | Bd Of Trustees Pension Plan Of The Iuoe 137 137 A 137 B 137 C 137 R Aflcio | 608 | $272M | 01/01/2024 |
| Westchester Heavy Construction Laborers Local 60 Annuity Fund | Board Of Trustees Local 60 Annuity Fund | 1,101 | $200M | 01/01/2024 |
| Local 445 Annuity Fund | Local 445 Annuity Fund | 387 | $17.7M | 01/01/2024 |
| Local 177 Union Pension Plan | Dept Store Drivers Warehousemen Helpers Local 177 Union | 17 | $14.6M | 01/01/2024 |
| Annuity Fd Of The Iuoe Local Union 94, 94 A, 94 B Afl Cio | Bd Of Trustees Annuity Fund Of The Iuoe Lcl Union 94, 94 A, 94 B Afl Cio | 5,885 | $1.8B | 01/01/2024 |
| Local 108 Retirement Plan | Board Of Trustees Local 108 Retirement Plan | 0 | $28.6M | 01/01/2024 |
| Teamsters Local 11 Pension Fund | Board Of Trustees Teamsters Local 11 Pension Fund | 377 | $77.7M | 01/01/2024 |
| Neca Local Union No 313 Ibew Pension Plan | Bd Of Tees Of Neca Lu No 313 Ibew Pension Plan | 823 | $234M | 01/01/2024 |
| Local 817 Ibt Pension Fund | Theatrical Teamsters Local 817 Pension Fund | 1,251 | $753M | 01/01/2024 |
| Derrickmens Pension Fund, Local 197 | Bd Of Tr Derrickmens Pension Fund, Local 197 | 136 | $53.7M | 01/01/2024 |
| Westchester Heavy Construction Laborers Local 60 Pension Fund | Board Of Trustees Local 60 Pension Fund | 1,006 | $342M | 01/01/2024 |
| United Wire, Metal & Machine Pension Fund | Board Of Trustees Of U.W.M. & M. Pension Fund | 1,045 | $213M | 01/01/2024 |
| Southern Electrical Retirement Fund | Board Of Trustees Southern Electrical Retirement Fund | 13,044 | $2.2B | 01/01/2024 |
| Connecticut Laborers' Annuity Plan | Connecticut Laborers Annuity Fund Board Of Trustees | 2,888 | $274M | 01/01/2024 |
| Local 810 Affliated Pension Plan | Board Of Trustees Of Local 810 Affiliated Pension Plan | 145 | $33.6M | 01/01/2024 |
Top 25 of 30 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (4)
| Organization | Type | Assets | As of |
|---|---|---|---|
| New York State United Teachers Member Benefits Catastrophe Major | Public charity | $212M | 12/31/2024 |
| Voluntary Hospitals House Staff Bnfts Pln | Public charity | $85.9M | 12/31/2024 |
| New York State United Teachers Member Benefits Tr | Public charity | $102M | 08/31/2024 |
| Northern New Jersey Teamsters Benefit Fund | Public charity | $53.2M | 03/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Pnc Bank $1.4B (26% of AUM) Mar 2026
- Amalgamated Bank $849M (15% of AUM) Mar 2026
- U.S. Bank $622M (11% of AUM) Mar 2026
- M&T Bank $299M (10% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗